PennyMac (PFSI) CRO Tidmore reports 300-share tax-withholding transaction

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. Chief Revenue Officer Abbie Tidmore reported a Form 4 showing shares withheld to cover taxes on vesting equity. On February 28, 2026, 300 shares of common stock were disposed of at $91.93 per share as a tax-withholding disposition, rather than an open-market sale. After this transaction, Tidmore held a total of 8,656 equity-linked interests, consisting of 5,330 restricted stock units that will settle in an equal number of common shares upon vesting and 3,326 shares of common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tidmore Abbie

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Revenue Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		F		300(1)	D	$91.93	8,656(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted stock units.

2. The reported amount consists of 5,330 restricted stock units and 3,326 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Ms. Tidmore	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did PennyMac Financial Services (PFSI) report for Abbie Tidmore?

PennyMac Financial Services reported that Chief Revenue Officer Abbie Tidmore had 300 common shares withheld to cover taxes upon restricted stock unit vesting. The Form 4 classifies this as a tax-withholding disposition, not an open-market purchase or sale.

How many PennyMac (PFSI) shares were involved in Abbie Tidmore’s Form 4 filing?

The filing shows 300 common shares disposed of at $91.93 per share for tax withholding. Following this transaction, Tidmore beneficially owned 8,656 equity interests in total, combining restricted stock units and directly held common shares.

Was Abbie Tidmore’s PennyMac (PFSI) transaction a market sale of shares?

No, the transaction was not a market sale. The Form 4 labels it as a tax-withholding disposition, where 300 shares were withheld by the issuer to satisfy tax obligations triggered by restricted stock unit vesting.

What is Abbie Tidmore’s ownership in PennyMac (PFSI) after the reported transaction?

After the tax-withholding disposition, Tidmore held 8,656 equity-linked interests in PennyMac. This consists of 5,330 restricted stock units plus 3,326 shares of common stock held directly, according to the Form 4 ownership disclosure and related footnote.

What role does Abbie Tidmore hold at PennyMac Financial Services (PFSI)?

Abbie Tidmore serves as Chief Revenue Officer at PennyMac Financial Services. As an executive officer, Tidmore must report equity transactions such as restricted stock unit vesting and related tax-withholding dispositions on Form 4 with the U.S. Securities and Exchange Commission.

How are Abbie Tidmore’s restricted stock units in PennyMac (PFSI) settled?

The Form 4 footnotes state that 5,330 restricted stock units are scheduled to be settled in an equal number of shares of PennyMac common stock upon vesting. These units represent future share delivery, separate from currently held common shares.