PennyMac (PFSI) CAO Gregory Hendry reports 32-share tax withholding

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. executive Gregory L. Hendry, MD and Chief Accounting Officer, reported a small tax-related share disposition. On February 28, 2026, 32 shares of common stock were withheld at $91.93 per share to cover taxes upon vesting of restricted stock units. After this transaction, he directly holds a total of 48,968 equity interests, consisting of 48,064 shares of common stock and 904 restricted stock units that will settle into an equal number of shares upon vesting.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hendry Gregory L

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		F		32(1)	D	$91.93	48,968(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted stock units.

2. The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did PennyMac (PFSI) report for Gregory L. Hendry?

PennyMac (PFSI) reported that Gregory L. Hendry had 32 common shares withheld to cover taxes upon vesting of restricted stock units. This was a tax-withholding disposition, not an open-market buy or sell transaction.

What was the price per share for Gregory Hendry’s tax-withholding disposition at PennyMac (PFSI)?

The 32 PennyMac (PFSI) shares withheld for taxes were valued at $91.93 per share. This value reflects the stock price used to satisfy the tax obligation tied to restricted stock unit vesting.

How many PennyMac (PFSI) shares does Gregory Hendry hold after the reported Form 4 transaction?

After the Form 4 transaction, Gregory Hendry directly holds 48,968 PennyMac (PFSI) equity interests. This amount includes 48,064 shares of common stock and 904 restricted stock units that will convert into shares upon vesting.

What does transaction code F mean in Gregory Hendry’s PennyMac (PFSI) Form 4?

Transaction code F indicates shares used to pay an exercise price or tax liability. In Gregory Hendry’s PennyMac (PFSI) filing, it reflects 32 shares withheld to satisfy tax obligations when restricted stock units vested.

Is Gregory Hendry’s PennyMac (PFSI) Form 4 transaction a market sale?

No, Gregory Hendry’s PennyMac (PFSI) Form 4 does not show a market sale. It reports 32 shares withheld for taxes upon restricted stock unit vesting, a non-market, tax-withholding disposition categorized under transaction code F.