Welcome to our dedicated page for Phenixfin SEC filings (Ticker: PFX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tracking a closed-end lender like PhenixFIN Corp means sifting through hundreds of pages that detail loan-level marks, leverage covenants, and fair-value models. Finding a single non-accrual update or confirming when executives buy shares can take hours.
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From portfolio markdowns to dividend policy signals, every PhenixFIN Corp SEC filing is explained simply so analysts, advisors, and allocators can act faster—with clarity.
PhenixFIN Corp insider David A. Lorber, who serves as Chairman, CEO, director, and a 10% owner, reported open-market purchases of the company’s common stock. On 12/15/2025 he bought 100 shares at $44.33 per share, on 12/16/2025 he bought 138 shares at a weighted average price of $44.45, and on 12/17/2025 he bought 908 shares at a weighted average price of $44.74. After these transactions he directly holds 144,891 common shares. He also reports indirect ownership of 3,378 shares through his spouse’s individual retirement account and 81,662.416 shares held by FrontFour Master Fund, Ltd., which are attributed to him through his role at the fund’s investment manager.
PhenixFIN Corporation reports on its operations as an internally managed business development company focused on generating current income and capital appreciation from loans and private equity in mostly private U.S. companies.
As of September 30, 2025, the investment portfolio totaled $302,272 thousand at fair value, spread across real estate, business services, insurance and consumer sectors, with notable positions in FlexFIN’s gemstone lending business and The National Security Group. Income‑bearing investments, representing 64.8% of the portfolio, had a weighted average yield of about 12.8%, compared with 12.3% a year earlier.
The company remained within regulatory leverage limits, with asset coverage of 207.8%, and continued to qualify as a regulated investment company for tax purposes. Management highlights risks from leverage, fair‑value estimates and concentrated stakes in the jewelry lender and NSG, along with broader pressures such as rising interest rates, recession risk and capital‑markets volatility.
PhenixFIN Corporation filed a current report stating that on December 12, 2025 it issued a press release announcing its financial results for the quarter ended September 30, 2025. The company’s common stock and its 5.25% Notes due 2028 trade on The NASDAQ Global Market under the symbols PFX and PFXNZ. The press release containing the detailed quarterly results is attached as Exhibit 99.1, along with an Inline XBRL cover page as Exhibit 104.
Ellida McMillan, Chief Financial Officer of PhenixFIN Corp (PFX), reported an insider purchase. On 09/23/2025 she acquired 248 shares of PhenixFIN common stock at $47.75 per share, bringing her total beneficial ownership to 3,235 shares. The Form 4 was signed on 09/25/2025. The filing discloses only this non-derivative purchase by the reporting officer and contains no additional transactions or explanatory details.
Insider purchases of PhenixFIN Corp common stock reported by director Lowell W. Robinson. The filing discloses two open-market purchases totaling 130 shares at weighted-average prices of $48.09 and $48.26, increasing the reporting person’s beneficial ownership to 3,000 shares. Each reported price reflects multiple transactions within specified price ranges.
The disclosure is limited to these non-derivative purchases and includes undertakings to provide detailed per-transaction price breakdowns on request. No options, disposals, or other material changes to ownership form are reported.
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