PFSI Form 144 cites cashless option exercise and NYSE sale

Rhea-AI Filing Summary

PennyMac Financial Services, Inc. (PFSI) received a Form 144 notice covering a proposed sale of 13,110 shares of common stock through Merrill Lynch, with an aggregate market value of $1,712,630.24. The shares are listed on the NYSE, and the filing lists an approximate sale date of 10/22/2025.

The securities to be sold were acquired on 10/22/2025 via a broker-assisted cashless exercise of employee stock options. As context, the filing shows 51,710,032 shares outstanding. Over the prior three months, the filing lists sales by Daniel Perotti of 5,850 shares on 09/02/2025 for $632,970.00 and 2,925 shares on 09/05/2025 for $341,142.75.

Insights

Equity capital markets analyst

Routine Form 144 notice for a potential insider sale; neutral.

This filing lists an intent to sell 13,110 shares of PFSI common stock with an aggregate value of $1,712,630.24, to be executed on the NYSE via Merrill Lynch. The shares were obtained the same day through a broker-assisted cashless exercise of employee stock options on 10/22/2025.

The document also records prior three‑month sales by Daniel Perotti totaling two transactions: 5,850 shares on 09/02/2025 for $632,970.00 and 2,925 shares on 09/05/2025 for $341,142.75. Shares outstanding are shown as 51,710,032. Actual market impact depends on execution details disclosed here.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty St Floor 37 New York NY 10281	13110	1712630.24	51710032	10/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	10/22/2025	Exercise of employee stock options	PennyMac Financial Services, Inc.			13110	10/22/2025	Broker assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Daniel Perotti 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	09/02/2025	5850	632970.00
Daniel Perotti 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361	Common Stock	09/05/2025	2925	341142.75

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the PFSI Form 144 notice cover?

It covers a proposed sale of 13,110 shares of PennyMac Financial Services, Inc. common stock via Merrill Lynch on the NYSE.

What is the aggregate market value of the shares listed in the PFSI Form 144?

The filing lists an aggregate market value of $1,712,630.24 for the shares to be sold.

When is the approximate sale date in the PFSI Form 144?

The approximate sale date listed is 10/22/2025.

How were the shares in the PFSI Form 144 acquired?

They were acquired on 10/22/2025 through a broker-assisted cashless exercise of employee stock options.

What recent sales are disclosed alongside the PFSI Form 144?

The filing lists sales by Daniel Perotti: 5,850 shares on 09/02/2025 for $632,970.00 and 2,925 shares on 09/05/2025 for $341,142.75.

How many PFSI shares are shown as outstanding in the filing?

The filing shows 51,710,032 shares outstanding.

Which exchange is named for the PFSI shares to be sold?

The shares are listed for sale on the NYSE.