Welcome to our dedicated page for PennyMac Financial Services SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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PennyMac Financial Services reported that Chief Revenue Officer Abbie Tidmore received new equity awards. On February 12, 2026, she acquired 2,964 restricted stock units, bringing her total to 7,842 restricted stock units, each settling into one share of common stock as they vest. She was also granted a nonstatutory stock option for 7,530 shares at an exercise price of $91.49 per share. This option begins vesting in one-third increments on February 12, 2027, 2028, and 2029, and expires on February 11, 2036.
PennyMac Financial Services Chief Legal Officer Derek Stark reported new equity awards. On February 12, 2026, he acquired 3,142 shares of Common Stock at $0, representing a grant of restricted stock units that will vest in three equal annual installments starting one year after the grant date.
Following this grant, Stark beneficially owns 23,763 Common Stock-related units, consisting of 8,763 restricted stock units and 15,000 shares of Common Stock, all held directly. He was also granted a nonstatutory stock option for 7,981 shares with a $91.49 exercise price. This option vests one-third each on February 12, 2027, 2028 and 2029 and expires on February 11, 2036, subject to his continued service.
PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti reported equity awards in the form of stock and options. On February 12, 2026, he was granted 5,465 shares of Common Stock at a price of $0, representing restricted stock units that vest in three equal installments starting one year after the grant date and settle in an equal number of shares upon vesting.
He was also granted a nonstatutory stock option for 13,881 shares of Common Stock at an exercise price of $91.49, vesting in three equal annual installments on February 12, 2027, 2028 and 2029, subject to continued service. Following these grants, he beneficially owns 15,429 restricted stock units directly and 216,475 shares of Common Stock indirectly through The Perotti Family Trust.
PennyMac Financial Services MD and Chief Accounting Officer Gregory L. Hendry received new equity awards in the form of restricted stock units and stock options. On February 12, 2026, he was granted 314 restricted stock units at $0 cost, which will vest in three equal installments beginning on the first anniversary of the grant and settle in an equal number of common shares upon vesting.
He was also granted a nonstatutory stock option for 798 shares of common stock with a $91.49 exercise price. This option vests in three equal parts on February 12, 2027, 2028 and 2029, contingent on continued service. Following these grants, he beneficially owns 48,947 shares of common stock, consisting of 1,383 restricted stock units and 47,564 shares of common stock.
PennyMac Financial Services’ Chief Digital Officer James Follette reported new equity awards. On February 12, 2026 he received 3,825 restricted stock units of common stock at $0 cost, bringing his directly held restricted stock units to 11,163, all to be settled in an equal number of shares upon vesting.
The newly granted restricted stock units vest in three equal installments beginning on the first anniversary of the grant date. He was also granted 9,716 nonstatutory stock options with a $91.49 exercise price, vesting one-third on each of February 12, 2027, 2028 and 2029 and expiring on February 11, 2036, all held as direct ownership.
PennyMac Financial Services Chief Capital Markets Officer Mark Elbaum reported new equity awards. He received 1,366 restricted stock units that will vest in three equal installments starting one year after the grant date and be settled in the same number of common shares upon vesting.
After this grant, he directly holds 5,573 common shares, consisting of 4,097 restricted stock units and 1,476 shares of common stock. He was also granted a nonstatutory stock option for 3,470 shares at an exercise price of $91.49 per share, vesting one-third on each of February 12, 2027, 2028 and 2029, with an expiration date of February 11, 2036.
PennyMac Financial Services director and President & CMBO Doug Jones reported new equity awards. On February 12, 2026, he received 9,358 shares of Common Stock as a restricted stock unit grant at a price of $0, lifting his directly held restricted stock units to 28,414 shares, each settling into one share of Common Stock upon vesting.
Jones was also granted a nonstatutory stock option for 23,771 shares of Common Stock with an exercise price of $91.49. This option vests in three equal installments on February 12, 2027, 2028 and 2029, subject to his continued service. In addition, he beneficially owns 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.
PennyMac Financial Services Chairman & CEO David Spector reported equity awards and a share transfer. On February 12, 2026, he was granted 19,810 restricted stock units that vest in three equal annual installments and settle in the same number of common shares upon vesting.
He also received a nonstatutory stock option for 50,319 shares at an exercise price of $91.49, vesting one-third each on February 12, 2027, 2028 and 2029, subject to continued service. On February 13, 2026, 25,000 common shares were transferred for no consideration to his former spouse pursuant to a divorce settlement, leaving 547,669 directly held shares plus 56,109 restricted stock units and 100,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services insider Daniel Stanley Perotti filed a notice to sell 2,925 shares of common stock through Merrill Lynch on or about February 17, 2026. The planned sale has an aggregate market value of 272,902.50 and is listed for trading on the NYSE.
The shares to be sold were acquired through the vesting of restricted stock unit awards granted under the issuer’s equity compensation plan between 2020 and 2023. The filing also shows that Perotti sold 8,775 shares of common stock in the past three months for 1,109,693.28 in gross proceeds. Shares outstanding were 51,965,474 at the time referenced.
PennyMac Financial Services director Jonathon S. Jacobson reported an equity award of company stock. On 02/11/2026 he acquired 1,963 shares of Common Stock at $0 per share as a grant of restricted stock units for his board service.
These restricted stock units will vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares. After this award, he beneficially owns 10,579 shares, consisting of 3,510 restricted stock units and 7,069 shares of Common Stock, all held directly.