Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services, Inc. (PFSI) – Form 4 filing: Director Joseph F. Mazzella reported the receipt of 294 common shares on 07/24/2025 at an average price of $100.92 per share. The shares were issued in lieu of quarterly cash compensation and are exempt under Rule 16b-3.
Following the transaction, Mazzella’s direct holdings rise to 93,157 shares (comprised of 91,610 common shares and 1,547 RSUs). He also maintains 165,031 shares indirectly through the Mazzella Family Irrevocable Trust, bringing his total reported beneficial ownership to roughly 258 k shares. No derivatives were transacted. The filing represents routine director compensation rather than an open-market purchase or sale, so its market impact is likely limited but it does add marginally to insider ownership.
Form 4 discloses that on 25 Jul 2025, PennyMac Financial Services (PFSI) Chief Legal Officer Derek Stark executed a transaction coded “G,” indicating a bona-fide gift of 250 common shares to a family member. No consideration was paid (price $0).
Following the gift, Stark’s direct beneficial ownership stands at 25,371 PFSI shares, composed of 19,750 unrestricted common shares and 5,621 restricted stock units (RSUs) that will settle one-for-one in stock upon future vesting.
The filing, signed 28 Jul 2025, reflects a routine estate-planning transfer; it does not alter the executive’s overall economic exposure in a material way and carries no immediate earnings, cash-flow or valuation implications for shareholders.
PennyMac Financial Services (PFSI) – Form 4 insider filing. Chairman & CEO David Spector reported a Code J transaction on 25 Jul 2025 relating to 25,000 PFSI common shares.
The shares were transferred with no consideration to Mr. Spector’s former spouse pursuant to a divorce settlement; no market sale occurred and the company received no proceeds. After the transfer, Mr. Spector’s direct beneficial ownership stands at 577,859 shares, comprised of 541,560 common shares and 36,299 restricted stock units. In addition, he continues to hold 135,604 shares indirectly through ST Family Investment Company LLC.
The filing signals a modest reduction in the CEO’s direct stake (about 4% of his previously reported direct holdings) but is personal in nature and not indicative of a view on the company’s prospects. No derivative transactions or option exercises were reported.
PennyMac Financial Services (PFSI) – Form 4 filing: Chairman & CEO David Spector disclosed the automatic sale of 5,000 PFSI common shares on 07 July 2025 under a Rule 10b5-1 trading plan adopted 02 Sep 2024. Three block trades were executed at weighted-average prices of $100.48, $101.51 and $102.37, generating proceeds of roughly $0.5 million. The shares were held indirectly through ST Family Investment Company LLC. After the transactions, Spector still beneficially owns 602,859 shares (566,560 common shares plus 36,299 restricted stock units), indicating that the disposition represents <1 % of his total holdings. No derivative transactions were reported.
Summary of Form S-8 Filing
On 18 June 2025 PennyMac Financial Services, Inc. (symbol: PFSI) filed a Form S-8 with the SEC to register 974,602 additional shares of its common stock for issuance under the company’s 2022 Equity Incentive Plan. The increase arose automatically on 1 January 2025 under the plan’s “Annual Increase” formula, which permits the lower of (i) 1.75% of fully-diluted shares outstanding, (ii) 1,322,024 shares, or (iii) a smaller amount set by the Board to be added each year. These newly registered shares are of the same class as those covered by the original S-8 (File No. 333-265323) filed 31 May 2022.
The filing is administrative: it makes the incremental shares eligible for issuance to employees, officers, directors and other service providers. No new financial statements, earnings data, or strategic transactions are included. Customary exhibits—legal opinion, auditor consent, plan documents, and a power of attorney—accompany the registration. The company remains a large accelerated filer and states it meets all Form S-8 requirements.
Incorporation-by-reference brings forward PFSI’s Form 10-K for the year ended 31 December 2024 and all subsequent Exchange Act reports, ensuring investors have access to the most recent financial and risk disclosures.