Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PennyMac Financial Services, Inc. (NYSE: PFSI) SEC filings page provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, which the company uses to announce earnings results, capital markets transactions, and significant corporate events.
Recent Form 8-K filings describe quarterly financial results for PennyMac Financial’s Production and Servicing segments, including information on mortgage loan originations, servicing portfolio balances, and segment pretax income. Other 8-K filings detail senior note offerings, such as the 6.750% senior notes due 2034, including use of proceeds, key terms of the notes, and related indenture provisions. Additional filings report on matters submitted to a vote of stockholders at the annual meeting, including director elections, auditor ratification, and advisory votes on executive compensation.
Through these filings, investors can review how PennyMac Financial explains its mortgage production channels, servicing and subservicing activities, and its relationship with PennyMac Mortgage Investment Trust (PMT), which is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial. The filings also outline aspects of the company’s capital structure and governance, such as guarantees of senior notes by certain subsidiaries and the outcomes of stockholder votes.
On Stock Titan, each filing is accompanied by AI-powered summaries that highlight the main points of lengthy documents, helping users quickly identify disclosures about earnings, debt issuance, governance decisions, and other material events. Real-time updates from EDGAR ensure that new PennyMac Financial filings, including future 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available, are incorporated promptly so users can review both the original documents and simplified explanations.
PennyMac Financial Services Chief Digital Officer James Follette reported equity compensation activity tied to a performance-based restricted stock unit (PSU) award. On February 20, 2026, 3,424 PSUs vested, converting into an equal number of shares of common stock at no cash cost.
To cover taxes upon vesting, 1,228 shares of common stock were withheld. After these transactions, Follette held 12,887 shares in total, consisting of 10,017 restricted stock units and 2,870 shares of common stock, all directly owned.
Doug Jones, a director and the President & CMBO of PennyMac Financial Services, Inc., reported equity compensation activity and related share withholding. He received a grant/vesting of 7,610 performance-based restricted stock units, which were exercised into 7,610 shares of common stock at no exercise price.
To cover taxes on this vesting, 2,731 common shares were withheld at $94.33 per share. After these transactions, he directly holds 32,389 common shares, consisting of 25,610 restricted stock units and 6,779 common shares. He also reports indirect ownership of 15,337 common shares through The Jones Family Trust and 410,000 common shares through GR Family Investments LLC.
PennyMac Financial Services Chief Legal Officer Derek Stark reported equity award activity involving performance-based restricted stock units (PSUs) and common stock. A PSU award granted on February 24, 2023 vested on February 20, 2026 at a 37% payout, based on return on equity and leverage ratio performance from January 1, 2023 through December 31, 2025. This resulted in the conversion of 2,130 PSUs into an equal number of common shares and a withholding of 780 common shares at $94.33 to cover taxes. Following these transactions, Stark directly holds 24,725 common shares and restricted stock units in total, consisting of 7,822 restricted stock units and 16,903 shares of common stock.
PennyMac Financial Services managing director and chief accounting officer Gregory L. Hendry reported performance-based equity activity. A previously granted PSU award vested on February 20, 2026, with 304 performance-based restricted stock units converting into 304 shares of Common Stock at $0 per share. To cover taxes on the vesting, 126 shares of Common Stock were withheld at $94.33 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, his reported holdings consist of 1,139 restricted stock units and 47,906 shares of Common Stock.
PennyMac Financial Services Chief Financial Officer Daniel Stanley Perotti reported equity compensation activity tied to a performance-based restricted stock unit (PSU) award. On February 20, he acquired 3,805 PSUs at no cost as they vested, then exercised them into 3,805 shares of common stock.
To cover taxes on this vesting, 1,366 common shares were disposed of at $94.33 per share through share withholding, not an open-market sale. After these transactions, he held 17,166 common shares directly, consisting of 13,792 restricted stock units and 3,374 common shares, plus 213,550 shares held indirectly through The Perotti Family Trust.
PennyMac Financial Services Chairman & CEO David Spector reported the vesting and settlement of 13,699 performance-based restricted stock units into an equal number of common shares on February 20, 2026. The PSU award was granted on February 24, 2023 and paid out at 37% of target based on return on equity and leverage ratio performance for the period from January 1, 2023 through December 31, 2025.
Of the shares delivered, 7,391 common shares were withheld at a price of $94.33 per share to cover taxes, a non‑open‑market disposition. After these transactions, Spector holds 548,040 common shares directly, consisting of 497,868 shares and 50,172 restricted stock units, plus 90,604 shares held indirectly through ST Family Investment Company LLC.
PennyMac Financial Services Chairman & CEO David Spector reported open-market sales of 12,950 shares of Common Stock on February 19, 2026. The trades occurred under a pre-established Rule 10b5-1 plan adopted on August 8, 2025.
Sales included 10,000 shares held indirectly through ST Family Investment Company LLC and 2,950 shares from his direct holdings. Reported weighted average prices were $93.97, $94.85, and $95.81 per share, each reflecting multiple trades within stated intraday price ranges.
Following these transactions, Spector’s direct holdings totaled 541,732 shares, while indirect holdings through ST Family Investment Company LLC were 90,604 shares. His direct position includes 50,172 restricted stock units that will settle in an equal number of shares of Common Stock upon vesting.
PennyMac Financial Services, Inc. reports strong 2025 performance with net revenues of $2,046,536 thousand and income before income taxes of $551,417 thousand across its production and servicing segments.
Total assets reached $29,388,689 thousand, with loan production of $146,102,988 in unpaid principal balance and a servicing portfolio unpaid principal balance of $733,613,822. As of June 30, 2025, non‑affiliate market value was $2,883,314,266, and 52,167,770 common shares were outstanding as of February 17, 2026. The report details growth in correspondent, broker direct and consumer direct channels, highlights MSR-driven servicing income, and outlines extensive risk factors including interest rate volatility, credit performance, high leverage, funding and hedging reliance, regulatory and compliance demands, operational and cyber risks, and dependence on third‑party counterparties and vendors.
PFSI submitted a Form 144 notice reporting proposed and recent sales of common stock by affiliated holders and insiders. The filing lists securities acquired as a gift and as compensation, and shows recent dispositions by an affiliated holder.
The filing includes per-holder examples, including ST Family Investment Company LLC with 10,000 shares dated
PennyMac Financial Services Chief Revenue Officer Abbie Tidmore reported a small tax-related share disposition. On this Form 4, 171 shares of common stock were withheld at
After this tax-withholding disposition, Tidmore’s direct holdings total 7,671 shares of PennyMac common stock, consisting of 7,065 restricted stock units that will settle in an equal number of shares upon vesting and 606 shares of common stock.