STOCK TITAN

[Form 4] PRECIGEN, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Donald P. Lehr, Chief Legal Officer of Precigen, Inc. (PGEN), reported the vesting of 54,000 performance stock units (PSUs) on 09/12/2025. The filing shows those PSUs converted into 54,000 shares of the issuer's common stock (or an equivalent cash amount) at a reported price of $0, resulting in direct beneficial ownership of 54,000 shares following the transaction. The PSUs represent the second installment of an award originally granted on August 28, 2024 and vested based on achievement of the applicable performance condition for that installment. The form is signed by Mr. Lehr on 09/16/2025.

Donald P. Lehr, Chief Legal Officer di Precigen, Inc. (PGEN), ha riferito la maturazione di 54.000 unità azionarie di rendimento (PSU) il 12/09/2025. Il deposito indica che tali PSU si sono convertite in 54.000 azioni ordinarie dell’emittente (o in un equivalente in contanti) a un prezzo riportato di $0, con una proprietà diretta di 54.000 azioni dopo la transazione. Le PSU rappresentano la seconda tranche di un premio originariamente concesso il 28 agosto 2024 e maturato in base al raggiungimento della condizione di performance applicabile a quella tranche. Il modulo è firmato dal Signor Lehr il 16/09/2025.

Donald P. Lehr, Director Jurídico de Precigen, Inc. (PGEN), informó sobre la adquisición de 54,000 unidades de acciones de rendimiento (PSU) el 12/09/2025. El registro muestra que esas PSU se convirtieron en 54,000 acciones ordinarias del emisor (o una cantidad equivalente en efectivo) a un precio reportado de $0, lo que resulta en la propiedad directa de 54,000 acciones tras la operación. Las PSU representan la segunda cuota de un premio concedido originalmente el 28 de agosto de 2024 y se adjudicaron en función del logro de la condición de rendimiento correspondiente a esa cuota. El formulario está firmado por el Sr. Lehr el 16/09/2025.

Precigen, Inc.의 최고법무책임자 Donald P. Lehr는 2025년 9월 12일에 54,000개의 성과주식단위(PSU)가 귀속되었다고 보고했습니다. 공시는 해당 PSU가 발행인의 보통주 54,000주로 전환되었거나(또는 현금 상당액) 보고된 가격이 0달러인 것으로, 거래 후 54,000주의 직접적인 보유를 초래함을 보여줍니다. PSU는 2024년 8월 28일에 원래 부여된 보상금의 두 번째 분할로, 해당 분할에 대한 성과 조건의 달성에 따라 귀속되었습니다. 양식은 2025년 9월 16일 Lehr 씨의 서명이 있습니다.

Donald P. Lehr, directeur juridique de Precigen, Inc. (PGEN), a signalé l’acquisition des 54 000 unités d’actions de performance (PSU) le 12/09/2025. Le dépôt indique que ces PSU ont été converties en 54 000 actions ordinaires de l’émetteur (ou une somme en espèces équivalente) à un prix déclaré de 0 $, entraînant une détention bénéficiaire directe de 54 000 actions suite à la transaction. Les PSU représentent la deuxième tranche d’une attribution initialement accordée le 28 août 2024 et acquise en fonction de la réalisation de la condition de performance applicable pour cette tranche. Le formulaire est signé par M. Lehr le 16/09/2025.

Donald P. Lehr, Chief Legal Officer von Precigen, Inc. (PGEN), meldete die Vesting von 54.000 Performance Stock Units (PSUs) am 12.09.2025. Die Einreichung zeigt, dass diese PSUs in 54.000 Aktien des Emittenten-Ordinary Shares umgewandelt wurden (oder einen entsprechenden Geldbetrag) zu einem gemeldeten Preis von 0 $, was zu einer direkten wirtschaftlichen Eigentümerschaft von 54.000 Aktien nach der Transaktion führt. Die PSUs stellen die zweite Tranche eines ursprünglich am 28. August 2024 gewährten Bonus dar und wurden basierend auf dem Erreichen der entsprechenden Leistungsbedingung für diese Tranche vestet. Das Formular ist von Herrn Lehr am 16.09.2025 unterzeichnet.

