PennyMac CAO granted stock units and options

PennyMac Financial Services MD and Chief Accounting Officer Gregory L. Hendry received new equity awards in the form of restricted stock units and stock options.

Rhea-AI Filing Summary

PennyMac Financial Services MD and Chief Accounting Officer Gregory L. Hendry received new equity awards in the form of restricted stock units and stock options. On February 12, 2026, he was granted 314 restricted stock units at $0 cost, which will vest in three equal installments beginning on the first anniversary of the grant and settle in an equal number of common shares upon vesting.

He was also granted a nonstatutory stock option for 798 shares of common stock with a $91.49 exercise price. This option vests in three equal parts on February 12, 2027, 2028 and 2029, contingent on continued service. Following these grants, he beneficially owns 48,947 shares of common stock, consisting of 1,383 restricted stock units and 47,564 shares of common stock.

Insider Trade Summary

Grant/Award: 1,112 shares

Grant/Award 2 txns

Insider Hendry Gregory L

Role MD, Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Nonstatutory Stock Option (Right to Buy)	798	$0.00	$0.00
Grant/Award	Common Stock	314	$0.00	$0.00

Holdings After Transaction: Nonstatutory Stock Option (Right to Buy) — 798 contracts (Direct); Common Stock — 48,947 shares (Direct)

Footnotes (3)

1. F1. The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
2. F2. The reported amount consists of 1,383 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
3. F3. This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

FAQ

What did PFSI executive Gregory L. Hendry receive in this Form 4 filing?

Gregory L. Hendry received restricted stock units and stock options. He was granted 314 restricted stock units at $0 cost and a nonstatutory stock option for 798 shares of PennyMac common stock, forming part of his equity compensation package.

How do Gregory L. Hendry’s new restricted stock units at PFSI vest?

The 314 restricted stock units vest in three equal installments. Vesting begins on the first anniversary of the February 12, 2026 grant date, and each vested unit will be settled in one share of PennyMac common stock upon vesting.

What are the key terms of Gregory L. Hendry’s new stock option at PFSI?

Hendry received a nonstatutory stock option for 798 shares at $91.49 per share. The option vests in three equal tranches on February 12, 2027, 2028, and 2029, subject to his continued service with PennyMac Financial Services.

How many PennyMac (PFSI) shares does Gregory L. Hendry own after these grants?

After the reported grants, Hendry beneficially owns 48,947 shares. This total includes 1,383 restricted stock units that will settle in shares upon vesting and 47,564 outstanding shares of PennyMac common stock held directly.

Was cash paid by Gregory L. Hendry for the equity reported in this PFSI Form 4?

No cash was paid for the reported equity awards. Both the 314 restricted stock units and the 798-share nonstatutory stock option were granted at a reported price of $0, with the option exercisable later at $91.49 per share.

What role does Gregory L. Hendry hold at PennyMac Financial Services (PFSI)?

Gregory L. Hendry serves as MD, Chief Accounting Officer at PennyMac. The Form 4 indicates these equity awards were granted to him in his capacity as an officer, reflecting part of his overall compensation structure.

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Accepted by SEC EDGAR 02/17/2026 - 06:54 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hendry Gregory L

(Last) (First) (Middle)

C/O PENNYMAC FINANCIAL SERVICES, INC.

3043 TOWNSGATE ROAD

(Street)

WESTLAKE VILLAGE CA 91361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PennyMac Financial Services, Inc. [ PFSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/12/2026		A		314(1)	A	$0	48,947(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Nonstatutory Stock Option (Right to Buy)	$91.49	02/12/2026		A		798		02/12/2027(3)	02/11/2036	Common Stock	798	$0	798	D

Explanation of Responses:

1. The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.

2. The reported amount consists of 1,383 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

3. This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

	/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry	02/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.