Planned Sale of 10,000 Shares by ST Family LLC

A filing under Rule 144 discloses that an entity named ST Family Investment Company LLC plans to sell 10,000 shares of common stock through Goldman Sachs & Co. LLC.

Rhea-AI Filing Summary

A filing under Rule 144 discloses that an entity named ST Family Investment Company LLC plans to sell 10,000 shares of common stock through Goldman Sachs & Co. LLC. The shares have an indicated aggregate market value of 1,455,900, with an approximate sale date of 01/13/2026 on the NYSE, and there were 51,965,474 shares outstanding at the time referenced.

The notice also lists prior sales over the past three months for the same account. ST Family Investment Company LLC sold 5,000 common shares on 11/12/2025 for 646,443 in gross proceeds and another 5,000 common shares on 12/16/2025 for 649,116.5 in gross proceeds. The form reiterates that the seller represents not knowing any undisclosed material adverse information about the issuer’s current or prospective operations.

FAQ

What does the Form 144 filing for PFSI disclose?

The filing states that ST Family Investment Company LLC plans to sell 10,000 shares of common stock through Goldman Sachs & Co. LLC, with an indicated aggregate market value of 1,455,900, on or about 01/13/2026 on the NYSE.

How many PFSI shares are planned to be sold under this Form 144?

The notice covers a planned sale of 10,000 shares of common stock, to be executed through Goldman Sachs & Co. LLC on the NYSE.

What was the aggregate market value of the PFSI shares in the planned sale?

The 10,000 common shares to be sold have an indicated aggregate market value of 1,455,900 in the Form 144 filing.

How many PFSI shares were outstanding when this Form 144 was prepared?

The filing reports that 51,965,474 shares of common stock were outstanding at the time referenced in the notice.

What PFSI share sales has ST Family Investment Company LLC made in the last 3 months?

Over the prior three months, ST Family Investment Company LLC sold 5,000 common shares on 11/12/2025 for 646,443 in gross proceeds and another 5,000 common shares on 12/16/2025 for 649,116.5 in gross proceeds.

Which broker will handle the planned PFSI share sale under this Form 144?

The planned sale of 10,000 common shares is to be handled by Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282, and executed on the NYSE.

What representation does the seller make about information on the PFSI issuer?

By signing the notice, the seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

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Accepted by SEC EDGAR 01/13/2026 - 04:33 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001275713
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennyMac Financial Services, Inc.
SEC File Number	001-38727
Address of Issuer	3043 Townsgate Road Westlake Village CALIFORNIA 91361
Phone	1-818-224-7442
Name of Person for Whose Account the Securities are To Be Sold	David Spector
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	10000	1455900	51965474	01/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2013	Acquired as a gift	David Spector		08/01/2008	10000	06/11/2013	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	12/16/2025	5000	649116.5
ST Family Investment Company LLC 3043 Townsgate Road Westlake Village CA 91361	Common	11/12/2025	5000	646443

144: Remarks and Signature

Remarks	The sales of shares set forth herein are made in connection with a selling plan dated 8/8/2025, that is intended to comply with Rule 10b5-1(c). All shares to be sold by ST Family Investment Company LLC.
Date of Notice	01/13/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/08/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of David Spector
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)