PennyMac (NYSE: PFSI) CAO has 45 shares withheld to cover taxes

Rhea-AI Filing Summary

PennyMac Financial Services, Inc.’s MD and Chief Accounting Officer, Gregory L. Hendry, reported a small tax-related share disposition. On February 24, 2026, 45 shares of common stock at $90.33 per share were withheld to cover taxes upon vesting of restricted stock units, rather than sold in the open market.

After this withholding, Hendry’s reported holdings total 49,000 share equivalents, consisting of 1,002 restricted stock units and 47,998 shares of common stock, all held directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hendry Gregory L

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/24/2026		F		45(1)	D	$90.33	49,000(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted stock units.

2. The reported amount consists of 1,002 restricted stock units and 47,998 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PennyMac (PFSI) report for Gregory Hendry?

Gregory L. Hendry reported a small tax-related share disposition. On 24 February 2026, 45 PennyMac common shares were withheld to cover taxes triggered by vesting restricted stock units, rather than representing an open-market sale of stock.

Was the PennyMac (PFSI) Form 4 transaction a regular stock sale?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. Forty-five common shares were withheld to satisfy tax obligations when restricted stock units vested, a common administrative step for equity compensation.

How many PennyMac (PFSI) shares were involved in Hendry’s tax withholding?

The filing reports that 45 shares of PennyMac common stock were withheld. The shares were valued at $90.33 per share for this transaction, and the disposition was specifically for payment of tax liabilities related to vesting restricted stock units.

What is Gregory Hendry’s PennyMac (PFSI) ownership after this Form 4?

After the tax withholding, Gregory L. Hendry reports beneficial ownership of 49,000 share equivalents. This includes 1,002 restricted stock units plus 47,998 shares of PennyMac common stock, all held directly in his name according to the filing.

What does the F transaction code mean in the PennyMac (PFSI) Form 4?

The Form 4 uses transaction code “F,” which indicates shares were used to pay an exercise price or tax liability. Here, the 45 PennyMac shares were withheld specifically to cover taxes upon vesting of restricted stock units, not sold on the market.

How are Hendry’s restricted stock units in PennyMac (PFSI) settled?

The filing states that 1,002 restricted stock units will be settled in an equal number of PennyMac common shares upon vesting. These units convert one-for-one into common stock, increasing Hendry’s share holdings as vesting occurs over time.