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PGEN (PGEN) shareholder Rutul Shah files to sell 33,772 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

PGEN security holder Rutul Shah filed to sell common stock under Rule 144. The filing lists a proposed sale of 33,772 common shares through Fidelity Brokerage Services LLC on or after 08/03/2026 on NASDAQ, with an aggregate market value of $219,518.00 for the proposed sale.

The shares to be sold were acquired on 08/03/2026 by stock option exercise from the issuer for cash. The filing also reports a prior sale during the past three months of 42,924 common shares on 06/29/2026 for an aggregate value of $251,105.40.

Positive

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Negative

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Proposed shares to be sold 33,772 shares Common stock to be sold through Fidelity Brokerage on or after 08/03/2026
Aggregate market value of proposed sale $219,518.00 Reported value for the 33,772 PGEN common shares to be sold
Exchange NASDAQ Market on which the proposed common stock sale will occur
Acquisition method Stock option exercise Shares acquired from the issuer for cash on 08/03/2026
Prior shares sold 42,924 shares Common shares sold on 06/29/2026 during the past three months
Aggregate value of prior sale $251,105.40 Value of 42,924 PGEN common shares sold on 06/29/2026
Form 144 regulatory
"security holder Rutul Shah filed to sell common stock under Rule 144"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Rule 144 regulatory
"filed to sell common stock under Rule 144"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
stock option exercise financial
"acquired on 08/03/2026 by stock option exercise from the issuer"
A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.
aggregate market value financial
"with an aggregate market value of $219,518.00 for the proposed sale"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Form 144 filing for PGEN by Rutul Shah disclose?
The Form 144 for PGEN discloses that security holder Rutul Shah plans a proposed sale of 33,772 common shares on or after 08/03/2026, following acquisition via stock option exercise for cash.

How many PGEN shares are proposed to be sold under this Form 144?
The filing lists a proposed sale of 33,772 PGEN common shares. These are to be sold through Fidelity Brokerage Services LLC on NASDAQ, with an aggregate market value reported as $219,518.00 for the proposed transaction.

When were the PGEN shares to be sold under Form 144 acquired?
The PGEN shares covered by this Form 144 were acquired on 08/03/2026. They were obtained from the issuer via a stock option exercise for cash and are now being registered for potential resale under Rule 144.

What prior PGEN share sales by Rutul Shah are reported in the last 3 months?
The filing reports that 42,924 PGEN common shares were sold by Rutul Shah on 06/29/2026. The aggregate sale price for this prior transaction during the past three months was $251,105.40.

On which market is the proposed PGEN Form 144 sale expected to occur?
The proposed sale of 33,772 PGEN common shares is listed for execution on the NASDAQ market. Fidelity Brokerage Services LLC is identified as the broker handling the proposed Rule 144 transaction.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR