PFSI CFO reports option exercises and stock sales on 10/22/2025
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
PennyMac Financial Services (PFSI): insider transaction filed on Form 4. The Chief Financial Officer reported multiple transactions on 10/22/2025, including option exercises and open‑market sales of Common Stock.
The CFO exercised 4,763 options at $11.28 and 8,347 options at $18.05, then sold shares in several tranches. Reported sales include 6,469 shares at a weighted average price of $130.19 (prices ranged from $130.00 to $130.95) and 379 shares at a weighted average price of $131.54 (prices ranged from $131.04 to $131.882). Additional smaller tranches were sold at weighted average prices reported around $132–$134.
Following these transactions, the CFO beneficially owned 9,964 shares directly as restricted stock units scheduled to settle in an equal number of shares upon vesting, and 225,250 shares indirectly through The Perotti Family Trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 13,110 shares ($1,713,549)
Net Sell
22 txns
Insider
Perotti Daniel Stanley
Role
Chief Financial Officer
Sold
13,110 shs ($1.71M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Nonstatutory Stock Option (Right to Buy) | 4,763 | $0.00 | -- |
| Exercise | Nonstatutory Stock Option (Right to Buy) | 8,347 | $0.00 | -- |
| Exercise | Common Stock | 4,763 | $11.28 | $54K |
| Sale | Common Stock | 3,784 | $130.30 | $493K |
| Sale | Common Stock | 797 | $131.96 | $105K |
| Sale | Common Stock | 41 | $132.91 | $5K |
| Sale | Common Stock | 141 | $133.99 | $19K |
| Exercise | Common Stock | 8,347 | $18.05 | $151K |
| Sale | Common Stock | 6,469 | $130.19 | $842K |
| Sale | Common Stock | 379 | $131.54 | $50K |
| Sale | Common Stock | 1,195 | $132.38 | $158K |
| Sale | Common Stock | 304 | $133.99 | $41K |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Nonstatutory Stock Option (Right to Buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Nonstatutory Stock Option (Right to Buy) — 11,852 shares (Direct);
Common Stock — 14,727 shares (Direct);
Common Stock — 225,250 shares (Indirect, The Perotti Family Trust)
Footnotes (1)
- The reported amount consists of 9,964 restricted stock units and 4,763 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.38. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions at prices ranging from $131.417 to $132.393. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions at prices ranging from $132.47 to $133.363. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions at prices ranging from $133.996 to $134.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The reported amount consists of 9,964 restricted stock units and 8,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions at prices ranging from $131.04 to $131.882 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions at prices ranging from $132.13 to $132.652 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The price reported is the weighted average price of multiple transactions at prices ranging from $133.992 to $134.00 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The reported amount consists of 9,964 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. This nonstatutory stock option to purchase 4,763 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. This nonstatutory stock option to purchase 8,347 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. This nonstatutory stock option to purchase 18,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. This nonstatutory stock option to purchase 13,506 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. This nonstatutory stock option to purchase 23,105 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. This nonstatutory stock option to purchase 12,935 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. This nonstatutory stock option to purchase 35,792 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. This nonstatutory stock option to purchase 12,862 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date. This nonstatutory stock option to purchase 12,510 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each date. This nonstatutory stock option to purchase 12,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's committed service through each date.
FAQ
What did PFSI’s CFO report on Form 4?
Option exercises and open‑market sales of Common Stock on 10/22/2025.
How many options did the PFSI CFO exercise?
Exercised 4,763 options at $11.28 and 8,347 options at $18.05.
What are the CFO’s holdings after the transactions?
Direct ownership of 9,964 restricted stock units and indirect ownership of 225,250 shares via The Perotti Family Trust.
What is the date of the earliest transaction reported?
The earliest transaction date reported is 10/22/2025.
Which company and ticker does this Form 4 relate to?
It relates to PennyMac Financial Services, Inc. (PFSI).