Welcome to our dedicated page for PennyMac Financial Services SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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PennyMac Financial Services, Inc. reports strong 2025 performance with net revenues of $2,046,536 thousand and income before income taxes of $551,417 thousand across its production and servicing segments.
Total assets reached $29,388,689 thousand, with loan production of $146,102,988 in unpaid principal balance and a servicing portfolio unpaid principal balance of $733,613,822. As of June 30, 2025, non‑affiliate market value was $2,883,314,266, and 52,167,770 common shares were outstanding as of February 17, 2026. The report details growth in correspondent, broker direct and consumer direct channels, highlights MSR-driven servicing income, and outlines extensive risk factors including interest rate volatility, credit performance, high leverage, funding and hedging reliance, regulatory and compliance demands, operational and cyber risks, and dependence on third‑party counterparties and vendors.
PFSI submitted a Form 144 notice reporting proposed and recent sales of common stock by affiliated holders and insiders. The filing lists securities acquired as a gift and as compensation, and shows recent dispositions by an affiliated holder.
The filing includes per-holder examples, including ST Family Investment Company LLC with 10,000 shares dated 01/13/2026 and 5,000 shares dated 12/16/2025. It also records David Spector entries showing 10,000 shares acquired as a gift on 06/11/2013 and 2,950 RSUs acquired as compensation on 02/14/2025.
PennyMac Financial Services Chief Revenue Officer Abbie Tidmore reported a small tax-related share disposition. On this Form 4, 171 shares of common stock were withheld at $92.01 per share to cover taxes due upon the vesting of restricted stock units, rather than being sold in the open market.
After this tax-withholding disposition, Tidmore’s direct holdings total 7,671 shares of PennyMac common stock, consisting of 7,065 restricted stock units that will settle in an equal number of shares upon vesting and 606 shares of common stock.
PennyMac Financial Services Chief Legal Officer Derek Stark reported a tax-related share withholding, not an open-market trade. On February 14, 2026, 388 shares of common stock at $92.01 per share were withheld to cover taxes when restricted stock units vested.
After this transaction, Stark directly holds 23,375 shares of PennyMac common stock, consisting of 7,822 restricted stock units and 15,553 shares of common stock, with the restricted units settling in an equal number of shares as they vest.
PennyMac Financial Services, Inc. executive Gregory L. Hendry, its Managing Director and Chief Accounting Officer, reported a small insider transaction related to equity compensation. On the reported date, 80 shares of common stock were withheld at $92.01 per share to cover taxes upon the vesting of restricted stock units, rather than being sold on the open market. After this tax-withholding disposition, he continued to hold a sizable direct position in PennyMac common stock, along with additional restricted stock units that will settle in shares as they vest.
PennyMac Financial Services Chief Digital Officer James Follette reported a tax-related share disposition. On this Form 4, 472 shares of Common Stock were withheld at a price of $92.01 per share to cover taxes upon vesting of restricted stock units.
After this withholding, Follette holds a total of 10,691 shares of Common Stock, consisting of 10,017 restricted stock units and 674 directly owned shares, which will be or are settled in an equal number of Common Stock shares upon vesting.
PennyMac Financial Services Chief Capital Markets Officer Mark Elbaum reported a tax-withholding disposition of 169 shares of common stock on February 14, 2026, at $92.01 per share. The shares were withheld upon the vesting of restricted stock units rather than sold in an open-market trade.
After this transaction, Elbaum directly holds a total of 5,404 shares, consisting of 3,688 restricted stock units and 1,716 shares of common stock, which will be settled in common stock as the units vest.
PennyMac Financial Services director and president Doug Jones reported a tax-related share disposition tied to equity compensation. On February 14, 2026, 904 shares of common stock were withheld at $92.01 per share to cover taxes upon vesting of restricted stock units. After this, Jones held 27,510 shares directly, consisting of 25,610 restricted stock units and 1,900 common shares, which will be settled in stock as the units vest. He also reported indirect holdings of 15,337 shares through The Jones Family Trust and 410,000 shares through GR Family Investments LLC.
PennyMac Financial Services Chairman & CEO David Spector reported a tax-withholding disposition related to restricted stock units. On February 14, 2026, 2,987 shares of Common Stock were withheld to cover taxes upon RSU vesting at $92.01 per share. After this, he held 544,682 shares directly, consisting of 50,172 restricted stock units and 494,510 shares of Common Stock. He also reported 100,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services, Inc.'s Chief Financial Officer, Daniel Stanley Perotti, reported several equity transactions involving company securities. A Perotti-related entity, The Perotti Family Trust, completed an open-market sale of 2,925 shares of Common Stock at $93.30 per share, leaving 213,550 Common shares held indirectly after the sale.
Separately, the CFO received a grant of 71 Deferred Units at no cost, each representing the right to one share of Common Stock, which becomes payable upon his termination of employment. In connection with restricted stock unit vesting, 631 Common shares were disposed of to cover taxes, and 71 Common shares were exchanged for an equal number of Deferred Units.