Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services (PFSI) filed its Q3 2025 10‑Q, reporting total net revenues of $632,898 thousand and total expenses of $396,524 thousand for the quarter. Net gains on loans held for sale from non‑affiliates were $297,001 thousand (vs. $254,313 thousand in Q3 2024), and net loan servicing fees rose to $241,238 thousand (vs. $75,830 thousand). The change in fair value of mortgage servicing rights and liabilities was a loss of $392,174 thousand, partially offset by $98,306 thousand of hedging gains. Net interest was a modest loss of $1,147 thousand.
On the balance sheet, total assets were $25,401,120 thousand, including cash of $621,921 thousand, loans held for sale of $7,490,473 thousand, and mortgage servicing rights at fair value of $9,653,942 thousand. Total liabilities were $21,193,234 thousand, led by assets sold under agreements to repurchase of $7,130,423 thousand and unsecured senior notes of $4,829,113 thousand. Total stockholders’ equity was $4,207,886 thousand. Common shares outstanding were 51,965,474 as of October 24, 2025.
PennyMac Financial Services (PFSI) reported a director acquisition of 253 shares of Common Stock on 10/23/2025 at $116.57. The shares were received in lieu of cash compensation for non‑management director service and are noted as exempt under Rule 16b‑3.
Following the transaction, the director beneficially owns 185,323 shares directly, which consists of 1,547 restricted stock units and 183,776 shares of Common Stock. The filing also reports 4,531,792 shares held indirectly through MFN Partners, LP.
PennyMac Financial Services (PFSI) — Form 4: Director Mr. Mazzella acquired 270 shares of Common Stock on 10/23/2025 at $116.57 per share. The filing states these shares were received in lieu of cash compensation for non-management director services and the transaction is exempt under Rule 16b-3.
Following the transaction, he beneficially owns 86,320 shares directly, which includes 1,547 restricted stock units and 84,773 shares of Common Stock. He also reports 165,031 shares held indirectly through the Mazzella Family Irrevocable Trust.
PennyMac Financial Services (PFSI): Chairman & CEO reported insider activity on 10/23/2025. He exercised 71,161 stock options (Code M) at $11.28 per share, receiving an equal number of common shares, and sold 71,161 common shares in three tranches: 14,154 at a weighted average price of $127.07, 26,503 at $127.92, and 30,504 at $128.66.
Following these transactions, he directly owned 577,859 common shares, which includes 36,299 restricted stock units to be settled in shares upon vesting, and held an additional 120,604 shares indirectly through ST Family Investment Company LLC.
PennyMac Financial Services (PFSI): insider transaction filed on Form 4. The Chief Financial Officer reported multiple transactions on 10/22/2025, including option exercises and open‑market sales of Common Stock.
The CFO exercised 4,763 options at $11.28 and 8,347 options at $18.05, then sold shares in several tranches. Reported sales include 6,469 shares at a weighted average price of $130.19 (prices ranged from $130.00 to $130.95) and 379 shares at a weighted average price of $131.54 (prices ranged from $131.04 to $131.882). Additional smaller tranches were sold at weighted average prices reported around $132–$134.
Following these transactions, the CFO beneficially owned 9,964 shares directly as restricted stock units scheduled to settle in an equal number of shares upon vesting, and 225,250 shares indirectly through The Perotti Family Trust.
PennyMac Financial Services (PFSI) filed a Form 144 notice for a proposed sale of 27,771 shares of common stock, with an aggregate market value of $3,681,555.09. The approximate sale date is 10/24/2025, and the shares may be sold on the NYSE through Merrill Lynch.
The shares were acquired on 10/24/2025 via an exercise of employee stock options using a broker-assisted cashless exercise. Shares outstanding were 51,710,032; this is a baseline figure, not the amount being sold.
PennyMac Financial Services, Inc. (PFSI) disclosed a Form 144 notice for a proposed sale of up to 26,011 shares of common stock. The filing lists an aggregate market value of $3,416,351.77, with Merrill Lynch as broker and the NYSE as the intended market. The approximate sale date is 10/24/2025.
The shares to be sold were acquired on 10/24/2025 via an exercise of employee stock options through a broker-assisted cashless exercise. The notice also reports prior sales in the last three months: 5,850 shares on 09/02/2025 for $632,970.00, 2,925 shares on 09/05/2025 for $341,142.75, and 13,110 shares on 10/22/2025 for $1,712,630.24.
PennyMac Financial Services (PFSI) filed a Form 144 indicating a planned sale of 71,161 shares of common stock on or about 10/23/2025 on the NYSE, with Merrill Lynch as broker. The filing lists an aggregate market value of $9,111,993.04 for the shares and notes 51,710,032 shares outstanding. The shares to be sold were acquired on 10/23/2025 via an exercise of employee stock options through a broker‑assisted cashless exercise.
Over the past three months, ST Family Investment Company LLC reported sales of 5,000 shares on 08/18/2025 for $528,155.50, 5,000 shares on 09/23/2025 for $614,514.50, and 5,000 shares on 10/06/2025 for $591,794.50.
PennyMac Financial Services, Inc. (PFSI) received a Form 144 notice covering a proposed sale of 13,110 shares of common stock through Merrill Lynch, with an aggregate market value of $1,712,630.24. The shares are listed on the NYSE, and the filing lists an approximate sale date of 10/22/2025.
The securities to be sold were acquired on 10/22/2025 via a broker-assisted cashless exercise of employee stock options. As context, the filing shows 51,710,032 shares outstanding. Over the prior three months, the filing lists sales by Daniel Perotti of 5,850 shares on 09/02/2025 for $632,970.00 and 2,925 shares on 09/05/2025 for $341,142.75.
PennyMac Financial Services (PFSI) furnished an update on its business by announcing financial results for the fiscal quarter ended September 30, 2025. The company made a press release and a slide presentation available, identified as Exhibits 99.1 and 99.2, and also posted supplemental financial information on its website.
The information under Item 2.02 is expressly furnished, not filed, under the Exchange Act. This distinction limits how it may be used for certain liability purposes and incorporation by reference.
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