[144] PennyMac Financial Services, Inc. SEC Filing

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. insider Daniel Perotti has filed a Form 144 indicating an intention to sell 8,775 shares of common stock. The planned sale, to be executed through Merrill Lynch on the NYSE, has an aggregate market value of $1,109,693.28, while 51,965,474 shares of common stock are outstanding.

The shares to be sold were acquired through the vesting of performance share and restricted stock unit awards in February 2023 under the issuer’s equity compensation plan. Over the past three months, Perotti has also sold common stock in multiple transactions, including 5,850 shares on 09/02/2025, 13,110 shares on 10/22/2025, and 26,011 shares on 10/24/2025, with related gross proceeds disclosed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty St Floor 37 New York NY 10281	8775	1109693.28	51965474	11/17/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/24/2023	Vesting of performance share award	PennyMac Financial Services, Inc.			5602	02/24/2023	Granted as part of issuer equity compensation plan
Common Stock	02/23/2023	Vesting of restricted stock unit award	PennyMac Financial Services, Inc.			2641	02/23/2023	Granted as part of issuer equity compensation plan
Common Stock	02/25/2023	Vesting of restricted stock unit award	PennyMac Financial Services, Inc.			532	02/25/2023	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Daniel Perotti 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	09/02/2025	5850	632970.00
Daniel Perotti 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	09/05/2025	2925	341142.75
Daniel Perotti 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	10/22/2025	13110	1712630.24
Daniel Perotti 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	10/24/2025	26011	3416351.77

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does PennyMac Financial Services (PFSI) Form 144 disclose?

The Form 144 discloses that Daniel Perotti, an insider of PennyMac Financial Services, Inc., has notified the SEC of his intent to sell 8,775 shares of PFSI common stock through Merrill Lynch on the NYSE, with an aggregate market value of $1,109,693.28.

How many PennyMac (PFSI) shares does Daniel Perotti plan to sell and on which exchange?

Daniel Perotti plans to sell 8,775 shares of PennyMac Financial Services, Inc. common stock. The filing lists Merrill Lynch as broker and names the NYSE as the securities exchange.

What is the market value and share count context in the PFSI Form 144?

The planned sale of 8,775 PFSI shares has an aggregate market value of $1,109,693.28. The filing also states that 51,965,474 shares of PennyMac common stock are outstanding.

How did Daniel Perotti acquire the PennyMac (PFSI) shares he plans to sell?

The shares were acquired through the vesting of equity awards granted by PennyMac Financial Services, Inc.. These include a performance share award vesting on 02/24/2023 for 5,602 shares and restricted stock unit awards vesting on 02/23/2023 for 2,641 shares and on 02/25/2023 for 532 shares, all granted under the issuer’s equity compensation plan.

What PennyMac (PFSI) stock sales has Daniel Perotti made in the last three months?

The filing lists several recent sales of PFSI common stock by Daniel Perotti, including 5,850 shares on 09/02/2025 for $632,970.00, 2,925 shares on 09/05/2025 for $341,142.75, 13,110 shares on 10/22/2025 for $1,712,630.24, and 26,011 shares on 10/24/2025 for $3,416,351.77.

What representation does the insider make in this PennyMac Form 144?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. The form also notes that intentional misstatements or omissions of facts can constitute Federal Criminal Violations.