Doug Jones of PennyMac (NYSE: PFSI) reports tax-withholding share disposition

Rhea-AI Filing Summary

PennyMac Financial Services director and president Doug Jones reported a tax-related share disposition tied to equity compensation. On February 14, 2026, 904 shares of common stock were withheld at $92.01 per share to cover taxes upon vesting of restricted stock units. After this, Jones held 27,510 shares directly, consisting of 25,610 restricted stock units and 1,900 common shares, which will be settled in stock as the units vest. He also reported indirect holdings of 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jones Doug

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Director, President & CMBO

3. Date of Earliest Transaction (Month/Day/Year)
02/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/14/2026		F		904(1)	D	$92.01	27,510(2)	D
Common Stock								15,337	I	The Jones Family Trust
Common Stock								410,000	I	GR Family Investments LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted stock units.

2. The reported amount consists of 25,610 restricted stock units and 1,900 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Jones	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Doug Jones report in this Form 4 for PennyMac Financial (PFSI)?

Doug Jones reported a tax-withholding disposition of 904 PennyMac Financial shares. These shares were withheld to satisfy taxes owed when restricted stock units vested, rather than being sold in an open-market transaction.

How many PennyMac Financial (PFSI) shares were withheld for taxes in this filing?

The filing shows 904 PennyMac Financial common shares were withheld for taxes. The withholding occurred at a price of $92.01 per share when restricted stock units vested for Doug Jones.

How many PennyMac Financial (PFSI) shares does Doug Jones hold directly after this transaction?

After the tax-withholding transaction, Doug Jones directly holds 27,510 shares. This amount includes 25,610 restricted stock units and 1,900 common shares, with the units to be settled in stock upon vesting.

What indirect PennyMac Financial (PFSI) holdings are associated with Doug Jones?

The Form 4 reports 15,337 shares held indirectly through The Jones Family Trust. It also reports 410,000 shares held indirectly through GR Family Investments LLC, both attributed as indirect ownership interests for Doug Jones.

Was this PennyMac Financial (PFSI) Form 4 an open-market sale by Doug Jones?

No, the transaction was not an open-market sale. It was a tax-withholding disposition, where 904 shares were delivered to cover tax obligations arising from vesting restricted stock units.

What is the nature of the restricted stock units reported for PennyMac Financial (PFSI)?

The filing states 25,610 restricted stock units are included in Doug Jones’s direct holdings. These units will be settled in an equal number of PennyMac Financial common shares as they vest over time.