Pennymac Finl Svcs Inc SEC Filings

Joseph F. Mazzella, a director of PennyMac Financial Services, Inc. (PFSI), reported a sale of 7,107 shares of the issuer's common stock on 08/13/2025 at a weighted average price of $108.16 per share. After the sale, Mr. Mazzella directly beneficially owned 86,050 shares, which the filing states includes 1,547 restricted stock units that will convert to common shares upon vesting, and indirectly beneficially owned 165,031 shares through the Mazzella Family Irrevocable Trust. The filing was executed by an attorney-in-fact and signed on 08/14/2025. The disclosure includes the transaction price range ($107.68 to $108.52) and the reporter's offer to provide per-transaction details on request.

PennyMac Financial Services, Inc. (PFSI) filed a Form 144 disclosing a proposed sale of 7,107 shares of common stock through Merrill Lynch, with an aggregate market value of $768,696.61. The shares are a small portion of outstanding stock (51,710,032 shares outstanding) and were acquired through the issuer's equity compensation plan as restricted stock units that vested between 2014 and 2017.

The filing lists the approximate sale date as 08/13/2025, states there were no securities sold in the past three months by the seller, and includes an attestation that the seller does not possess undisclosed material adverse information about the issuer. The transaction is recorded to be executed via Merrill Lynch at the NYSE.

PennyMac Financial Services, Inc. closed an offering of $650,000,000 aggregate principal amount of 6.750% Senior Notes due 2034 on August 12, 2025. Interest accrues from August 12, 2025 at 6.750% per year and is payable semi-annually on February 15 and August 15, beginning February 15, 2026. Proceeds will be used to repay borrowings under the company’s secured MSR facilities, repay other secured indebtedness and for general corporate purposes.

The Notes are senior unsecured obligations of the issuer, fully and unconditionally guaranteed on a senior unsecured basis by the issuer’s existing and future wholly-owned domestic subsidiaries (other than certain excluded subsidiaries). The Notes rank equally with other senior indebtedness and ahead of subordinated debt, while remaining effectively subordinated to secured indebtedness to the extent of the value of collateral. The Indenture includes customary covenants, redemption mechanics (including make-whole and specified pre-2028 redemption baskets) and a change-of-control purchase option.

PennyMac Financial Services (PFSI) Form 4: Director Farhad Nanji reported the receipt of 274 common shares on 07/24/2025 at an accounting price of $100.92 per share. The shares were issued in lieu of cash compensation for board service and are exempt under Rule 16b-3. After the transaction, Nanji directly holds 185,070 shares, including 1,547 RSUs that will settle one-for-one in common stock upon vesting. He also retains an indirect stake of 4,531,792 shares through MFN Partners, LP. No derivative transactions were reported. The filing indicates continued board affiliation and no change to the substantial indirect holding.

PennyMac Financial Services, Inc. (PFSI) – Form 4 filing: Director Joseph F. Mazzella reported the receipt of 294 common shares on 07/24/2025 at an average price of $100.92 per share. The shares were issued in lieu of quarterly cash compensation and are exempt under Rule 16b-3.

Following the transaction, Mazzella’s direct holdings rise to 93,157 shares (comprised of 91,610 common shares and 1,547 RSUs). He also maintains 165,031 shares indirectly through the Mazzella Family Irrevocable Trust, bringing his total reported beneficial ownership to roughly 258 k shares. No derivatives were transacted. The filing represents routine director compensation rather than an open-market purchase or sale, so its market impact is likely limited but it does add marginally to insider ownership.

Form 4 discloses that on 25 Jul 2025, PennyMac Financial Services (PFSI) Chief Legal Officer Derek Stark executed a transaction coded “G,” indicating a bona-fide gift of 250 common shares to a family member. No consideration was paid (price $0).

Following the gift, Stark’s direct beneficial ownership stands at 25,371 PFSI shares, composed of 19,750 unrestricted common shares and 5,621 restricted stock units (RSUs) that will settle one-for-one in stock upon future vesting.

The filing, signed 28 Jul 2025, reflects a routine estate-planning transfer; it does not alter the executive’s overall economic exposure in a material way and carries no immediate earnings, cash-flow or valuation implications for shareholders.