Mohit Mittal (PGP) reports no beneficial ownership in PIMCO Global StocksPLUS & Income Fund
Rhea-AI Filing Summary
Mohit Mittal, a member of PIMCO's Executive Committee, filed an initial ownership report for PIMCO Global StocksPLUS & Income Fund (PGP). The filing states that no securities of the fund are beneficially owned, meaning he reports no direct or indirect holdings in this issuer.
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FAQ
What does Mohit Mittal's Form 3 for PIMCO Global StocksPLUS & Income Fund (PGP) show?
The Form 3 shows that Mohit Mittal, a member of PIMCO's Executive Committee, reports no beneficial ownership of PIMCO Global StocksPLUS & Income Fund (PGP) securities. This is an initial ownership statement with no listed non-derivative or derivative holdings.
What is Mohit Mittal’s relationship to PIMCO Global StocksPLUS & Income Fund (PGP)?
Mohit Mittal is identified as a member of PIMCO's Executive Committee. PIMCO is described as the investment advisor of PIMCO Global StocksPLUS & Income Fund (PGP), linking his role at PIMCO to the fund, though he reports no beneficial ownership of its securities.
Why is PIMCO mentioned in Mohit Mittal’s Form 3 for PGP?
PIMCO is identified as the investment advisor of PIMCO Global StocksPLUS & Income Fund (PGP). The remarks clarify that Mohit Mittal serves on PIMCO's Executive Committee, explaining his connection to the issuer even though he reports no beneficial ownership.
What is the significance of filing a Form 3 with no beneficial ownership in PGP?
A Form 3 with no beneficial ownership documents that the reporting person held no reportable securities when they became subject to reporting. It is a compliance step, showing transparency about Mohit Mittal’s starting ownership status in relation to PGP.
Who signed Mohit Mittal’s Form 3 for PIMCO Global StocksPLUS & Income Fund (PGP)?
The Form 3 is signed by /s/ Ryan Leshaw as Attorney-in-Fact for Mohit Mittal. The exhibit list references a Power of Attorney, authorizing this individual to sign the ownership report on Mittal’s behalf for this filing.