Precigen CLO exercises 62,500 RSUs into stock
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
PRECIGEN, INC. Chief Legal Officer Donald P. Lehr exercised restricted stock units into common stock as part of his compensation. He acquired 62,500 shares of common stock on May 23, 2026, increasing his direct holdings to 784,592 shares.
The 62,500 RSUs exercised correspond to 50% of an RSU grant made on June 26, 2025 that vested on May 23, 2026. The remaining portion of that grant, represented by 62,500 RSUs, is scheduled to vest in equal quarterly installments over the next three years.
Insider Trade Summary
62,500 shares exercised/converted
Exercise
2 txns
Insider
Lehr Donald P.
Role
Chief Legal Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 62,500 | $0.00 | $0.00 |
| Exercise | Common Stock | 62,500 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 62,500 contracts (Direct);
Common Stock — 784,592 shares (Direct)
Footnotes (2)
- F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- F2. Represents 50% of the RSUs granted on June 26, 2025 that vested on May 23, 2026. The remaining RSUs will vest in equal quarterly installments for three years thereafter.
Key Figures
RSUs exercised: 62,500 units
Shares held after transaction: 784,592 shares
RSU-to-share ratio: 1 RSU : 1 share
+2 more
5 metrics
RSUs exercised
62,500 units
Converted to common stock on May 23, 2026
Shares held after transaction
784,592 shares
Common stock directly owned by Lehr after exercise
RSU-to-share ratio
1 RSU : 1 share
Each RSU represents a right to one share
RSU grant portion vested
50% of grant
Portion of June 26, 2025 RSU grant vested May 23, 2026
Remaining vesting period
3 years
Remaining RSUs vest in equal quarterly installments
Key Terms
Restricted Stock Units, derivative security, Chief Legal Officer
3 terms
Restricted Stock Units financial
"The 62,500 RSUs exercised correspond to 50% of an RSU grant made on June 26, 2025"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Chief Legal Officer financial
"Chief Legal Officer Donald P. Lehr exercised restricted stock units into common stock"
A chief legal officer is a senior executive responsible for overseeing a company's legal matters, ensuring that its activities comply with laws and regulations. They act like a company's legal guide, helping to prevent legal problems and manage risks. For investors, understanding this role is important because it reflects how well a company manages legal risks that could impact its stability and reputation.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did PRECIGEN (PGEN) report for Donald P. Lehr?
PRECIGEN reported that Chief Legal Officer Donald P. Lehr exercised 62,500 restricted stock units into common stock. This compensation-related transaction increased his directly held common shares to 784,592 following the vesting event on May 23, 2026.
What do the 62,500 RSUs in the PRECIGEN (PGEN) filing represent?
The 62,500 restricted stock units represent 50% of an RSU grant awarded on June 26, 2025, which vested on May 23, 2026. Each RSU converts into one share of PRECIGEN common stock upon vesting and settlement, providing equity-based compensation to the executive.
How will the remaining PRECIGEN (PGEN) RSUs for Donald P. Lehr vest?
The remaining RSUs from the June 26, 2025 grant will vest in equal quarterly installments over the next three years. This schedule gradually delivers additional shares of PRECIGEN common stock as long-term equity compensation, subject to continued service and plan terms.
Was the PRECIGEN (PGEN) Form 4 transaction a market purchase or sale?
The Form 4 shows a derivative exercise, not an open-market trade. Donald P. Lehr acquired 62,500 shares of common stock at a stated price of $0.00 per share through vesting and settlement of restricted stock units, rather than buying or selling shares on the market.
AI-generated analysis. How Rhea-AI works. Not financial advice.
Accepted by SEC EDGAR
Learn about SEC filing dates