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PennyMac Financial Services, Inc. announced that its Board of Directors has elected Tiffany To, the CEO and Co-Founder of AI software company Ontollo, as a new director. She will serve until the next annual stockholder meeting or until a successor is elected.
Ms. To will receive the same compensation as other independent directors, including an annual cash retainer of $107,500 and a one-time grant of restricted stock units valued at $177,500 under the 2022 Equity Incentive Plan, vesting after one year. She will also enter into the company’s standard indemnification agreement for directors.
The press release highlights Ms. To’s experience leading AI-driven and enterprise technology initiatives at Ontollo, Atlassian, ForAllSecure, and other technology firms. It also notes that for the twelve months ended March 31, 2026, PennyMac produced $154 billion of newly originated loans and serviced $720 billion of loans, underscoring its scale in the U.S. mortgage market.
PennyMac Financial Services director Tiffany To reported her initial ownership position. The Form 3 shows she was granted 1,502 restricted stock units, which will vest on the first anniversary of the grant date and be settled in an equal number of common shares when they vest. No open-market buying or selling is reported in this filing.
PennyMac Financial Services, Inc. reported the results of its Annual Meeting of Stockholders held on June 3, 2026. Stockholders voted on electing ten directors, ratifying the independent auditor, and approving executive compensation on an advisory basis.
There were 51,923,059 shares of common stock entitled to vote as of the record date, and 47,547,797 shares, or 91.6%, were represented in person or by proxy. All ten director nominees received strong majorities of votes cast and were elected for one-year terms expiring at the 2027 annual meeting.
Stockholders also ratified the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 47,183,413 votes for. The non-binding resolution approving the Company’s executive compensation received 41,064,673 votes for and passed with a clear majority.
PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported an open‑market sale of 2,925 shares of Common Stock at $87.50 per share. The transaction was executed indirectly through The Perotti Family Trust and was carried out automatically under a Rule 10b5-1 trading plan adopted by the reporting person.
Following this sale, indirect holdings through the trust totaled 210,625 shares of Common Stock. Separately, Perotti holds 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock that will be delivered upon vesting of the units.
PennyMac Financial Services, Inc. reported a proposed or completed sale of 2,925 shares of Common Stock by Daniel Perotti on 02/17/2026, with a reported value of $272,902.50.
The filing lists prior vesting of restricted stock unit awards (450 shares on 03/06/2018; 928 shares on 03/06/2019; 1,547 shares on 03/15/2020) as part of issuer equity compensation plans. These vesting figures are context provided in the excerpt.
PennyMac Financial Services Chairman & CEO David Spector reported automatic insider sales by an affiliated entity. On May 12, 2026, ST Family Investment Company LLC, an entity associated with him, sold a total of 10,000 shares of PennyMac common stock in open-market transactions at weighted average prices around the high-$80s per share under a Rule 10b5-1 trading plan adopted on August 8, 2025. Following these sales, the LLC held 60,604 shares indirectly, while Spector held 504,401 shares directly, consisting of 466,560 common shares and 37,841 restricted stock units that will settle in stock upon vesting.
PFSI affiliate reported multiple disposals of Common Stock via Form 144. The filing lists series of sales by David Spector and ST Family Investment Company LLC across dates in 02/19/2026, 03/06/2026 and 04/14/2026, including a 10,000-share sale on 04/14/2026 with a reported gross value of $928,027. The cover shows 51,924,875 shares outstanding as of 05/12/2026 for Common Stock on the NYSE. The transactions are recorded as dispositions by affiliated holders; timing and method details are shown per sale line items.
PennyMac Financial Services Chairman & CEO David Spector reported a restructuring of his holdings in Common Stock. A total of 25,000 shares were transferred for no consideration to his former spouse pursuant to a divorce settlement, so this was not a market sale or purchase. After the adjustment, he directly holds 504,401 shares, including 37,841 restricted stock units that will settle in an equal number of shares upon vesting, and 466,560 shares of Common Stock. He also indirectly owns 70,604 shares through ST Family Investment Company LLC.
NANJI FARHAD reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services, Inc. director Farhad Nanji reported receiving shares of common stock as part of his board compensation. He was granted 338 shares of common stock at $93.03 per share, taken in stock instead of cash fees for the previous quarter and exempt under Rule 16b-3.
After this grant, Nanji directly holds 187,837 shares of common stock, consisting of 1,963 restricted stock units and 185,874 shares of common stock, with the restricted stock units settling in shares upon vesting. A separate holding entry shows 4,531,792 shares held indirectly through MFN Partners, LP.
PennyMac Financial Services, Inc. director Joseph F. Mazzella reported receiving 359 shares of common stock on May 7, 2026. These shares were granted at $93.03 per share as equity compensation in lieu of cash for his prior quarter service as a non-management director, and the grant is described as exempt under Rule 16b-3.
Following the grant, Mazzella directly holds 81,905 common shares and indirectly holds 165,031 common shares through the Mazzella Family Irrevocable Trust, reflecting a routine compensation-related acquisition rather than an open-market purchase or sale.