Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services (PFSI): Form 144 notice of proposed sale. A shareholder filed to sell up to 4,318 shares of common stock, with an aggregate market value of $544,454. The filing lists Merrill Lynch as broker and the NYSE as the exchange, with an approximate sale date of 11/05/2025.
The shares were acquired on 11/05/2025 through the exercise of employee stock options via a broker-assisted cashless exercise. This is a personal sale under Rule 144; proceeds would go to the selling holder, not the company. Shares outstanding were 51,965,474.
PennyMac Financial Services (PFSI) reported an insider transfer by its Chairman & CEO pursuant to a divorce settlement. On 10/29/2025, the reporting person transferred 25,000 shares of common stock for $0 (Transaction Code J). Following the transaction, the insider beneficially owns 552,859 shares directly, consisting of 36,299 restricted stock units and 516,560 common shares. The filing also lists 120,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services (PFSI) reported an insider transaction by its Chief Financial Officer. On 10/24/2025, the CFO exercised options for 11,852 shares at $11.28 and 14,159 shares at $18.05, then sold shares in multiple open‑market tranches: 5,821 at $130.76, 4,072 at $132.93, 1,959 at $133.46, 10,980 at $130.60, 1,859 at $131.41, and 1,320 at $132.21.
Following these transactions, direct holdings shown were 9,964 restricted stock units, and 225,250 shares were held indirectly by The Perotti Family Trust.
PennyMac Financial Services (PFSI) director reported insider transactions. On 10/24/2025, the insider exercised 27,771 stock options at $11.28 to acquire 27,771 shares, then sold 20,544 shares at a weighted average price of $132.08 and 7,227 shares at a weighted average price of $130.06. Following these trades, direct beneficial holdings are 1,547 restricted stock units, and indirect holdings are 154,956 shares via The McCallion Family Trust dated 12/21/98.
Derivative positions now include options for 22,506 shares at an exercise price of $18.05 and 17,204 shares at $24.40; the option at $11.28 was fully exercised and now shows 0 remaining.
PennyMac Financial Services (PFSI) filed its Q3 2025 10‑Q, reporting total net revenues of $632,898 thousand and total expenses of $396,524 thousand for the quarter. Net gains on loans held for sale from non‑affiliates were $297,001 thousand (vs. $254,313 thousand in Q3 2024), and net loan servicing fees rose to $241,238 thousand (vs. $75,830 thousand). The change in fair value of mortgage servicing rights and liabilities was a loss of $392,174 thousand, partially offset by $98,306 thousand of hedging gains. Net interest was a modest loss of $1,147 thousand.
On the balance sheet, total assets were $25,401,120 thousand, including cash of $621,921 thousand, loans held for sale of $7,490,473 thousand, and mortgage servicing rights at fair value of $9,653,942 thousand. Total liabilities were $21,193,234 thousand, led by assets sold under agreements to repurchase of $7,130,423 thousand and unsecured senior notes of $4,829,113 thousand. Total stockholders’ equity was $4,207,886 thousand. Common shares outstanding were 51,965,474 as of October 24, 2025.
PennyMac Financial Services (PFSI) reported a director acquisition of 253 shares of Common Stock on 10/23/2025 at $116.57. The shares were received in lieu of cash compensation for non‑management director service and are noted as exempt under Rule 16b‑3.
Following the transaction, the director beneficially owns 185,323 shares directly, which consists of 1,547 restricted stock units and 183,776 shares of Common Stock. The filing also reports 4,531,792 shares held indirectly through MFN Partners, LP.
PennyMac Financial Services (PFSI) — Form 4: Director Mr. Mazzella acquired 270 shares of Common Stock on 10/23/2025 at $116.57 per share. The filing states these shares were received in lieu of cash compensation for non-management director services and the transaction is exempt under Rule 16b-3.
Following the transaction, he beneficially owns 86,320 shares directly, which includes 1,547 restricted stock units and 84,773 shares of Common Stock. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust.
PennyMac Financial Services (PFSI): Chairman & CEO reported insider activity on 10/23/2025. He exercised 71,161 stock options (Code M) at $11.28 per share, receiving an equal number of common shares, and sold 71,161 common shares in three tranches: 14,154 at a weighted average price of $127.07, 26,503 at $127.92, and 30,504 at $128.66.
Following these transactions, he directly owned 577,859 common shares, which includes 36,299 restricted stock units to be settled in shares upon vesting, and held an additional 120,604 shares indirectly through ST Family Investment Company LLC.
PennyMac Financial Services (PFSI): insider transaction filed on Form 4. The Chief Financial Officer reported multiple transactions on 10/22/2025, including option exercises and open‑market sales of Common Stock.
The CFO exercised 4,763 options at $11.28 and 8,347 options at $18.05, then sold shares in several tranches. Reported sales include 6,469 shares at a weighted average price of $130.19 (prices ranged from $130.00 to $130.95) and 379 shares at a weighted average price of $131.54 (prices ranged from $131.04 to $131.882). Additional smaller tranches were sold at weighted average prices reported around $132–$134.
Following these transactions, the CFO beneficially owned 9,964 shares directly as restricted stock units scheduled to settle in an equal number of shares upon vesting, and 225,250 shares indirectly through The Perotti Family Trust.
PennyMac Financial Services (PFSI) filed a Form 144 notice for a proposed sale of 27,771 shares of common stock, with an aggregate market value of $3,681,555.09. The approximate sale date is 10/24/2025, and the shares may be sold on the NYSE through Merrill Lynch.
The shares were acquired on 10/24/2025 via an exercise of employee stock options using a broker-assisted cashless exercise. Shares outstanding were 51,710,032; this is a baseline figure, not the amount being sold.