Welcome to our dedicated page for PennyMac Financial Services SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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PennyMac Financial Services, Inc. executive Gregory L. Hendry, MD and Chief Accounting Officer, reported a small tax-related share disposition. On February 28, 2026, 32 shares of common stock were withheld at $91.93 per share to cover taxes upon vesting of restricted stock units. After this transaction, he directly holds a total of 48,968 equity interests, consisting of 48,064 shares of common stock and 904 restricted stock units that will settle into an equal number of shares upon vesting.
PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti had shares withheld to cover taxes from vesting stock awards. On the transaction date, 849 shares of Common Stock were disposed of at $91.93 per share as a tax-withholding disposition related to restricted stock unit vesting.
After this, he held 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock to be settled in stock upon vesting. He also reported indirect ownership of 213,550 shares of Common Stock through The Perotti Family Trust.
PennyMac Financial Services Chairman & CEO David Spector reported a tax-related share disposition tied to restricted stock vesting. On February 28, 2026, 3,097 shares of Common Stock were withheld at $91.93 per share to cover tax obligations upon vesting of restricted stock units, rather than sold in an open-market trade.
After this withholding, Spector directly owned 541,837 shares of Common Stock, consisting of 37,841 restricted stock units and 503,996 shares. He also had an indirect interest in 90,604 shares held through ST Family Investment Company LLC.
PennyMac Financial Services, Inc. reporting insider transactions: a sale and recent restricted stock unit vestings. The filing shows 1,903 shares sold on 02/25/2026 for $174,124.50. It also lists RSU vestings of 616 shares on 02/24/2026 and 450 shares on 02/28/2026, granted under the issuer's equity compensation plan.
PennyMac Financial Services, Inc. Chief Revenue Officer Abbie Tidmore reported a small tax-related share disposition. On the vesting of restricted stock units, 204 shares of Common Stock were withheld at $90.33 per share to cover taxes, a non‑market transaction. After this withholding, Tidmore’s direct holdings total 8,956 shares of Common Stock, consisting of 6,139 restricted stock units and 2,817 directly owned shares.
PennyMac Financial Services, Inc. Chief Legal Officer Derek Stark reported two stock transactions involving the company’s common stock. On February 25, 2026, he completed an open-market sale of 1,903 shares at $91.50 per share under a Rule 10b5-1 trading plan adopted on October 23, 2025. On February 24, 2026, 345 shares were disposed of at $90.33 per share to cover taxes upon vesting of restricted stock units. Following these transactions, he directly holds 22,477 shares, consisting of 6,861 restricted stock units and 15,616 shares of common stock, with the units to settle in an equal number of shares upon vesting.
PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported a tax-related share disposition. On February 24, 2026, 616 shares of common stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units.
After this withholding, Perotti directly held 16,550 shares of common stock, consisting of 12,077 restricted stock units and 4,473 shares. He also indirectly held 213,550 shares through The Perotti Family Trust.
PennyMac Financial Services director and president Doug Jones had shares withheld to cover taxes on vested stock units. On the transaction date, 1,597 shares of common stock were disposed at an indicated price of $90.33 per share as a tax-withholding disposition, not an open‑market sale.
After this withholding, Jones held 30,792 shares directly, including restricted stock units and common stock that settle in shares upon vesting, and also had indirect ownership of additional common stock through The Jones Family Trust and GR Family Investments LLC.
PennyMac Financial Services, Inc.’s MD and Chief Accounting Officer, Gregory L. Hendry, reported a small tax-related share disposition. On February 24, 2026, 45 shares of common stock at $90.33 per share were withheld to cover taxes upon vesting of restricted stock units, rather than sold in the open market.
After this withholding, Hendry’s reported holdings total 49,000 share equivalents, consisting of 1,002 restricted stock units and 47,998 shares of common stock, all held directly.
PennyMac Financial Services, Inc. Chief Digital Officer James Follette reported a tax-related share disposition. On February 24, 2026, 554 shares of common stock were withheld at $90.33 per share to cover taxes upon vesting of restricted stock units. After this withholding, Follette held a total of 12,333 shares and units, consisting of 8,473 restricted stock units and 3,860 shares of common stock.