Welcome to our dedicated page for PennyMac Financial Services SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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PennyMac Financial Services director Jeffrey A. Perlowitz received an equity grant tied to his board service. On 02/11/2026, he was awarded 2,295 shares of Common Stock at a price of $0 per share, reported as an acquisition under a grant or award code.
After this award, he beneficially owns 20,302 Common Stock-related interests directly, consisting of 3,842 restricted stock units and 16,460 shares of Common Stock. The restricted stock units will vest in full on the first anniversary of the grant date and will be settled in an equal number of shares of Common Stock upon vesting.
Tozer Theodore W reported acquisition or exercise transactions in a Form 4 filing for PFSI. The filing lists transactions totaling 1,963 shares. Following the reported transactions, holdings were 26,998 shares.
Shalett Lisa M reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services director Lisa M. Shalett reported an equity award of company stock. On 02/11/2026, she received 1,963 shares of Common Stock through a grant, at a price of $0 per share, in connection with her board service.
After this award, she beneficially owns 13,105 shares of PennyMac equity on a direct basis. This total consists of 3,510 restricted stock units and 9,595 shares of Common Stock, with the restricted stock units scheduled to vest in full on the first anniversary of the grant date.
PennyMac Financial Services director Farhad Nanji reported an equity award in the form of restricted stock units. On February 11, 2026, he acquired 1,963 shares of Common Stock at $0, representing a grant in connection with his board service.
These restricted stock units vest in full on the first anniversary of the grant date and will be settled in an equal number of Common Stock shares upon vesting. After this grant, Nanji beneficially owns 187,499 Common Stock shares directly, consisting of 3,510 restricted stock units and 183,989 shares of Common Stock, and 4,531,792 shares indirectly through MFN Partners, LP.
MCCALLION ANNE reported acquisition or exercise transactions in this Form 4 filing.
Anne McCallion, a director of PennyMac Financial Services, Inc., received a grant of 1,963 shares of Common Stock on February 11, 2026. This was an award of restricted stock units granted for her board service at a price of $0 per share, which will vest in full on the first anniversary of the grant date and be settled in the same number of common shares.
After this award, she directly beneficially owns 3,510 shares of Common Stock. In addition, 154,956 shares of Common Stock are held indirectly through The McCallion Family Trust dated 12/21/98, reflecting separate trust ownership reported as indirect beneficial ownership.
PennyMac Financial Services director Patrick Kinsella reported two equity transactions in February 2026. On February 11, 2026, he acquired 1,963 restricted stock units at $0, granted for his board service. These units will vest in full on the first anniversary of the grant and convert into the same number of common shares.
On February 12, 2026, he made an open-market purchase of 2,250 shares of PennyMac common stock at $89.15 per share. Following these transactions, he beneficially owned 34,210 common share equivalents, consisting of 3,510 restricted stock units and 30,700 shares of common stock, all held directly.
PennyMac Financial Services director Sunil Chandra reported an equity award. On 02/11/2026 he acquired 1,963 shares tied to a grant of restricted stock units at a price of $0. These units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting.
After this award, Chandra beneficially owns 4,435 shares in total, consisting of 3,510 restricted stock units and 925 shares of common stock held directly.
PennyMac Financial Services has entered into a definitive agreement to acquire the subservicing business of Cenlar Capital Corporation in an all-cash transaction, with an upfront purchase price of $172.5 million and up to $85 million of contingent consideration payable over three years.
Based on Cenlar’s current portfolio, PennyMac is expected to add up to $740 billion in unpaid principal balance of mortgage loan subservicing and 2 million loans, bringing its total servicing portfolio to over $1 trillion in unpaid principal balance and making it the second largest mortgage servicer overall and one of the largest subservicers in the U.S.
The deal is expected to close in the second half of 2026, subject to customary closing conditions including required regulatory approvals. At closing, Cenlar will surrender its bank charter, while PennyMac will acquire the subservicing business as a non-bank entity focused exclusively on mortgage subservicing and will transition approximately 100 institutional clients to its platform.
PennyMac Financial Services director Farhad Nanji reported receiving 213 shares of common stock on February 2, 2026. These shares were issued in lieu of cash fees for his prior-quarter board service and are valued at $147.37 per share, under an exemption in Rule 16b-3.
After this grant, Nanji directly beneficially owned 185,536 shares, which includes restricted stock units that will settle in an equal number of shares upon vesting. He also indirectly beneficially owned 4,531,792 shares through MFN Partners, LP, reflecting a large associated holding.
PennyMac Financial Services director Joseph F. Mazzella reported receiving additional company stock as part of his board compensation. On February 2, 2026, he was awarded 226 shares of Common Stock at $147.37 per share, taken in lieu of cash fees for his non‑management director service. The filing notes this equity grant is exempt under Rule 16b-3.
After this grant, Mazzella beneficially owns 81,546 shares directly, consisting of 1,547 restricted stock units and 79,999 shares of Common Stock, with the units to settle in shares upon vesting. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust.