Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services, Inc. insider Daniel Perotti has filed a Form 144 indicating an intention to sell 8,775 shares of common stock. The planned sale, to be executed through Merrill Lynch on the NYSE, has an aggregate market value of $1,109,693.28, while 51,965,474 shares of common stock are outstanding.
The shares to be sold were acquired through the vesting of performance share and restricted stock unit awards in February 2023 under the issuer’s equity compensation plan. Over the past three months, Perotti has also sold common stock in multiple transactions, including 5,850 shares on 09/02/2025, 13,110 shares on 10/22/2025, and 26,011 shares on 10/24/2025, with related gross proceeds disclosed.
T. Rowe Price Investment Management, Inc. filed a Schedule 13G/A (Amendment No. 2) disclosing beneficial ownership of 3,748,813 shares of PennyMac Financial Services common stock, representing 7.2% of the class as of 09/30/2025.
The filer reports sole voting power over 3,736,693 shares and sole dispositive power over 3,748,813 shares, with no shared voting or dispositive power. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
PennyMac Financial Services (PFSI) reported insider transactions by its Chairman & CEO, who is also a Director. On 11/12/2025, sales executed under a Rule 10b5-1 trading plan resulted in two dispositions: 4,804 shares at a weighted average price of $129.24 and 196 shares at a weighted average price of $129.86.
Following these trades, reported beneficial ownership includes 552,859 securities, consisting of 36,299 restricted stock units and 516,560 shares of Common Stock. Indirect holdings are shown under ST Family Investment Company LLC.
PennyMac Financial Services (PFSI) insider activity: On 11/10/2025, the reporting person (Director, President & CMBO) exercised 23,453 options at $11.28 and sold 23,453 common shares at a weighted average price of $127.56, with price ranges disclosed.
Following these transactions, direct holdings were 19,056 restricted stock units to be settled in shares upon vesting. Indirect holdings were 15,337 shares held by The Jones Family Trust and 450,000 shares held by GR Family Investments LLC.
PennyMac Financial Services (PFSI) reported a Form 144 notice for a proposed sale of 23,453 shares of common stock through Merrill Lynch. The filing lists an aggregate market value of $2,991,606.71, with an approximate sale date of 11/10/2025 on the NYSE.
The shares were acquired on 11/10/2025 via an exercise of employee stock options using a broker-assisted cashless exercise. The filing also notes a prior sale in the past three months of 4,318 shares on 11/05/2025 for $544,454.00. Shares outstanding are listed as 51,965,474.
PennyMac Financial Services (PFSI): A reporting officer/director filed a Form 4 for transactions on 11/05/2025. The filer exercised 4,318 stock options at $11.28 per share and sold 4,318 shares at a weighted average price of $126.09, with trades ranging from $126.00 to $126.45. Following the transactions, the filer reported 19,056 shares directly (restricted stock units scheduled to settle in shares upon vesting), plus indirect holdings of 15,337 shares via The Jones Family Trust and 450,000 shares via GR Family Investments LLC. The filer also reports multiple nonstatutory stock option grants outstanding, including 23,453 remaining at a $11.28 exercise price, with other grants expiring between 2026 and 2035.
PennyMac Financial Services (PFSI): Form 144 notice of proposed sale. A shareholder filed to sell up to 4,318 shares of common stock, with an aggregate market value of $544,454. The filing lists Merrill Lynch as broker and the NYSE as the exchange, with an approximate sale date of 11/05/2025.
The shares were acquired on 11/05/2025 through the exercise of employee stock options via a broker-assisted cashless exercise. This is a personal sale under Rule 144; proceeds would go to the selling holder, not the company. Shares outstanding were 51,965,474.
PennyMac Financial Services (PFSI) reported an insider transfer by its Chairman & CEO pursuant to a divorce settlement. On 10/29/2025, the reporting person transferred 25,000 shares of common stock for $0 (Transaction Code J). Following the transaction, the insider beneficially owns 552,859 shares directly, consisting of 36,299 restricted stock units and 516,560 common shares. The filing also lists 120,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services (PFSI) reported an insider transaction by its Chief Financial Officer. On 10/24/2025, the CFO exercised options for 11,852 shares at $11.28 and 14,159 shares at $18.05, then sold shares in multiple open‑market tranches: 5,821 at $130.76, 4,072 at $132.93, 1,959 at $133.46, 10,980 at $130.60, 1,859 at $131.41, and 1,320 at $132.21.
Following these transactions, direct holdings shown were 9,964 restricted stock units, and 225,250 shares were held indirectly by The Perotti Family Trust.
PennyMac Financial Services (PFSI) director reported insider transactions. On 10/24/2025, the insider exercised 27,771 stock options at $11.28 to acquire 27,771 shares, then sold 20,544 shares at a weighted average price of $132.08 and 7,227 shares at a weighted average price of $130.06. Following these trades, direct beneficial holdings are 1,547 restricted stock units, and indirect holdings are 154,956 shares via The McCallion Family Trust dated 12/21/98.
Derivative positions now include options for 22,506 shares at an exercise price of $18.05 and 17,204 shares at $24.40; the option at $11.28 was fully exercised and now shows 0 remaining.
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