4,772,781 Precigen (PGEN) shares sold by entities tied to Randal Kirk

Rhea-AI Filing Summary

PRECIGEN, INC. director and 10% owner Randal J. Kirk reported multiple indirect open-market sales of Common Stock through entities he controls. In total, these entities sold 4,772,781 shares at a weighted average price of $3.30 per share in transactions on March 30, 2026, with individual prices ranging from $3.22 to $3.58.

The sales were made by vehicles including R.J. Kirk Declaration of Trust, various JPK, MGK and ZSK LLCs, the Kellie L. Banks (2009) Long Term Trust and Sunset 2020, LLC. After the transactions, reported indirect holdings included 80,672,818 shares by R.J. Kirk Declaration of Trust and 12,262,741 shares by Sunset 2020, LLC, along with additional positions at entities such as Kapital Joe, Lotus, Third Security and Parkview 2020. Mr. Kirk may be deemed to beneficially own these shares under Rule 13d-3 but disclaims beneficial ownership except to the extent of any pecuniary interest.

Insider Trade Summary

Net Seller: 4,772,781 shares ($15,750,177)

Net Sell 15 txns

Insider KIRK RANDAL J

Role Director, 10% Owner

Sold 4,772,781 shs ($15.75M)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,108,998	$3.30	$3.66M
Sale	Common Stock	50,797	$3.30	$168K
Sale	Common Stock	370,847	$3.30	$1.22M
Sale	Common Stock	152,063	$3.30	$502K
Sale	Common Stock	50,797	$3.30	$168K
Sale	Common Stock	426,199	$3.30	$1.41M
Sale	Common Stock	168,794	$3.30	$557K
Sale	Common Stock	47,101	$3.30	$155K
Sale	Common Stock	38,976	$3.30	$129K
Sale	Common Stock	23,789	$3.30	$79K
Sale	Common Stock	2,334,420	$3.30	$7.70M
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 80,672,818 shares (Indirect, by R.J. Kirk DOT)

Footnotes (1)

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.22 to $3.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Sunset 2020, LLC ("Sunset 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Third Security, LLC ("Third Security") and Parkview 2020 Limited Partnership ("Parkview 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Key Figures

Shares sold: 4,772,781 shares Weighted average sale price: $3.30 per share Sale price range: $3.22–$3.58 per share +4 more

7 metrics

Shares sold 4,772,781 shares Total net shares sold indirectly by controlled entities on March 30, 2026

Weighted average sale price $3.30 per share Average price for reported open-market sales

Sale price range $3.22–$3.58 per share Range of prices for individual sale transactions

R.J. Kirk DOT holdings 80,672,818 shares Indirect shares held by R.J. Kirk Declaration of Trust after transactions

Sunset 2020 holdings 12,262,741 shares Indirect shares held by Sunset 2020, LLC after transactions

Kapital Joe holdings 4,598,044 shares Indirect shares held by Kapital Joe, LLC as of March 26, 2026

Third Security holdings 6,085,471 shares Indirect shares held by Third Security, LLC as of March 26, 2026

Key Terms

weighted average price, open-market sale, indirect ownership, beneficially owned, +2 more

6 terms

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

""direct_or_indirect": "I", "ownership_type": "indirect""

beneficially owned regulatory

"Shares held by these entities may be deemed to be beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Rule 13d-3 regulatory

"beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended)"

Rule 13d-3 defines who is treated as the beneficial owner of a company’s shares for U.S. securities disclosure rules — essentially anyone who has the power to vote or direct how shares are voted, or the power to buy or sell them, even if they don’t hold the certificates. For investors this matters because crossing certain ownership thresholds triggers public filing and disclosure obligations and signals potential control or influence, much like having the keys to a car implies you can drive it even if it’s registered to someone else.

pecuniary interest financial

"Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein."

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KIRK RANDAL J

(Last) (First) (Middle)

C/O THIRD SECURITY, LLC

1881 GROVE AVENUE

(Street)

RADFORD VIRGINIA 24141

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRECIGEN, INC. [ PGEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/30/2026		S		1,108,998	D	$3.3(1)	80,672,818	I	by R.J. Kirk DOT(2)
Common Stock	03/30/2026		S		50,797	D	$3.3(1)	426,695	I	by JPK 2008(2)
Common Stock	03/30/2026		S		370,847	D	$3.3(1)	3,238,210	I	by JPK 2009(2)
Common Stock	03/30/2026		S		152,063	D	$3.3(1)	1,463,571	I	by JPK 2012(2)
Common Stock	03/30/2026		S		50,797	D	$3.3(1)	425,732	I	by MGK 2008(2)
Common Stock	03/30/2026		S		426,199	D	$3.3(1)	3,358,917	I	by MGK 2009(2)
Common Stock	03/30/2026		S		168,794	D	$3.3(1)	1,425,544	I	by MGK 2011(2)
Common Stock	03/30/2026		S		47,101	D	$3.3(1)	519,061	I	by ZSK 2008(2)
Common Stock	03/30/2026		S		38,976	D	$3.3(1)	302,213	I	by ZSK 2009(2)
Common Stock	03/30/2026		S		23,789	D	$3.3(1)	423,984	I	by Kellie L. Banks LTT(2)
Common Stock	03/30/2026		S		2,334,420	D	$3.3(1)	12,262,741	I	by Sunset 2020(2)
Common Stock								4,598,044	I	by Kapital Joe(2)
Common Stock								1,403	I	by Lotus(2)
Common Stock								6,085,471	I	by Third Security(2)
Common Stock								1,096,686	I	by Parkview 2020(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.22 to $3.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

2. Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Sunset 2020, LLC ("Sunset 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Third Security, LLC ("Third Security") and Parkview 2020 Limited Partnership ("Parkview 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Remarks:

	/s/ Randal J. Kirk	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Randal J. Kirk report in this Form 4 for PGEN?

Randal J. Kirk reported indirect open-market sales of Precigen Common Stock by entities he controls. These entities sold 4,772,781 shares at a weighted average price of $3.30 per share, with prices ranging from $3.22 to $3.58 on March 30, 2026.

How many Precigen (PGEN) shares were sold and at what price?

Entities associated with Randal J. Kirk sold 4,772,781 Precigen Common shares. The weighted average sale price was $3.30 per share, with individual transaction prices ranging between $3.22 and $3.58, according to the Form 4 footnote describing the price range.

Which entities linked to Randal J. Kirk sold PGEN shares?

Selling entities included R.J. Kirk Declaration of Trust, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, the Kellie L. Banks (2009) Long Term Trust and Sunset 2020, LLC, all controlled by Randal J. Kirk.

What indirect Precigen holdings remain after these reported sales?

After the sales, reported indirect holdings included 80,672,818 shares held by R.J. Kirk Declaration of Trust and 12,262,741 shares held by Sunset 2020, LLC, plus additional positions at entities such as Kapital Joe, Lotus, Third Security and Parkview 2020, based on post-transaction balances.

Does Randal J. Kirk claim full beneficial ownership of these PGEN shares?

The filing states shares held by the listed entities may be deemed beneficially owned by Randal J. Kirk under Rule 13d-3. However, he disclaims beneficial ownership of such shares except to the extent of any pecuniary interest in those holdings.

Were these Precigen share sales direct or indirect for Randal J. Kirk?

All reported sales were indirect for Randal J. Kirk. The Form 4 marks each transaction as indirect ownership, with shares held and sold through trusts, LLCs and other entities he controls rather than directly in his personal name.