PennyMac (PFSI) Form 144: 23,453-share sale, $2.99M value

PennyMac Financial Services (PFSI) reported a Form 144 notice for a proposed sale of 23,453 shares of common stock through Merrill Lynch.

Rhea-AI Filing Summary

PennyMac Financial Services (PFSI) reported a Form 144 notice for a proposed sale of 23,453 shares of common stock through Merrill Lynch. The filing lists an aggregate market value of $2,991,606.71, with an approximate sale date of 11/10/2025 on the NYSE.

The shares were acquired on 11/10/2025 via an exercise of employee stock options using a broker-assisted cashless exercise. The filing also notes a prior sale in the past three months of 4,318 shares on 11/05/2025 for $544,454.00. Shares outstanding are listed as 51,965,474.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PFSI file in this notice?

A Form 144 indicating a proposed sale of 23,453 PennyMac common shares under Rule 144.

How many PennyMac (PFSI) shares are proposed for sale?

The notice lists 23,453 shares of common stock.

What is the aggregate market value of the proposed sale?

The filing states an aggregate market value of $2,991,606.71.

How were the shares acquired according to the filing?

Acquired on 11/10/2025 via exercise of employee stock options using a broker-assisted cashless exercise.

Who is the broker listed for the sale?

The broker is Merrill Lynch, 225 Liberty St, Floor 37, New York, NY 10281.

When is the approximate date of sale and where will it occur?

Approximate sale date is 11/10/2025 on the NYSE.

Were there recent sales by the same person in the last 3 months?

Yes. The filing lists a sale of 4,318 shares on 11/05/2025 for $544,454.00.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/10/2025 - 04:42 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001544302
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Financial Services, Inc.
SEC File Number	001-38727
Address of Issuer	3043 TOWNSGATE ROAD WESTLAKE VILLAGE CALIFORNIA 91361
Phone	(818) 224-7442
Name of Person for Whose Account the Securities are To Be Sold	Jones Doug
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty St Floor 37 New York NY 10281	23453	2991606.71	51965474	11/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	11/10/2025	Exercise of employee stock options	PennyMac Financial Services, Inc.			23453	11/10/2025	Broker assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Doug Jones 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	11/05/2025	4318	544454.00

144: Remarks and Signature

Remarks
Date of Notice	11/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Doug Jones
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)