Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services director Farhad Nanji reported an equity award in the form of restricted stock units. On February 11, 2026, he acquired 1,963 shares of Common Stock at $0, representing a grant in connection with his board service.
These restricted stock units vest in full on the first anniversary of the grant date and will be settled in an equal number of Common Stock shares upon vesting. After this grant, Nanji beneficially owns 187,499 Common Stock shares directly, consisting of 3,510 restricted stock units and 183,989 shares of Common Stock, and 4,531,792 shares indirectly through MFN Partners, LP.
MCCALLION ANNE reported acquisition or exercise transactions in this Form 4 filing.
Anne McCallion, a director of PennyMac Financial Services, Inc., received a grant of 1,963 shares of Common Stock on February 11, 2026. This was an award of restricted stock units granted for her board service at a price of $0 per share, which will vest in full on the first anniversary of the grant date and be settled in the same number of common shares.
After this award, she directly beneficially owns 3,510 shares of Common Stock. In addition, 154,956 shares of Common Stock are held indirectly through The McCallion Family Trust dated 12/21/98, reflecting separate trust ownership reported as indirect beneficial ownership.
PennyMac Financial Services director Patrick Kinsella reported two equity transactions in February 2026. On February 11, 2026, he acquired 1,963 restricted stock units at $0, granted for his board service. These units will vest in full on the first anniversary of the grant and convert into the same number of common shares.
On February 12, 2026, he made an open-market purchase of 2,250 shares of PennyMac common stock at $89.15 per share. Following these transactions, he beneficially owned 34,210 common share equivalents, consisting of 3,510 restricted stock units and 30,700 shares of common stock, all held directly.
PennyMac Financial Services director Sunil Chandra reported an equity award. On 02/11/2026 he acquired 1,963 shares tied to a grant of restricted stock units at a price of $0. These units vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares upon vesting.
After this award, Chandra beneficially owns 4,435 shares in total, consisting of 3,510 restricted stock units and 925 shares of common stock held directly.
PennyMac Financial Services has entered into a definitive agreement to acquire the subservicing business of Cenlar Capital Corporation in an all-cash transaction, with an upfront purchase price of
Based on Cenlar’s current portfolio, PennyMac is expected to add up to
The deal is expected to close in the second half of
PennyMac Financial Services director Farhad Nanji reported receiving 213 shares of common stock on February 2, 2026. These shares were issued in lieu of cash fees for his prior-quarter board service and are valued at $147.37 per share, under an exemption in Rule 16b-3.
After this grant, Nanji directly beneficially owned 185,536 shares, which includes restricted stock units that will settle in an equal number of shares upon vesting. He also indirectly beneficially owned 4,531,792 shares through MFN Partners, LP, reflecting a large associated holding.
PennyMac Financial Services director Joseph F. Mazzella reported receiving additional company stock as part of his board compensation. On February 2, 2026, he was awarded 226 shares of Common Stock at $147.37 per share, taken in lieu of cash fees for his non‑management director service. The filing notes this equity grant is exempt under Rule 16b-3.
After this grant, Mazzella beneficially owns 81,546 shares directly, consisting of 1,547 restricted stock units and 79,999 shares of Common Stock, with the units to settle in shares upon vesting. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust.
PennyMac Financial Services director Sunil Chandra received 212 shares of Common Stock as stock compensation on February 2, 2026. The shares were issued in lieu of cash fees for his services as a non-management director for the prior quarter.
After this award, Chandra beneficially owns 2,472 equity-based instruments in total, consisting of 1,547 restricted stock units and 925 shares of Common Stock. The award is reported as a direct holding and is exempt from short-swing profit rules under Rule 16b-3.
PennyMac Financial Services, Inc. filed a current report to note that it has released its financial results for the fiscal quarter and full year ended December 31, 2025. On January 29, 2026, the company issued a press release and an earnings slide presentation detailing these results.
The press release is furnished as Exhibit 99.1 and the earnings presentation as Exhibit 99.2, with additional supplemental financial information made available on the company’s website at pfsi.pennymac.com. The furnished materials are not deemed filed for liability purposes under the Securities Exchange Act unless specifically incorporated by reference.
PennyMac Financial Services Chairman & CEO David SpectorJanuary 13, 2026, ST Family Investment Company LLC sold 4,872 shares of PennyMac common stock at a weighted average price of $144.81, 5,080 shares at $145.54, and 48 shares at $146.295, under a Rule 10b5-1 trading plan adopted on August 8, 2025.
After these transactions, ST Family Investment Company LLC held 100,604 PennyMac shares indirectly for Spector. He also held 552,859 shares directly, consisting of 516,560 shares of common stock and 36,299 restricted stock units that will be settled in an equal number of shares upon vesting.