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Derek Stark, Chief Legal Officer of PennyMac Financial Services, Inc. (PFSI), reported selling 4,750 shares of the company's common stock on 08/25/2025 at a weighted average price of $109.56. After the sale, he beneficially owns 20,621 shares in total, comprising 15,000 directly held shares and 5,621 restricted stock units that will convert to common shares upon vesting.
The filing discloses the sale price range for the transactions was $109.24 to $109.815 and notes the reporter can provide transaction-level details on request. No derivative transactions or other material changes in indirect ownership are reported.
PennyMac Financial Services, Inc. (PFSI) reported a proposed sale under Rule 144 of 4,750 shares of common stock through Merrill Lynch, valued at $520,415.60 based on the filing. The shares represent a small portion of the company's outstanding common stock of 51,710,032 shares. The filer acquired these shares on 11/01/2018 upon vesting of a restricted stock unit award granted as part of the issuer's equity compensation plan. The filing indicates no securities sold by the person in the past three months and includes the standard attestation that the seller is not aware of undisclosed material adverse information.
PennyMac Financial Services insider sales under prearranged plan. David Spector, Chairman & CEO and a director, reported sales on 08/18/2025 executed automatically under a Rule 10b5-1 trading plan adopted September 2, 2024. The filing discloses sales of 4,304 shares at a weighted-average price of $105.61 and 696 shares at a weighted-average price of $106.44. The reporting person states they will provide, upon request, the specific number of shares and prices for the multiple transactions comprising those averages. The form also identifies holdings described as 36,299 restricted stock units and 541,560 shares of Common Stock in the explanatory notes.
Joseph F. Mazzella, a director of PennyMac Financial Services, Inc. (PFSI), reported a sale of 7,107 shares of the issuer's common stock on 08/13/2025 at a weighted average price of $108.16 per share. After the sale, Mr. Mazzella directly beneficially owned 86,050 shares, which the filing states includes 1,547 restricted stock units that will convert to common shares upon vesting, and indirectly beneficially owned 165,031 shares through the Mazzella Family Irrevocable Trust. The filing was executed by an attorney-in-fact and signed on 08/14/2025. The disclosure includes the transaction price range ($107.68 to $108.52) and the reporter's offer to provide per-transaction details on request.
PennyMac Financial Services, Inc. (PFSI) filed a Form 144 disclosing a proposed sale of 7,107 shares of common stock through Merrill Lynch, with an aggregate market value of $768,696.61. The shares are a small portion of outstanding stock (51,710,032 shares outstanding) and were acquired through the issuer's equity compensation plan as restricted stock units that vested between 2014 and 2017.
The filing lists the approximate sale date as 08/13/2025, states there were no securities sold in the past three months by the seller, and includes an attestation that the seller does not possess undisclosed material adverse information about the issuer. The transaction is recorded to be executed via Merrill Lynch at the NYSE.
PennyMac Financial Services, Inc. closed an offering of $650,000,000 aggregate principal amount of 6.750% Senior Notes due 2034 on August 12, 2025. Interest accrues from August 12, 2025 at 6.750% per year and is payable semi-annually on February 15 and August 15, beginning February 15, 2026. Proceeds will be used to repay borrowings under the company’s secured MSR facilities, repay other secured indebtedness and for general corporate purposes.
The Notes are senior unsecured obligations of the issuer, fully and unconditionally guaranteed on a senior unsecured basis by the issuer’s existing and future wholly-owned domestic subsidiaries (other than certain excluded subsidiaries). The Notes rank equally with other senior indebtedness and ahead of subordinated debt, while remaining effectively subordinated to secured indebtedness to the extent of the value of collateral. The Indenture includes customary covenants, redemption mechanics (including make-whole and specified pre-2028 redemption baskets) and a change-of-control purchase option.
PennyMac Financial Services (PFSI) Form 4: Director Farhad Nanji reported the receipt of 274 common shares on 07/24/2025 at an accounting price of $100.92 per share. The shares were issued in lieu of cash compensation for board service and are exempt under Rule 16b-3. After the transaction, Nanji directly holds 185,070 shares, including 1,547 RSUs that will settle one-for-one in common stock upon vesting. He also retains an indirect stake of 4,531,792 shares through MFN Partners, LP. No derivative transactions were reported. The filing indicates continued board affiliation and no change to the substantial indirect holding.