Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services, Inc. director Joseph F. Mazzella reported receiving 359 shares of common stock on May 7, 2026. These shares were granted at $93.03 per share as equity compensation in lieu of cash for his prior quarter service as a non-management director, and the grant is described as exempt under Rule 16b-3.
Following the grant, Mazzella directly holds 81,905 common shares and indirectly holds 165,031 common shares through the Mazzella Family Irrevocable Trust, reflecting a routine compensation-related acquisition rather than an open-market purchase or sale.
Chandra Sunil reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services, Inc. director Sunil Chandra received an equity award of 336 shares of Common Stock valued at $93.03 per share. The shares were issued in lieu of cash compensation for services as a non-management director during the previous quarter and are exempt under Rule 16b-3.
After this award, Chandra directly holds 4,771 shares of Common Stock. A related footnote states that the reported holdings consist of 1,963 restricted stock units and 2,808 shares of Common Stock, with the units to be settled in an equal number of shares upon vesting.
PennyMac Financial Services reported solid first‑quarter 2026 results and outlined a major subservicing acquisition. Net income was $82.3M, up from $76.3M a year earlier, on total net revenues of $545.0M versus $430.9M. Diluted earnings per share rose to $1.53 from $1.42.
Total assets increased to $31.9B, driven by larger loan held‑for‑sale balances and mortgage servicing rights, which reached a fair value of $10.1B. The servicing portfolio totaled $720.3B of unpaid principal balance. Operating cash flow was negative as PennyMac actively originated and sold loans, offset by strong financing inflows.
The company agreed to acquire Cenlar’s subservicing business in an all‑cash deal with an upfront price of $172.5M plus or minus an equity adjustment and up to $85M in contingent consideration over three years. This transaction, expected to close in the second half of 2026 subject to regulatory approvals, would add subservicing contracts for about 100 institutional clients.
PennyMac Financial Services, Inc. reported first quarter 2026 net income of $82.3 million, or $1.53 diluted EPS, on total net revenues of $545.0 million. Adjusted net income was $117.7 million, with adjusted diluted EPS of $2.19 and an 11% annualized adjusted return on equity.
Production pretax income rose to $133.6 million on loan production volume of $37.0 billion UPB, while servicing pretax income was $12.7 million. The servicing portfolio reached $720.3 billion UPB, and book value per share increased to $83.31. The board declared a quarterly dividend of $0.30 per share.
PennyMac Financial Services, Inc. is asking stockholders to vote at its 2026 virtual annual meeting on June 3, 2026 at 11:00 a.m. Pacific Time. Stockholders of record as of April 6, 2026 may participate online using a 16-digit control number.
Stockholders are being asked to elect ten directors for one-year terms, ratify Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2026, and approve on a non-binding basis the compensation of named executive officers. The board recommends a “FOR” vote on all proposals.
The proxy describes a largely independent board with an independent lead director, majority voting for uncontested elections, annual board evaluations, and robust stock ownership guidelines. It also outlines committee structures and responsibilities, director and executive succession planning, risk and cybersecurity oversight, director compensation, and significant insider and major stockholder ownership levels.
PennyMac Financial Services, Inc. reported an open-market sale of 10,000 shares of its Common Stock on April 14, 2026 by an entity associated with Chairman & CEO David Spector. The shares were sold indirectly through ST Family Investment Company LLC, in two trades of 9,583 shares at $92.80 and 417 shares at $93.47 per share.
The filing states these sales occurred automatically under a Rule 10b5-1 trading plan adopted by Spector. After the transactions, ST Family Investment Company LLC holds 70,604 shares indirectly, while Spector also holds 529,401 shares directly, including 37,841 restricted stock units that will settle in an equal number of shares upon vesting.
PFSI related parties filed Form 144 notices reporting sales of common stock. The filing lists multiple transactions by David Spector and ST Family Investment Company LLC with dated sales in February and March 2026, showing share counts and gross proceeds for each trade. The filing also notes an acquisition described as “acquired as a gift.”
PennyMac Financial Services, Inc. reported the vesting of 419 restricted stock units into Common Stock on 04/04/2026 as part of its issuer equity compensation plan. The filing lists these securities and the vesting event; no sale or offering amount is stated in the excerpt.
PennyMac Financial Services, Inc. reported Schedule 13G holdings from Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander noting shared voting and dispositive power over 2,535,760 shares of Common Stock (CUSIP 70932M107) representing 4.9% of the class. The filing states the reporting persons previously exceeded 5% on March 27, 2026 but ceased to be beneficial owners above 5% by the filing date.
The filing includes a Joint Filing Agreement dated March 31, 2026 and clarifies that the disclosed securities are held by entities subject to voting control and investment discretion by the reporting persons; no admission of beneficial ownership is made.