PennyMac Financial (NYSE: PFSI) holder files Rule 144 to sell 3530 shares

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. (PFSI) has a shareholder who filed a Rule 144 notice covering the proposed sale of 3530 shares of common stock through Merrill Lynch on the NYSE, with an aggregate market value of 464695.57. The issuer reports 51965474 common shares outstanding.

The shares to be sold were acquired on 12/18/2025 through the exercise of employee stock options via a broker assisted cashless exercise. By signing the notice, the selling holder represents that they do not know of any material adverse information about PennyMac’s current or prospective operations that has not been publicly disclosed, and the language also addresses written trading plans under Rule 10b5-1.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty St Floor 37 New York NY 10281	3530	464695.57	51965474	12/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	12/18/2025	Exercise of employee stock options	PennyMac Financial Services, Inc.			3530	12/18/2025	Broker assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What transaction does the PFSI Form 144 describe?

The notice covers a proposed sale of 3530 shares of PennyMac Financial Services, Inc. common stock on the NYSE through Merrill Lynch, with an aggregate market value of 464695.57.

How were the PennyMac (PFSI) shares being sold under Rule 144 acquired?

The 3530 common shares were acquired on 12/18/2025 through the exercise of employee stock options in a broker assisted cashless exercise.

How many PennyMac Financial Services (PFSI) shares are outstanding in this notice?

The notice states that there are 51965474 shares of PennyMac Financial Services, Inc. common stock outstanding.

On what date and exchange are the PFSI shares expected to be sold?

The proposed sale date listed is 12/18/2025, and the shares are to be sold on the NYSE.

What representation does the selling holder make by signing the PFSI Form 144?

By signing, the holder represents that they do not know any material adverse information about PennyMac’s current or prospective operations that has not been publicly disclosed, and similar representations apply if a Rule 10b5-1 trading plan or instructions were adopted.

Who is the broker for the PennyMac (PFSI) Rule 144 sale?

The broker named for the transaction is Merrill Lynch, located at 225 Liberty St Floor 37, New York, NY 10281.