أعلن دونالد ب. لير، كبير مسؤولي الشؤون القانونية في Precigen, Inc. (PGEN)، عن تقارير تمكين 54,000 وحدة أسهم الأداء (PSU) في 12/09/2025. يُظهر الملف أن تلك PSU تحولت إلى 54,000 سهماً عادياً للمصدر (أو مبلغ نقدي مكافئ) بسعر مُبلغ عنه وهو 0 دولار، مما أدى إلى ملكية فعلية مباشرة لــ 54,000 سهماً بعد الصفقة. تمثل PSU الدفعة الثانية من جائزة منحت أصلاً في 28 أغسطس 2024 وتمت حقوقها بناءً على تحقيق شرط الأداء المعني لتلك الدفعة. النموذج موقّع من السيد لير في 16/09/2025.

Donald P. Lehr,Precigen, Inc.(PGEN)首席法务官报告在2025年9月12日归属了54,000份绩效股票单位(PSU)。 申报显示这些 PSU 已转换为发行人普通股54,000股(或等值现金金额),报出的价格为0美元,因此交易后直接持有54,000股。这些 PSU 代表最初在2024年8月28日授予的奖励的第二部分,基于实现该分部的相应绩效条件而归属。该表格由 Lehr 先生于2025年9月16日签署。

Positive
  • Vesting confirmed: 54,000 PSUs vested on 09/12/2025 and were recorded as 54,000 shares of common stock.
  • Direct ownership recorded: The reporting person holds the 54,000 shares directly after the vesting.
  • Performance-based award: The PSUs vested based on achievement of stated performance conditions from the August 28, 2024 grant.
  • Cash alternative disclosed: Each PSU is payable in stock or a cash amount of equivalent value.
Negative
  • None.

Insights

TL;DR: Routine executive compensation vesting; documents alignment of pay with performance metrics.

The Form 4 documents the scheduled vesting of performance stock units previously granted to the Chief Legal Officer, converting 54,000 PSUs into common stock (or cash equivalent). This is a standard disclosure showing executive compensation outcomes tied to pre-established performance conditions from the August 28, 2024 grant. The transaction is reported as direct ownership and follows Section 16 reporting requirements; there is no indication in the filing of unusual acceleration, sale, or derivative transactions.

TL;DR: Non-market transaction reflecting compensation vesting; limited immediate market impact disclosed.

The filing indicates 54,000 shares were issued upon vesting of PSUs on 09/12/2025 and are reported at a $0 price for Form 4 reporting purposes. The disclosure confirms the award’s grant date (August 28, 2024) and that each PSU is payable in either common stock or cash equivalent. As presented, the event is a routine equity compensation vesting and the form does not disclose any related sales, transfers, or other market transactions by the reporting person.

Donald P. Lehr, Chief Legal Officer di Precigen, Inc. (PGEN), ha riferito la maturazione di 54.000 unità azionarie di rendimento (PSU) il 12/09/2025. Il deposito indica che tali PSU si sono convertite in 54.000 azioni ordinarie dell’emittente (o in un equivalente in contanti) a un prezzo riportato di $0, con una proprietà diretta di 54.000 azioni dopo la transazione. Le PSU rappresentano la seconda tranche di un premio originariamente concesso il 28 agosto 2024 e maturato in base al raggiungimento della condizione di performance applicabile a quella tranche. Il modulo è firmato dal Signor Lehr il 16/09/2025.

