Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services, Inc. (PFSI) disclosed a Form 144 notice for a proposed sale of up to 26,011 shares of common stock. The filing lists an aggregate market value of $3,416,351.77, with Merrill Lynch as broker and the NYSE as the intended market. The approximate sale date is 10/24/2025.
The shares to be sold were acquired on 10/24/2025 via an exercise of employee stock options through a broker-assisted cashless exercise. The notice also reports prior sales in the last three months: 5,850 shares on 09/02/2025 for $632,970.00, 2,925 shares on 09/05/2025 for $341,142.75, and 13,110 shares on 10/22/2025 for $1,712,630.24.
PennyMac Financial Services (PFSI) filed a Form 144 indicating a planned sale of 71,161 shares of common stock on or about 10/23/2025 on the NYSE, with Merrill Lynch as broker. The filing lists an aggregate market value of $9,111,993.04 for the shares and notes 51,710,032 shares outstanding. The shares to be sold were acquired on 10/23/2025 via an exercise of employee stock options through a broker‑assisted cashless exercise.
Over the past three months, ST Family Investment Company LLC reported sales of 5,000 shares on 08/18/2025 for $528,155.50, 5,000 shares on 09/23/2025 for $614,514.50, and 5,000 shares on 10/06/2025 for $591,794.50.
PennyMac Financial Services, Inc. (PFSI) received a Form 144 notice covering a proposed sale of 13,110 shares of common stock through Merrill Lynch, with an aggregate market value of $1,712,630.24. The shares are listed on the NYSE, and the filing lists an approximate sale date of 10/22/2025.
The securities to be sold were acquired on 10/22/2025 via a broker-assisted cashless exercise of employee stock options. As context, the filing shows 51,710,032 shares outstanding. Over the prior three months, the filing lists sales by Daniel Perotti of 5,850 shares on 09/02/2025 for $632,970.00 and 2,925 shares on 09/05/2025 for $341,142.75.
PennyMac Financial Services (PFSI) furnished an update on its business by announcing financial results for the fiscal quarter ended September 30, 2025. The company made a press release and a slide presentation available, identified as Exhibits 99.1 and 99.2, and also posted supplemental financial information on its website.
The information under Item 2.02 is expressly furnished, not filed, under the Exchange Act. This distinction limits how it may be used for certain liability purposes and incorporation by reference.
PennyMac Financial Services, Inc. (PFSI) reported that Chairman & CEO David Spector executed a set of automatic sales on 10/06/2025 under a Rule 10b5-1 trading plan adopted on 09/02/2024. The filings show five separate dispositions totaling 5,000 shares sold at weighted average prices ranging from $116.50 to $121.19, with the sale prices reported as weighted averages in specific ranges.
After these transactions the reporting person is recorded as beneficially owning 577,859 shares, comprised of 541,560 shares and 36,299 restricted stock units that vest into common stock. The Form 4 was signed by an attorney-in-fact on 10/07/2025.
David Spector, Chairman & CEO of PennyMac Financial Services, Inc. (PFSI), reported sales of common stock on 09/23/2025 under a Rule 10b5-1 trading plan adopted 09/02/2024. The Form 4 shows three non-derivative sale transactions totaling 5,000 shares at weighted-average prices in the $121.8450–$124.225 range. Each sale is reported as indirect through ST Family Investment Company LLC.
The filing also reports an aggregate holding amount identified as 577,859 shares (consisting of 541,560 shares of common stock and 36,299 restricted stock units that settle into common stock upon vesting). The form was signed by an attorney-in-fact on 09/24/2025.
PennyMac Financial Services, Inc. (PFSI) notice reports a proposed sale of 20,000 common shares through Goldman Sachs & Co. LLC on 09/23/2025 with an aggregate market value of $2,462,600. The issuer has 51,710,032 shares outstanding per the form. The shares to be sold were acquired as a gift from David Spector on 06/11/2013, with the donor having acquired them on 08/01/2008. The filing also discloses two recent sales by ST Family Investment Company LLC of 5,000 shares each on 07/07/2025 and 08/18/2025 generating gross proceeds of $503,522 and $528,155.50, respectively. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.
PennyMac Financial Services, Inc. (PFSI) notice reports a proposed sale of 20,000 common shares through Goldman Sachs & Co. LLC on 09/23/2025 with an aggregate market value of $2,462,600. The issuer has 51,710,032 shares outstanding per the form. The shares to be sold were acquired as a gift from David Spector on 06/11/2013, with the donor having acquired them on 08/01/2008. The filing also discloses two recent sales by ST Family Investment Company LLC of 5,000 shares each on 07/07/2025 and 08/18/2025 generating gross proceeds of $503,522 and $528,155.50, respectively. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.
Daniel S. Perotti, Chief Financial Officer of PennyMac Financial Services, Inc. (PFSI), reported an automatic sale of 2,925 shares of the issuer's common stock on 09/05/2025 at a price of $116.63 per share under a Rule 10b5-1 trading plan adopted on June 2, 2025. Following the reported transaction the filing lists 225,250 shares as indirectly beneficially owned through The Perotti Family Trust and 9,964 restricted stock units that will settle into an equal number of common shares upon vesting. The Form 4 was signed by attorney-in-fact Derek W. Stark on 09/08/2025.
PennyMac Financial Services, Inc. filed an 8-K disclosing a presentation titled "Barclays Global Financial Services Conference Investor Update" as Exhibit 99.1. The filing identifies Daniel S. Perotti, Senior Managing Director and Chief Financial Officer, in connection with the communication. The cover indicates the communication is being furnished under several securities rules for written and pre-commencement communications, and the filing lists September 8, 2025 and the company headquarters in Westlake Village, California. No financial results, transaction details, or forward guidance are included in the disclosed text.
PennyMac Financial Services, Inc. (PFSI) filed a Form 144 notifying the proposed sale of 2,925 shares of its common stock, with an aggregate market value of $341,142.75, to be sold on 09/05/2025 through Merrill Lynch on the NYSE. The filing states the shares were acquired on 02/24/2023 upon vesting of a performance share unit award under the issuer's equity compensation plan.
The filer also reported a recent sale on 09/02/2025 of 5,850 shares for gross proceeds of $632,970.00. The filing lists total shares outstanding of 51,710,032. The notice includes the required representation that the seller is not in possession of undisclosed material adverse information.