Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services, Inc. (PFSI) reported that Chairman & CEO David Spector executed a set of automatic sales on
After these transactions the reporting person is recorded as beneficially owning 577,859 shares, comprised of 541,560 shares and 36,299 restricted stock units that vest into common stock. The Form 4 was signed by an attorney-in-fact on
David Spector, Chairman & CEO of PennyMac Financial Services, Inc. (PFSI), reported sales of common stock on 09/23/2025 under a Rule 10b5-1 trading plan adopted 09/02/2024. The Form 4 shows three non-derivative sale transactions totaling 5,000 shares at weighted-average prices in the $121.8450–$124.225 range. Each sale is reported as indirect through ST Family Investment Company LLC.
The filing also reports an aggregate holding amount identified as 577,859 shares (consisting of 541,560 shares of common stock and 36,299 restricted stock units that settle into common stock upon vesting). The form was signed by an attorney-in-fact on 09/24/2025.
PennyMac Financial Services, Inc. (PFSI) notice reports a proposed sale of 20,000 common shares through Goldman Sachs & Co. LLC on 09/23/2025 with an aggregate market value of $2,462,600. The issuer has 51,710,032 shares outstanding per the form. The shares to be sold were acquired as a gift from David Spector on 06/11/2013, with the donor having acquired them on 08/01/2008. The filing also discloses two recent sales by ST Family Investment Company LLC of 5,000 shares each on 07/07/2025 and 08/18/2025 generating gross proceeds of $503,522 and $528,155.50, respectively. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.
Daniel S. Perotti, Chief Financial Officer of PennyMac Financial Services, Inc. (PFSI), reported an automatic sale of 2,925 shares of the issuer's common stock on 09/05/2025 at a price of $116.63 per share under a Rule 10b5-1 trading plan adopted on June 2, 2025. Following the reported transaction the filing lists 225,250 shares as indirectly beneficially owned through The Perotti Family Trust and 9,964 restricted stock units that will settle into an equal number of common shares upon vesting. The Form 4 was signed by attorney-in-fact Derek W. Stark on 09/08/2025.
PennyMac Financial Services, Inc. filed an 8-K disclosing a presentation titled "Barclays Global Financial Services Conference Investor Update" as Exhibit 99.1. The filing identifies Daniel S. Perotti, Senior Managing Director and Chief Financial Officer, in connection with the communication. The cover indicates the communication is being furnished under several securities rules for written and pre-commencement communications, and the filing lists
PennyMac Financial Services, Inc. (PFSI) filed a Form 144 notifying the proposed sale of 2,925 shares of its common stock, with an aggregate market value of $341,142.75, to be sold on 09/05/2025 through Merrill Lynch on the NYSE. The filing states the shares were acquired on 02/24/2023 upon vesting of a performance share unit award under the issuer's equity compensation plan.
The filer also reported a recent sale on 09/02/2025 of 5,850 shares for gross proceeds of $632,970.00. The filing lists total shares outstanding of 51,710,032. The notice includes the required representation that the seller is not in possession of undisclosed material adverse information.
Daniel Stanley Perotti, Chief Financial Officer of PennyMac Financial Services, Inc. (PFSI), filed a Form 4 reporting an insider sale on 09/02/2025. The filing shows an automatic sale of 5,850 shares of common stock at $108.20 per share executed under a Rule 10b5-1 trading plan adopted June 2, 2025. After the sale, the filing reports 228,175 shares beneficially owned indirectly by The Perotti Family Trust and 9,964 restricted stock units that will settle into common shares upon vesting. The Form 4 was signed by an attorney-in-fact on 09/03/2025.
PennyMac Financial Services (PFSI) filed a Form 144 notifying the proposed sale of 5,850 shares of common stock, with an aggregate market value of $632,970.00, representing part of the issuer's outstanding shares of 51,710,032. The sale is planned to occur approximately on 09/02/2025 through Merrill Lynch on the NYSE. The shares were acquired via vesting of performance share unit awards: 2,801 shares vested on 02/24/2023 and 3,049 shares vested on 02/29/2024, both granted under the issuer's equity compensation plan. The filer reports no securities sold in the past three months and certifies they are not aware of any undisclosed material adverse information at the time of the notice.
Derek Stark, Chief Legal Officer of PennyMac Financial Services, Inc. (PFSI), reported selling 4,750 shares of the company's common stock on 08/25/2025 at a weighted average price of $109.56. After the sale, he beneficially owns 20,621 shares in total, comprising 15,000 directly held shares and 5,621 restricted stock units that will convert to common shares upon vesting.
The filing discloses the sale price range for the transactions was $109.24 to $109.815 and notes the reporter can provide transaction-level details on request. No derivative transactions or other material changes in indirect ownership are reported.
PennyMac Financial Services, Inc. (PFSI) reported a proposed sale under Rule 144 of 4,750 shares of common stock through Merrill Lynch, valued at $520,415.60 based on the filing. The shares represent a small portion of the company's outstanding common stock of 51,710,032 shares. The filer acquired these shares on 11/01/2018 upon vesting of a restricted stock unit award granted as part of the issuer's equity compensation plan. The filing indicates no securities sold by the person in the past three months and includes the standard attestation that the seller is not aware of undisclosed material adverse information.
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