Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services MD and Chief Accounting Officer Gregory L. Hendry received new equity awards in the form of restricted stock units and stock options. On February 12, 2026, he was granted 314 restricted stock units at $0 cost, which will vest in three equal installments beginning on the first anniversary of the grant and settle in an equal number of common shares upon vesting.
He was also granted a nonstatutory stock option for 798 shares of common stock with a $91.49 exercise price. This option vests in three equal parts on February 12, 2027, 2028 and 2029, contingent on continued service. Following these grants, he beneficially owns 48,947 shares of common stock, consisting of 1,383 restricted stock units and 47,564 shares of common stock.
PennyMac Financial Services’ Chief Digital Officer James Follette reported new equity awards. On February 12, 2026 he received 3,825 restricted stock units of common stock at $0 cost, bringing his directly held restricted stock units to 11,163, all to be settled in an equal number of shares upon vesting.
The newly granted restricted stock units vest in three equal installments beginning on the first anniversary of the grant date. He was also granted 9,716 nonstatutory stock options with a $91.49 exercise price, vesting one-third on each of February 12, 2027, 2028 and 2029 and expiring on February 11, 2036, all held as direct ownership.
PennyMac Financial Services Chief Capital Markets Officer Mark Elbaum reported new equity awards. He received 1,366 restricted stock units that will vest in three equal installments starting one year after the grant date and be settled in the same number of common shares upon vesting.
After this grant, he directly holds 5,573 common shares, consisting of 4,097 restricted stock units and 1,476 shares of common stock. He was also granted a nonstatutory stock option for 3,470 shares at an exercise price of $91.49 per share, vesting one-third on each of February 12, 2027, 2028 and 2029, with an expiration date of February 11, 2036.
PennyMac Financial Services director and President & CMBO Doug Jones reported new equity awards. On February 12, 2026, he received 9,358 shares of Common Stock as a restricted stock unit grant at a price of $0, lifting his directly held restricted stock units to 28,414 shares, each settling into one share of Common Stock upon vesting.
Jones was also granted a nonstatutory stock option for 23,771 shares of Common Stock with an exercise price of
PennyMac Financial Services Chairman & CEO David Spector reported equity awards and a share transfer. On February 12, 2026, he was granted 19,810 restricted stock units that vest in three equal annual installments and settle in the same number of common shares upon vesting.
He also received a nonstatutory stock option for 50,319 shares at an exercise price of $91.49, vesting one-third each on February 12, 2027, 2028 and 2029, subject to continued service. On February 13, 2026, 25,000 common shares were transferred for no consideration to his former spouse pursuant to a divorce settlement, leaving 547,669 directly held shares plus 56,109 restricted stock units and 100,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services insider Daniel Stanley Perotti filed a notice to sell 2,925 shares of common stock through Merrill Lynch on or about February 17, 2026. The planned sale has an aggregate market value of 272,902.50 and is listed for trading on the NYSE.
The shares to be sold were acquired through the vesting of restricted stock unit awards granted under the issuer’s equity compensation plan between 2020 and 2023. The filing also shows that Perotti sold 8,775 shares of common stock in the past three months for 1,109,693.28 in gross proceeds. Shares outstanding were 51,965,474 at the time referenced.
PennyMac Financial Services director Jonathon S. Jacobson reported an equity award of company stock. On 02/11/2026 he acquired 1,963 shares of Common Stock at $0 per share as a grant of restricted stock units for his board service.
These restricted stock units will vest in full on the first anniversary of the grant date and will be settled in an equal number of common shares. After this award, he beneficially owns 10,579 shares, consisting of 3,510 restricted stock units and 7,069 shares of Common Stock, all held directly.
PennyMac Financial Services director Jeffrey A. Perlowitz received an equity grant tied to his board service. On 02/11/2026, he was awarded 2,295 shares of Common Stock at a price of $0 per share, reported as an acquisition under a grant or award code.
After this award, he beneficially owns 20,302 Common Stock-related interests directly, consisting of 3,842 restricted stock units and 16,460 shares of Common Stock. The restricted stock units will vest in full on the first anniversary of the grant date and will be settled in an equal number of shares of Common Stock upon vesting.
Tozer Theodore W reported acquisition or exercise transactions in a Form 4 filing for PFSI. The filing lists transactions totaling 1,963 shares. Following the reported transactions, holdings were 26,998 shares.
Shalett Lisa M reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services director Lisa M. Shalett reported an equity award of company stock. On 02/11/2026, she received 1,963 shares of Common Stock through a grant, at a price of
After this award, she beneficially owns 13,105 shares of PennyMac equity on a direct basis. This total consists of 3,510 restricted stock units and 9,595 shares of Common Stock, with the restricted stock units scheduled to vest in full on the first anniversary of the grant date.