Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
A filing under Rule 144 discloses that an entity named ST Family Investment Company LLC plans to sell 10,000 shares of common stock through Goldman Sachs & Co. LLC. The shares have an indicated aggregate market value of 1,455,900, with an approximate sale date of 01/13/2026 on the NYSE, and there were 51,965,474 shares outstanding at the time referenced.
The notice also lists prior sales over the past three months for the same account. ST Family Investment Company LLC sold 5,000 common shares on 11/12/2025 for 646,443 in gross proceeds and another 5,000 common shares on 12/16/2025 for 649,116.5 in gross proceeds. The form reiterates that the seller represents not knowing any undisclosed material adverse information about the issuer’s current or prospective operations.
PennyMac Financial Services, Inc. director Mr. Mazzella reported a change in his ownership of company stock. On 12/22/2025 he made a bona fide gift of 5,000 shares of PennyMac common stock at a reported price of $0, meaning no sale proceeds were received.
After this gift, he beneficially owns 81,320 shares directly, consisting of 1,547 restricted stock units and 79,773 common shares, which will be delivered as shares upon vesting for the restricted units. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust, maintaining a substantial overall stake in the company.
PennyMac Financial Services, Inc. officer reports option exercise and share sale. On 12/18/2025, the company’s MD and Chief Accounting Officer exercised a nonstatutory stock option for 3,530 shares of common stock at an exercise price of $11.28 per share and acquired those shares. On the same day, 3,530 shares of common stock were sold at a weighted average price of $131.64 per share.
After these transactions, the reporting person beneficially owns 48,633 shares of common stock, consisting of 1,069 restricted stock units and 47,564 shares of common stock. The filing also lists several remaining nonstatutory stock options with exercise prices ranging from $18.05 to $101.76, each vesting in annual one-third installments over specified future dates.
PennyMac Financial Services, Inc.12/16/2025, the reporting person sold 1,699, 2,763 and 538 shares of common stock in three separate transactions, all coded as sales. The weighted average sale prices were $129.10, $130.07 and $130.68, each representing multiple trades within stated price ranges.
Following these transactions, the reporting person beneficially owned 110,604 shares of common stock indirectly through ST Family Investment Company LLC and 552,859 shares directly, which includes 36,299 restricted stock units and 516,560 shares of common stock. The restricted stock units are to be settled in an equal number of shares of common stock upon vesting.
PennyMac Financial Services, Inc. (PFSI) has a shareholder who filed a Rule 144 notice covering the proposed sale of 3530 shares of common stock through Merrill Lynch on the NYSE, with an aggregate market value of 464695.57. The issuer reports 51965474 common shares outstanding.
The shares to be sold were acquired on 12/18/2025 through the exercise of employee stock options via a broker assisted cashless exercise. By signing the notice, the selling holder represents that they do not know of any material adverse information about PennyMac’s current or prospective operations that has not been publicly disclosed, and the language also addresses written trading plans under Rule 10b5-1.
PennyMac Financial Services, Inc. director and President & CMBO reported a change in ownership of the company’s common stock. On 11/26/2025, the insider made a bona fide gift of 20,000 shares of common stock to a charitable organization, reported with transaction code G. The shares were held indirectly through GR Family Investments LLC.
Following this transaction, the insider reported indirect beneficial ownership of 410,000 shares of common stock through GR Family Investments LLC and 15,337 shares through The Jones Family Trust. In addition, the insider reported 19,056 restricted stock units, which are to be settled in an equal number of common shares upon vesting.
PennyMac Financial Services, Inc. (PFSI) director and officer (Director, President & CMBO) reported stock sales in a Form 4 filing. On 11/25/2025, the reporting person sold 7,421 shares of common stock at a weighted average price of $132.30 and an additional 12,579 shares at a weighted average price of $132.82, for a total of 20,000 shares sold.
After these transactions, the filing shows continued indirect ownership of 442,579 and 430,000 shares of common stock through GR Family Investments LLC, and 15,337 shares through The Jones Family Trust. It also reports 19,056 restricted stock units that will be settled in an equal number of common shares upon vesting.
PennyMac Financial Services, Inc. (PFSI)$2,652,678.27. The filing notes that there were 51,965,474 common shares outstanding and lists an approximate sale date of 11/25/2025.
The 20,000 shares to be sold were acquired on 11/02/2018 through the vesting of a restricted stock unit award granted under PennyMac Financial Services, Inc.’s equity compensation plan. The form also reports that over the past three months Doug Jones sold 4,318 shares for gross proceeds of $544,454.00 and 23,453 shares for gross proceeds of $2,991,606.71. The signer represents that they are not aware of undisclosed material adverse information about the company.
PennyMac Financial Services, Inc. (PFSI) reported an insider stock transaction by its Chief Financial Officer on a Form 4. On 11/17/2025, The Perotti Family Trust, an indirect holder for the CFO, sold 5,250 shares of common stock at a weighted average price of $126.46 and 3,525 shares at a weighted average price of $126.98, pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on June 2, 2025. After these sales, the trust held 216,475 shares of PFSI common stock indirectly. The reporting person also holds 9,964 restricted stock units, which are to be settled in an equal number of shares of common stock upon vesting.
PennyMac Financial Services, Inc. insider Daniel Perotti has filed a Form 144 indicating an intention to sell 8,775 shares of common stock. The planned sale, to be executed through Merrill Lynch on the NYSE, has an aggregate market value of $1,109,693.28, while 51,965,474 shares of common stock are outstanding.
The shares to be sold were acquired through the vesting of performance share and restricted stock unit awards in February 2023 under the issuer’s equity compensation plan. Over the past three months, Perotti has also sold common stock in multiple transactions, including 5,850 shares on 09/02/2025, 13,110 shares on 10/22/2025, and 26,011 shares on 10/24/2025, with related gross proceeds disclosed.