Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services, Inc. director and President & CMBO reported a change in ownership of the company’s common stock. On 11/26/2025, the insider made a bona fide gift of 20,000 shares of common stock to a charitable organization, reported with transaction code G. The shares were held indirectly through GR Family Investments LLC.
Following this transaction, the insider reported indirect beneficial ownership of 410,000 shares of common stock through GR Family Investments LLC and 15,337 shares through The Jones Family Trust. In addition, the insider reported 19,056 restricted stock units, which are to be settled in an equal number of common shares upon vesting.
PennyMac Financial Services, Inc. (PFSI) director and officer (Director, President & CMBO) reported stock sales in a Form 4 filing. On 11/25/2025, the reporting person sold 7,421 shares of common stock at a weighted average price of $132.30 and an additional 12,579 shares at a weighted average price of $132.82, for a total of 20,000 shares sold.
After these transactions, the filing shows continued indirect ownership of 442,579 and 430,000 shares of common stock through GR Family Investments LLC, and 15,337 shares through The Jones Family Trust. It also reports 19,056 restricted stock units that will be settled in an equal number of common shares upon vesting.
PennyMac Financial Services, Inc. (PFSI) insider Doug Jones has filed a Form 144 indicating an intention to sell 20,000 shares of common stock through Merrill Lynch on the NYSE, with an aggregate market value of $2,652,678.27. The filing notes that there were 51,965,474 common shares outstanding and lists an approximate sale date of 11/25/2025.
The 20,000 shares to be sold were acquired on 11/02/2018 through the vesting of a restricted stock unit award granted under PennyMac Financial Services, Inc.’s equity compensation plan. The form also reports that over the past three months Doug Jones sold 4,318 shares for gross proceeds of $544,454.00 and 23,453 shares for gross proceeds of $2,991,606.71. The signer represents that they are not aware of undisclosed material adverse information about the company.
PennyMac Financial Services, Inc. (PFSI) reported an insider stock transaction by its Chief Financial Officer on a Form 4. On 11/17/2025, The Perotti Family Trust, an indirect holder for the CFO, sold 5,250 shares of common stock at a weighted average price of $126.46 and 3,525 shares at a weighted average price of $126.98, pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on June 2, 2025. After these sales, the trust held 216,475 shares of PFSI common stock indirectly. The reporting person also holds 9,964 restricted stock units, which are to be settled in an equal number of shares of common stock upon vesting.
PennyMac Financial Services, Inc. insider Daniel Perotti has filed a Form 144 indicating an intention to sell 8,775 shares of common stock. The planned sale, to be executed through Merrill Lynch on the NYSE, has an aggregate market value of $1,109,693.28, while 51,965,474 shares of common stock are outstanding.
The shares to be sold were acquired through the vesting of performance share and restricted stock unit awards in February 2023 under the issuer’s equity compensation plan. Over the past three months, Perotti has also sold common stock in multiple transactions, including 5,850 shares on 09/02/2025, 13,110 shares on 10/22/2025, and 26,011 shares on 10/24/2025, with related gross proceeds disclosed.
T. Rowe Price Investment Management, Inc. filed a Schedule 13G/A (Amendment No. 2) disclosing beneficial ownership of 3,748,813 shares of PennyMac Financial Services common stock, representing 7.2% of the class as of 09/30/2025.
The filer reports sole voting power over 3,736,693 shares and sole dispositive power over 3,748,813 shares, with no shared voting or dispositive power. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
PennyMac Financial Services (PFSI) reported insider transactions by its Chairman & CEO, who is also a Director. On 11/12/2025, sales executed under a Rule 10b5-1 trading plan resulted in two dispositions: 4,804 shares at a weighted average price of $129.24 and 196 shares at a weighted average price of $129.86.
Following these trades, reported beneficial ownership includes 552,859 securities, consisting of 36,299 restricted stock units and 516,560 shares of Common Stock. Indirect holdings are shown under ST Family Investment Company LLC.
PennyMac Financial Services (PFSI) insider activity: On 11/10/2025, the reporting person (Director, President & CMBO) exercised 23,453 options at $11.28 and sold 23,453 common shares at a weighted average price of $127.56, with price ranges disclosed.
Following these transactions, direct holdings were 19,056 restricted stock units to be settled in shares upon vesting. Indirect holdings were 15,337 shares held by The Jones Family Trust and 450,000 shares held by GR Family Investments LLC.
PennyMac Financial Services (PFSI) reported a Form 144 notice for a proposed sale of 23,453 shares of common stock through Merrill Lynch. The filing lists an aggregate market value of $2,991,606.71, with an approximate sale date of 11/10/2025 on the NYSE.
The shares were acquired on 11/10/2025 via an exercise of employee stock options using a broker-assisted cashless exercise. The filing also notes a prior sale in the past three months of 4,318 shares on 11/05/2025 for $544,454.00. Shares outstanding are listed as 51,965,474.
PennyMac Financial Services (PFSI): A reporting officer/director filed a Form 4 for transactions on 11/05/2025. The filer exercised 4,318 stock options at $11.28 per share and sold 4,318 shares at a weighted average price of $126.09, with trades ranging from $126.00 to $126.45. Following the transactions, the filer reported 19,056 shares directly (restricted stock units scheduled to settle in shares upon vesting), plus indirect holdings of 15,337 shares via The Jones Family Trust and 450,000 shares via GR Family Investments LLC. The filer also reports multiple nonstatutory stock option grants outstanding, including 23,453 remaining at a $11.28 exercise price, with other grants expiring between 2026 and 2035.