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PennyMac Financial Services, Inc. (PFSI) SEC Filings, Oct 23-29, 2025

PFSI NYSE

Welcome to our dedicated page for PennyMac Financial Services SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on PennyMac Financial Services's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PennyMac Financial Services's regulatory disclosures and financial reporting.

Rhea-AI Summary

PennyMac Financial Services (PFSI) reported an insider transaction by its Chief Financial Officer. On 10/24/2025, the CFO exercised options for 11,852 shares at $11.28 and 14,159 shares at $18.05, then sold shares in multiple open‑market tranches: 5,821 at $130.76, 4,072 at $132.93, 1,959 at $133.46, 10,980 at $130.60, 1,859 at $131.41, and 1,320 at $132.21.

Following these transactions, direct holdings shown were 9,964 restricted stock units, and 225,250 shares were held indirectly by The Perotti Family Trust.

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Rhea-AI Summary

PennyMac Financial Services (PFSI) director reported insider transactions. On 10/24/2025, the insider exercised 27,771 stock options at $11.28 to acquire 27,771 shares, then sold 20,544 shares at a weighted average price of $132.08 and 7,227 shares at a weighted average price of $130.06. Following these trades, direct beneficial holdings are 1,547 restricted stock units, and indirect holdings are 154,956 shares via The McCallion Family Trust dated 12/21/98.

Derivative positions now include options for 22,506 shares at an exercise price of $18.05 and 17,204 shares at $24.40; the option at $11.28 was fully exercised and now shows 0 remaining.

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Rhea-AI Summary

PennyMac Financial Services (PFSI) filed its Q3 2025 10‑Q, reporting total net revenues of $632,898 thousand and total expenses of $396,524 thousand for the quarter. Net gains on loans held for sale from non‑affiliates were $297,001 thousand (vs. $254,313 thousand in Q3 2024), and net loan servicing fees rose to $241,238 thousand (vs. $75,830 thousand). The change in fair value of mortgage servicing rights and liabilities was a loss of $392,174 thousand, partially offset by $98,306 thousand of hedging gains. Net interest was a modest loss of $1,147 thousand.

On the balance sheet, total assets were $25,401,120 thousand, including cash of $621,921 thousand, loans held for sale of $7,490,473 thousand, and mortgage servicing rights at fair value of $9,653,942 thousand. Total liabilities were $21,193,234 thousand, led by assets sold under agreements to repurchase of $7,130,423 thousand and unsecured senior notes of $4,829,113 thousand. Total stockholders’ equity was $4,207,886 thousand. Common shares outstanding were 51,965,474 as of October 24, 2025.

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Rhea-AI Summary

PennyMac Financial Services (PFSI) reported a director acquisition of 253 shares of Common Stock on 10/23/2025 at $116.57. The shares were received in lieu of cash compensation for non‑management director service and are noted as exempt under Rule 16b‑3.

Following the transaction, the director beneficially owns 185,323 shares directly, which consists of 1,547 restricted stock units and 183,776 shares of Common Stock. The filing also reports 4,531,792 shares held indirectly through MFN Partners, LP.

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PennyMac Financial Services (PFSI) — Form 4: Director Mr. Mazzella acquired 270 shares of Common Stock on 10/23/2025 at $116.57 per share. The filing states these shares were received in lieu of cash compensation for non-management director services and the transaction is exempt under Rule 16b-3.

Following the transaction, he beneficially owns 86,320 shares directly, which includes 1,547 restricted stock units and 84,773 shares of Common Stock. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust.

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Rhea-AI Summary

PennyMac Financial Services (PFSI): Chairman & CEO reported insider activity on 10/23/2025. He exercised 71,161 stock options (Code M) at $11.28 per share, receiving an equal number of common shares, and sold 71,161 common shares in three tranches: 14,154 at a weighted average price of $127.07, 26,503 at $127.92, and 30,504 at $128.66.

Following these transactions, he directly owned 577,859 common shares, which includes 36,299 restricted stock units to be settled in shares upon vesting, and held an additional 120,604 shares indirectly through ST Family Investment Company LLC.

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Rhea-AI Summary

PennyMac Financial Services (PFSI): insider transaction filed on Form 4. The Chief Financial Officer reported multiple transactions on 10/22/2025, including option exercises and open‑market sales of Common Stock.

The CFO exercised 4,763 options at $11.28 and 8,347 options at $18.05, then sold shares in several tranches. Reported sales include 6,469 shares at a weighted average price of $130.19 (prices ranged from $130.00 to $130.95) and 379 shares at a weighted average price of $131.54 (prices ranged from $131.04 to $131.882). Additional smaller tranches were sold at weighted average prices reported around $132–$134.

Following these transactions, the CFO beneficially owned 9,964 shares directly as restricted stock units scheduled to settle in an equal number of shares upon vesting, and 225,250 shares indirectly through The Perotti Family Trust.

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PennyMac Financial Services (PFSI) filed a Form 144 notice for a proposed sale of 27,771 shares of common stock, with an aggregate market value of $3,681,555.09. The approximate sale date is 10/24/2025, and the shares may be sold on the NYSE through Merrill Lynch.

The shares were acquired on 10/24/2025 via an exercise of employee stock options using a broker-assisted cashless exercise. Shares outstanding were 51,710,032; this is a baseline figure, not the amount being sold.

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Rhea-AI Summary

PennyMac Financial Services, Inc. (PFSI) disclosed a Form 144 notice for a proposed sale of up to 26,011 shares of common stock. The filing lists an aggregate market value of $3,416,351.77, with Merrill Lynch as broker and the NYSE as the intended market. The approximate sale date is 10/24/2025.

The shares to be sold were acquired on 10/24/2025 via an exercise of employee stock options through a broker-assisted cashless exercise. The notice also reports prior sales in the last three months: 5,850 shares on 09/02/2025 for $632,970.00, 2,925 shares on 09/05/2025 for $341,142.75, and 13,110 shares on 10/22/2025 for $1,712,630.24.

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Rhea-AI Summary

PennyMac Financial Services (PFSI) filed a Form 144 indicating a planned sale of 71,161 shares of common stock on or about 10/23/2025 on the NYSE, with Merrill Lynch as broker. The filing lists an aggregate market value of $9,111,993.04 for the shares and notes 51,710,032 shares outstanding. The shares to be sold were acquired on 10/23/2025 via an exercise of employee stock options through a broker‑assisted cashless exercise.

Over the past three months, ST Family Investment Company LLC reported sales of 5,000 shares on 08/18/2025 for $528,155.50, 5,000 shares on 09/23/2025 for $614,514.50, and 5,000 shares on 10/06/2025 for $591,794.50.

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FAQ

How many PennyMac Financial Services (PFSI) SEC filings are available on StockTitan?

StockTitan tracks 147 SEC filings for PennyMac Financial Services (PFSI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PennyMac Financial Services (PFSI)?

The most recent SEC filing for PennyMac Financial Services (PFSI) was filed on October 29, 2025.