Welcome to our dedicated page for Phenixfin SEC filings (Ticker: PFXNZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PhenixFIN’s 10-Q isn’t just another quarterly earnings report—it’s a 200-page dive into loan-level fair-value marks, NAV per share shifts, and asset coverage ratios that determine dividend capacity. Finding that data quickly can feel impossible.
Stock Titan solves the problem. Our AI reads every line of each PhenixFIN quarterly earnings report 10-Q filing, flags non-accrual loans, and converts technical Level-3 valuation tables into plain English. When a sudden 8-K discloses a material portfolio write-down, you’ll see it here first—complete with context and trend graphs.
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- Form 4 alerts surface PhenixFIN insider trading Form 4 transactions the moment executives buy or sell; real-time push keeps you ahead.
- The annual report—searchable as “PhenixFIN annual report 10-K simplified”—shows five-year NAV history, leverage tests, and fee structure side by side with AI commentary.
- Need board pay details? The latest "PhenixFIN proxy statement executive compensation" section is broken down into salary vs. incentive so you can benchmark against other BDCs.
Investors typically ask, “How do I track PhenixFIN Form 4 insider transactions in real-time?”, “What does a drop in fair value mean for distributions?”, and “Which sectors dominate the loan book?” Our platform answers each automatically. From PhenixFIN earnings report filing analysis to “understanding PhenixFIN SEC documents with AI,” every disclosure is translated into actionable insight—no jargon, no hunting through footnotes.
Whether you monitor covenant breaches, compare quarter-over-quarter portfolio composition, or watch for new baby-bond issuances, Stock Titan’s comprehensive, AI-powered coverage keeps every PhenixFIN 8-K material events explained and every number at your fingertips.
Form 4 snapshot: On 06/17/2025, PhenixFIN Corp. (PFX) director and 10% owner Howard Amster disclosed open-market purchases of the company’s common stock.
- Total acquired: 639 shares across three separate transactions.
- Price ranges: 315 shares at $48.12–$48.64 (avg $48.64); 167 shares at $49.74–$49.96 (avg $49.87); 157 shares at $50.01–$50.14 (avg $50.04).
- Direct ownership after purchases: 234,608 common shares.
- Indirect ownership: Unchanged, reported across multiple charitable remainder unitrusts and Pleasant Lake Corp., totaling 29,367 additional shares.
- No derivative activity was reported in Table II.
The Form 4 was electronically signed on 06/20/2025. Because Amster already controls more than 10 % of outstanding shares, the incremental purchase (<0.3 % of his direct holdings) modestly increases his exposure but may still be viewed as a vote of confidence.
PhenixFIN Corp. – Schedule 13D/A (Amendment No. 4) filed 18 June 2025
The filing updates the ownership position of David A. Lorber, FrontFour Master Fund, Ltd., and FrontFour Capital Group LLC (collectively, the “Reporting Persons”) in PhenixFIN Corp. (CUSIP 71742W103). The amendment reflects holdings as of the event date 16 June 2025 and is based on the company’s 2,019,778 outstanding common shares reported in the 10-Q filed 7 May 2025.
- Total beneficial ownership (group): 228,185.41 shares, representing 11.3 % of the outstanding common stock.
- David A. Lorber (individual): 143,145 shares held directly plus 3,378 shares held in his spouse’s IRA; combined direct & deemed ownership equals 146,523 shares (≈7.3 % of shares outstanding).
- FrontFour Master Fund, Ltd.: 81,662.416 shares, equating to 4.0 % of outstanding shares; sole voting and dispositive power.
- FrontFour Capital Group LLC: investment manager to the Master Fund; deemed beneficial owner of the same 81,662.416 shares (4.0 %).
- Voting / dispositive power: Mr. Lorber holds sole power over his direct shares and shared power over the spouse IRA; he may be deemed to share power over the Master Fund’s stake through his role at FrontFour.
- Funds used: Mr. Lorber invested personal funds totaling $6,057,747.10 to acquire his directly held shares and those in the spouse IRA.
This amendment supersedes prior filings made on 20 Dec 2021, 16 May 2022, 3 Jan 2023, and 5 Mar 2024, ensuring that the SEC and investors are informed of current ownership levels. Because the combined stake exceeds the 10 % threshold, the Reporting Persons are considered significant shareholders with potential influence over corporate decisions. No new purchase or sale transactions are detailed in the narrative; transaction specifics, if any, are provided in a separate Schedule 5(c) exhibit.
On 06/18/2025 PhenixFIN Corp. (PFX) filed a Form 4 disclosing that its Chairman, CEO, Director and 10% owner David A. Lorber executed two open-market purchases of common stock.
- 06/16/2025: 700 shares at a weighted-average price of $47.91 (range $47.85–$47.92).
- 06/18/2025: 300 shares at a weighted-average price of $49.56 (range $49.15–$49.77).
No shares were sold, and no transactions were conducted under a Rule 10b5-1 trading plan (code “P” denotes open-market purchase). After the trades Lorber’s direct ownership increased to 143,145 shares. He also reports 3,378 shares held in his spouse’s IRA and 81,662.416 shares held indirectly via FrontFour Master Fund, Ltd., where he is a managing member; total reported beneficial interest now exceeds 228 thousand shares.
No derivative securities were acquired or disposed of, and the filing contains the standard undertakings and footnotes clarifying the weighted-average pricing and indirect ownership arrangements.
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