Every Form 4 that PhenixFIN Corporation 5.25% Notes due 2028 (PFXNZ) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PFXNZ and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PFXNZ filings page.
PhenixFIN Corp chairman, CEO, and 10% owner David A. Lorber reported a series of open-market purchases of common stock. Over June 1–3, he bought a total of 8,656 shares in multiple transactions at prices generally in the mid-$40s per share. After these trades, he directly holds 253,854 common shares, with an additional 3,378 shares held indirectly through his spouse’s retirement account. Several trades were executed at weighted average prices, reflecting multiple fills within disclosed price ranges.
PhenixFIN Corp director and CEO David A. Lorber reported an open-market purchase of 42,065 shares of common stock at a weighted average price of $39.95 per share on May 12, 2026. A footnote explains these shares were bought in multiple trades between $39.00 and $40.00.
After this transaction, Lorber directly owns 245,198 common shares. His indirect holdings include 3,378 shares held in his spouse’s retirement account. His reported beneficial ownership also reflects 56,537 shares previously received as an in-kind distribution from FrontFour Master Fund, Ltd.
PhenixFIN Corp director and ten percent owner Howard Amster reported an open-market purchase of common stock. On March 3, 2026, he bought 11,500 shares of PhenixFIN common stock at $42.56 per share, bringing his directly held stake to 248,248 shares.
In addition to these direct holdings, Amster is also reported as the beneficial owner of several indirect positions through charitable remainder unitrusts and Pleasant Lake Corp, where he serves as trustee or president. These indirect holdings total several thousand shares across the listed entities.
Insider purchases of PhenixFIN Corp common stock reported by director Lowell W. Robinson. The filing discloses two open-market purchases totaling 130 shares at weighted-average prices of $48.09 and $48.26, increasing the reporting person’s beneficial ownership to 3,000 shares. Each reported price reflects multiple transactions within specified price ranges.
The disclosure is limited to these non-derivative purchases and includes undertakings to provide detailed per-transaction price breakdowns on request. No options, disposals, or other material changes to ownership form are reported.