PFSI Form 144: Proposed sale of 4,318 shares valued at $544k

PennyMac Financial Services (PFSI): Form 144 notice of proposed sale.

Rhea-AI Filing Summary

PennyMac Financial Services (PFSI): Form 144 notice of proposed sale. A shareholder filed to sell up to 4,318 shares of common stock, with an aggregate market value of $544,454. The filing lists Merrill Lynch as broker and the NYSE as the exchange, with an approximate sale date of 11/05/2025.

The shares were acquired on 11/05/2025 through the exercise of employee stock options via a broker-assisted cashless exercise. This is a personal sale under Rule 144; proceeds would go to the selling holder, not the company. Shares outstanding were 51,965,474.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PFSI disclose in this Form 144?

A holder filed a notice to sell up to 4,318 shares of common stock under Rule 144.

What is the aggregate market value of the proposed sale for PFSI?

The filing lists an aggregate market value of $544,454 for the 4,318 shares.

When is the approximate sale date for the PFSI shares?

The approximate date of sale is 11/05/2025.

How were the PFSI shares acquired before this sale?

They were acquired on 11/05/2025 via an exercise of employee stock options using a broker-assisted cashless exercise.

Which broker and exchange are listed for the PFSI sale?

Broker: Merrill Lynch. Exchange: NYSE.

How many PFSI shares are outstanding?

Shares outstanding were 51,965,474.

Does PennyMac receive proceeds from this Form 144 sale?

No. Proceeds go to the selling holder in a Rule 144 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/05/2025 - 05:06 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001544302
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Financial Services, Inc.
SEC File Number	001-38727
Address of Issuer	3043 TOWNSGATE ROAD WESTLAKE VILLAGE CALIFORNIA 91361
Phone	(818) 224-7442
Name of Person for Whose Account the Securities are To Be Sold	Jones Doug
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty St Floor 37 New York NY 10281	4318	544454.00	51965474	11/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	11/05/2025	Exercise of employee stock options	PennyMac Financial Services, Inc.			4318	11/05/2025	Broker assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Doug Jones
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)