Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services Chief Legal Officer Derek Stark reported a tax-related share withholding, not an open-market trade. On February 14, 2026, 388 shares of common stock at $92.01 per share were withheld to cover taxes when restricted stock units vested.
After this transaction, Stark directly holds 23,375 shares of PennyMac common stock, consisting of 7,822 restricted stock units and 15,553 shares of common stock, with the restricted units settling in an equal number of shares as they vest.
PennyMac Financial Services, Inc. executive Gregory L. Hendry, its Managing Director and Chief Accounting Officer, reported a small insider transaction related to equity compensation. On the reported date, 80 shares of common stock were withheld at
PennyMac Financial Services Chief Digital Officer James Follette reported a tax-related share disposition. On this Form 4, 472 shares of Common Stock were withheld at a price of
After this withholding, Follette holds a total of 10,691 shares of Common Stock, consisting of 10,017 restricted stock units and 674 directly owned shares, which will be or are settled in an equal number of Common Stock shares upon vesting.
PennyMac Financial Services Chief Capital Markets Officer Mark Elbaum reported a tax-withholding disposition of 169 shares of common stock on February 14, 2026, at $92.01 per share. The shares were withheld upon the vesting of restricted stock units rather than sold in an open-market trade.
After this transaction, Elbaum directly holds a total of 5,404 shares, consisting of 3,688 restricted stock units and 1,716 shares of common stock, which will be settled in common stock as the units vest.
PennyMac Financial Services director and president Doug Jones reported a tax-related share disposition tied to equity compensation. On
PennyMac Financial Services Chairman & CEO David Spector reported a tax-withholding disposition related to restricted stock units. On February 14, 2026, 2,987 shares of Common Stock were withheld to cover taxes upon RSU vesting at $92.01 per share. After this, he held 544,682 shares directly, consisting of 50,172 restricted stock units and 494,510 shares of Common Stock. He also reported 100,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services, Inc.'s Chief Financial Officer, Daniel Stanley Perotti, reported several equity transactions involving company securities. A Perotti-related entity, The Perotti Family Trust, completed an open-market sale of 2,925 shares of Common Stock at $93.30 per share, leaving 213,550 Common shares held indirectly after the sale.
Separately, the CFO received a grant of 71 Deferred Units at no cost, each representing the right to one share of Common Stock, which becomes payable upon his termination of employment. In connection with restricted stock unit vesting, 631 Common shares were disposed of to cover taxes, and 71 Common shares were exchanged for an equal number of Deferred Units.
PennyMac Financial Services reported that Chief Revenue Officer Abbie Tidmore received new equity awards. On February 12, 2026, she acquired 2,964 restricted stock units, bringing her total to 7,842 restricted stock units, each settling into one share of common stock as they vest. She was also granted a nonstatutory stock option for 7,530 shares at an exercise price of $91.49 per share. This option begins vesting in one-third increments on February 12, 2027, 2028, and 2029, and expires on February 11, 2036.
PennyMac Financial Services Chief Legal Officer Derek Stark reported new equity awards. On February 12, 2026, he acquired 3,142 shares of Common Stock at $0, representing a grant of restricted stock units that will vest in three equal annual installments starting one year after the grant date.
Following this grant, Stark beneficially owns 23,763 Common Stock-related units, consisting of 8,763 restricted stock units and 15,000 shares of Common Stock, all held directly. He was also granted a nonstatutory stock option for 7,981 shares with a $91.49 exercise price. This option vests one-third each on February 12, 2027, 2028 and 2029 and expires on February 11, 2036, subject to his continued service.
PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti reported equity awards in the form of stock and options. On February 12, 2026, he was granted 5,465 shares of Common Stock at a price of $0, representing restricted stock units that vest in three equal installments starting one year after the grant date and settle in an equal number of shares upon vesting.
He was also granted a nonstatutory stock option for 13,881 shares of Common Stock at an exercise price of $91.49, vesting in three equal annual installments on February 12, 2027, 2028 and 2029, subject to continued service. Following these grants, he beneficially owns 15,429 restricted stock units directly and 216,475 shares of Common Stock indirectly through The Perotti Family Trust.