1,704 PFSI shares withheld for taxes for PennyMac (PFSI) leader

Rhea-AI Filing Summary

PennyMac Financial Services director and president Doug Jones reported a tax-withholding share disposition related to restricted stock units. On February 28, 2026, 1,704 shares of common stock were withheld at $91.93 per share to cover taxes upon RSU vesting.

After this transaction, Jones directly owned 29,088 common shares, consisting of 18,574 restricted stock units and 10,514 shares, with RSUs settling in an equal number of shares upon vesting. He also indirectly held 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jones Doug

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Director, President & CMBO

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		F		1,704(1)	D	$91.93	29,088(2)	D
Common Stock								15,337	I	The Jones Family Trust
Common Stock								410,000	I	GR Family Investments LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes upon vesting of restricted stock units.

2. The reported amount consists of 18,574 restricted stock units and 10,514 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Jones	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Doug Jones report for PennyMac Financial Services (PFSI)?

Doug Jones reported a tax-withholding disposition of 1,704 PennyMac Financial Services common shares on February 28, 2026. The shares were withheld to satisfy taxes due upon the vesting of restricted stock units, rather than being an open-market sale.

At what price were the 1,704 PFSI shares withheld for Doug Jones’ taxes?

The 1,704 withheld shares of PennyMac Financial Services common stock were valued at $91.93 per share. This value is used to calculate the tax-withholding amount tied to the vesting of Doug Jones’ restricted stock units on February 28, 2026.

How many PennyMac Financial Services shares does Doug Jones directly hold after this Form 4?

After the reported transaction, Doug Jones directly held 29,088 PennyMac Financial Services common shares. That amount consists of 18,574 restricted stock units and 10,514 common shares, with the restricted stock units settling in an equal number of shares as they vest.

What indirect PFSI share holdings are reported for Doug Jones on this Form 4?

Doug Jones is reported to indirectly hold 15,337 common shares of PennyMac Financial Services through The Jones Family Trust and an additional 410,000 common shares through GR Family Investments LLC, reflecting his beneficial interests via these entities.

Does this PFSI Form 4 show an open-market sale by Doug Jones?

No, the filing shows a Form F tax-withholding disposition, not an open-market sale. The 1,704 shares were withheld to cover taxes upon the vesting of restricted stock units, as explained in the accompanying footnote disclosure.

What do the restricted stock unit details mean in Doug Jones’ PFSI ownership?

The filing notes that 18,574 restricted stock units are included in Doug Jones’ direct holdings. These RSUs will be settled in an equal number of PennyMac Financial Services common shares when they vest, increasing his share count as vesting occurs.