Donald P. Lehr, Director Jurídico de Precigen, Inc. (PGEN), informó sobre la adquisición de 54,000 unidades de acciones de rendimiento (PSU) el 12/09/2025. El registro muestra que esas PSU se convirtieron en 54,000 acciones ordinarias del emisor (o una cantidad equivalente en efectivo) a un precio reportado de $0, lo que resulta en la propiedad directa de 54,000 acciones tras la operación. Las PSU representan la segunda cuota de un premio concedido originalmente el 28 de agosto de 2024 y se adjudicaron en función del logro de la condición de rendimiento correspondiente a esa cuota. El formulario está firmado por el Sr. Lehr el 16/09/2025.

Precigen, Inc.의 최고법무책임자 Donald P. Lehr는 2025년 9월 12일에 54,000개의 성과주식단위(PSU)가 귀속되었다고 보고했습니다. 공시는 해당 PSU가 발행인의 보통주 54,000주로 전환되었거나(또는 현금 상당액) 보고된 가격이 0달러인 것으로, 거래 후 54,000주의 직접적인 보유를 초래함을 보여줍니다. PSU는 2024년 8월 28일에 원래 부여된 보상금의 두 번째 분할로, 해당 분할에 대한 성과 조건의 달성에 따라 귀속되었습니다. 양식은 2025년 9월 16일 Lehr 씨의 서명이 있습니다.

Donald P. Lehr, directeur juridique de Precigen, Inc. (PGEN), a signalé l’acquisition des 54 000 unités d’actions de performance (PSU) le 12/09/2025. Le dépôt indique que ces PSU ont été converties en 54 000 actions ordinaires de l’émetteur (ou une somme en espèces équivalente) à un prix déclaré de 0 $, entraînant une détention bénéficiaire directe de 54 000 actions suite à la transaction. Les PSU représentent la deuxième tranche d’une attribution initialement accordée le 28 août 2024 et acquise en fonction de la réalisation de la condition de performance applicable pour cette tranche. Le formulaire est signé par M. Lehr le 16/09/2025.

Donald P. Lehr, Chief Legal Officer von Precigen, Inc. (PGEN), meldete die Vesting von 54.000 Performance Stock Units (PSUs) am 12.09.2025. Die Einreichung zeigt, dass diese PSUs in 54.000 Aktien des Emittenten-Ordinary Shares umgewandelt wurden (oder einen entsprechenden Geldbetrag) zu einem gemeldeten Preis von 0 $, was zu einer direkten wirtschaftlichen Eigentümerschaft von 54.000 Aktien nach der Transaktion führt. Die PSUs stellen die zweite Tranche eines ursprünglich am 28. August 2024 gewährten Bonus dar und wurden basierend auf dem Erreichen der entsprechenden Leistungsbedingung für diese Tranche vestet. Das Formular ist von Herrn Lehr am 16.09.2025 unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Lehr Donald P.

(Last) (First) (Middle)
20374 SENECA MEADOWS PARKWAY

(Street)
GERMANTOWN MD 20876

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRECIGEN, INC. [ PGEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Units (1)(2) 09/12/2025 A 54,000 (1)(2) (1)(2) Common Stock 54,000 $0 54,000 D
Explanation of Responses:
1. Represents the vesting of the second installment of performance stock units ("PSUs") originally granted on August 28, 2024 based on the achievement of the applicable performance condition for such installment.
2. Each PSU is payable in a share of the Issuer's common stock or in a cash amount having an equivalent value.
/s/ Donald P. Lehr 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Donald P. Lehr report on Form 4 for PGEN?

He reported the vesting of 54,000 performance stock units (PSUs), resulting in 54,000 shares of common stock.

When did the PSUs vest according to the filing?

The PSUs vested on 09/12/2025.

What was the original grant date for the PSUs that vested?

The PSUs were originally granted on August 28, 2024.

What is Donald P. Lehr's role at Precigen as listed on the Form 4?

He is reported as the Chief Legal Officer (an officer of the issuer).

How are the PSUs payable as described in the filing?

Each PSU is payable in a share of common stock or in a cash amount having an equivalent value.

When did Donald P. Lehr sign the Form 4?

The form is signed on 09/16/2025.
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