Welcome to our dedicated page for Phenixfin SEC filings (Ticker: PFX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to PhenixFIN Corporation’s (NASDAQ: PFX) SEC filings, offering a detailed view of the company’s financial reporting and regulatory disclosures as a non-diversified, internally managed business development company. PhenixFIN files annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with exhibits such as press releases that summarize financial results and material events.
In these filings, investors can review consolidated statements of assets and liabilities, which detail investments at fair value across non-controlled, non-affiliated, affiliated and controlled categories, as well as cash and cash equivalents, receivables, deferred tax assets, deferred financing costs, credit facility and notes payable, and other liabilities. The statements of operations disclose total investment income, including interest income, dividend income, fee income and other income, along with expenses such as interest and financing costs, salaries and benefits, professional fees, general and administrative expenses, directors’ fees, insurance expenses and administrator expenses.
PhenixFIN’s filings also present realized and unrealized gains and losses on investments, changes in net assets resulting from operations and information about net asset value (NAV) per share. Current reports on Form 8-K may highlight specific events, such as the issuance of a press release announcing quarterly financial results, with the press release included as an exhibit.
Stock Titan’s platform supplements these documents with AI-powered summaries that explain the key points of lengthy filings, helping readers understand items like NAV movements, portfolio composition changes, non-accrual investments and leverage levels. Real-time updates from EDGAR allow users to see new 10-K, 10-Q and 8-K submissions as they are filed, and insider transaction reports on Form 4 can be accessed to monitor trading activity by directors and officers when available.
By combining the raw SEC filings with AI-generated insights, this page helps users interpret PhenixFIN’s regulatory disclosures, track its financial condition and evaluate how its investment and financing activities are reflected in its official reports.
Insider purchases of PhenixFIN Corp common stock reported by director Lowell W. Robinson. The filing discloses two open-market purchases totaling 130 shares at weighted-average prices of $48.09 and $48.26, increasing the reporting person’s beneficial ownership to 3,000 shares. Each reported price reflects multiple transactions within specified price ranges.
The disclosure is limited to these non-derivative purchases and includes undertakings to provide detailed per-transaction price breakdowns on request. No options, disposals, or other material changes to ownership form are reported.