Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services, Inc. Chief Legal Officer Derek Stark reported two stock transactions involving the company’s common stock. On February 25, 2026, he completed an open-market sale of 1,903 shares at $91.50 per share under a Rule 10b5-1 trading plan adopted on October 23, 2025. On February 24, 2026, 345 shares were disposed of at $90.33 per share to cover taxes upon vesting of restricted stock units. Following these transactions, he directly holds 22,477 shares, consisting of 6,861 restricted stock units and 15,616 shares of common stock, with the units to settle in an equal number of shares upon vesting.
PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition. On February 24, 2026, 616 shares of common stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units.
After this withholding, Perotti directly held 16,550 shares of common stock, consisting of 12,077 restricted stock units and 4,473 shares. He also indirectly held 213,550 shares through The Perotti Family Trust.
PennyMac Financial Services director and president Doug Jones had shares withheld to cover taxes on vested stock units. On the transaction date, 1,597 shares of common stock were disposed at an indicated price of $90.33 per share as a tax-withholding disposition, not an open‑market sale.
After this withholding, Jones held 30,792 shares directly, including restricted stock units and common stock that settle in shares upon vesting, and also had indirect ownership of additional common stock through The Jones Family Trust and GR Family Investments LLC.
PennyMac Financial Services, Inc.’s MD and Chief Accounting Officer, Gregory L. Hendry, reported a small tax-related share disposition. On February 24, 2026, 45 shares of common stock at $90.33 per share were withheld to cover taxes upon vesting of restricted stock units, rather than sold in the open market.
After this withholding, Hendry’s reported holdings total 49,000 share equivalents, consisting of 1,002 restricted stock units and 47,998 shares of common stock, all held directly.
PennyMac Financial Services, Inc. Chief Digital Officer James Follette reported a tax-related share disposition. On February 24, 2026, 554 shares of common stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units. After this withholding, Follette held a total of 12,333 shares and units, consisting of 8,473 restricted stock units and 3,860 shares of common stock.
PennyMac Financial Services Chairman & CEO David Spector reported a tax-related share disposition. On February 24, 2026, 3,106 shares of Common Stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units. After this withholding, he directly holds 544,934 shares, consisting of 43,998 restricted stock units and 500,936 shares of Common Stock to be or already settled in stock upon vesting. He also has an indirect holding of 90,604 shares through ST Family Investment Company LLC, with no specific transaction reported for that indirect position in this filing.
PennyMac Financial Services, Inc. submitted a Rule 144 notice related to proposed insider sales. The filing lists securities activity and restricted-equity vesting events: 553 restricted stock units vested on The entry shows common stock and a securities record with an exchange designation of NYSE.
PennyMac Financial Services Chief Revenue Officer Abbie Tidmore reported performance-based equity vesting and related share movements. A performance-based restricted stock unit award of 2,054 units vested, then was converted into 2,054 shares of common stock. Of these, 565 shares were withheld to cover taxes. After these transactions, Tidmore’s reported holdings consist of 7,065 restricted stock units and 2,095 shares of common stock, with the units settling in stock upon future vesting.
PennyMac Financial Services Chief Digital Officer James Follette reported equity compensation activity tied to a performance-based restricted stock unit (PSU) award. On February 20, 2026, 3,424 PSUs vested, converting into an equal number of shares of common stock at no cash cost.
To cover taxes upon vesting, 1,228 shares of common stock were withheld. After these transactions, Follette held 12,887 shares in total, consisting of 10,017 restricted stock units and 2,870 shares of common stock, all directly owned.
Doug Jones, a director and the President & CMBO of PennyMac Financial Services, Inc., reported equity compensation activity and related share withholding. He received a grant/vesting of 7,610 performance-based restricted stock units, which were exercised into 7,610 shares of common stock at no exercise price.
To cover taxes on this vesting, 2,731 common shares were withheld at $94.33 per share. After these transactions, he directly holds 32,389 common shares, consisting of 25,610 restricted stock units and 6,779 common shares. He also reports indirect ownership of 15,337 common shares through The Jones Family Trust and 410,000 common shares through GR Family Investments LLC.