STOCK TITAN
  1. Home
  2. Sec-filings
  3. PGEN
  4. [Form 4] PRECIGEN, INC. Insider Trading Activity

Precigen (PGEN) awards RSUs and stock options to Chief Legal Officer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PRECIGEN, INC. Chief Legal Officer Donald P. Lehr received new equity awards in the form of restricted stock units and stock options. On April 20, 2026, he was granted 107,000 RSUs, each representing one share of common stock, and 358,000 stock options with a $4.11 exercise price.

The RSUs vest 25% on May 23, 2027 and then in equal six‑month installments over three years. The options vest 25% on the same May 23, 2027 date, followed by equal monthly installments for three years, and expire on April 20, 2036. These awards are compensation-related grants rather than open‑market purchases.

Positive

  • None.

Negative

  • None.
Insider Lehr Donald P.
Role Chief Legal Officer
Type Security Shares Price Value
Grant/Award Option to Purchase Common Stock (Right to Buy) 358,000 $0.00 --
Grant/Award Restricted Stock Units 107,000 $0.00 --
Holdings After Transaction: Option to Purchase Common Stock (Right to Buy) — 358,000 shares (Direct, null); Restricted Stock Units — 107,000 shares (Direct, null)
Footnotes (1)
  1. The options vest 25% on May 23, 2027 and in equal monthly installments for three years thereafter. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. The RSUs vest 25% on May 23, 2027 and in equal six-month installments for three years thereafter.
RSU grant size 107,000 units Restricted stock units granted April 20, 2026
Option grant size 358,000 options Options to purchase common stock granted April 20, 2026
Option exercise price $4.11 per share Strike price for options expiring April 20, 2036
Option expiration April 20, 2036 Final expiration date of granted stock options
Initial vesting date May 23, 2027 25% of RSUs and options vest on this date
Restricted Stock Units financial
"The 107,000 RSUs granted to Donald P. Lehr vest 25% on May 23, 2027"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Option to Purchase Common Stock financial
"PRECIGEN granted 358,000 stock options with a $4.11 exercise price"
exercise price financial
"stock options with a $4.11 exercise price expiring April 20, 2036"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vest financial
"The RSUs vest 25% on May 23, 2027 and then in equal six‑month installments"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
expiration date financial
"options with a $4.11 exercise price expiring April 20, 2036"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lehr Donald P.
(Last)(First)(Middle)
20374 SENECA MEADOWS PARKWAY
(Street)
GERMANTOWN MARYLAND 20876
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRECIGEN, INC. [ PGEN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Purchase Common Stock (Right to Buy)$4.1104/20/2026A358,000 (1)04/20/2036Common Stock358,000$0358,000D
Restricted Stock Units(2)04/20/2026A107,000 (3) (3)Common Stock107,000$0107,000D
Explanation of Responses:
1. The options vest 25% on May 23, 2027 and in equal monthly installments for three years thereafter.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
3. The RSUs vest 25% on May 23, 2027 and in equal six-month installments for three years thereafter.
/s/ Donald P. Lehr04/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

How do the new restricted stock units for PRECIGEN (PGEN) Donald P. Lehr vest?

The 107,000 RSUs granted to Donald P. Lehr vest 25% on May 23, 2027, then in equal six-month installments over the following three years. This schedule ties equity compensation to continued service over a multi‑year period, gradually delivering full ownership.

What are the key terms of the PRECIGEN (PGEN) stock options granted on April 20, 2026?

PRECIGEN granted 358,000 stock options with a $4.11 exercise price expiring April 20, 2036. The options vest 25% on May 23, 2027, with the remainder vesting in equal monthly installments for three years, aligning long-term incentives with company performance.

Are the PRECIGEN (PGEN) Form 4 transactions open-market purchases or compensation grants?

The Form 4 transactions are compensation-related grants, not open-market purchases. They consist of RSUs and stock options awarded at no cash cost on grant date, intended as equity-based compensation that vests over time, rather than immediate buying or selling in the market.