Mohit Mittal files Form 3 with no PGP holdings

Mohit Mittal, a member of PIMCO's Executive Committee, filed an initial ownership report for PIMCO Global StocksPLUS & Income Fund (PGP).

Accepted by SEC EDGAR 01/30/2026 - 09:51 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Mohit Mittal, a member of PIMCO's Executive Committee, filed an initial ownership report for PIMCO Global StocksPLUS & Income Fund (PGP). The filing states that no securities of the fund are beneficially owned, meaning he reports no direct or indirect holdings in this issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Mohit Mittal's Form 3 for PIMCO Global StocksPLUS & Income Fund (PGP) show?

The Form 3 shows that Mohit Mittal, a member of PIMCO's Executive Committee, reports no beneficial ownership of PIMCO Global StocksPLUS & Income Fund (PGP) securities. This is an initial ownership statement with no listed non-derivative or derivative holdings.

What is Mohit Mittal’s relationship to PIMCO Global StocksPLUS & Income Fund (PGP)?

Mohit Mittal is identified as a member of PIMCO's Executive Committee. PIMCO is described as the investment advisor of PIMCO Global StocksPLUS & Income Fund (PGP), linking his role at PIMCO to the fund, though he reports no beneficial ownership of its securities.

Does the Form 3 report any PGP shares or derivatives owned by Mohit Mittal?

No. The filing explicitly states that no securities are beneficially owned. Both the non-derivative and derivative securities tables contain no reported holdings, indicating no direct or indirect positions in PIMCO Global StocksPLUS & Income Fund (PGP) at the time of the event.

Why is PIMCO mentioned in Mohit Mittal’s Form 3 for PGP?

PIMCO is identified as the investment advisor of PIMCO Global StocksPLUS & Income Fund (PGP). The remarks clarify that Mohit Mittal serves on PIMCO's Executive Committee, explaining his connection to the issuer even though he reports no beneficial ownership.

What is the significance of filing a Form 3 with no beneficial ownership in PGP?

A Form 3 with no beneficial ownership documents that the reporting person held no reportable securities when they became subject to reporting. It is a compliance step, showing transparency about Mohit Mittal’s starting ownership status in relation to PGP.

Who signed Mohit Mittal’s Form 3 for PIMCO Global StocksPLUS & Income Fund (PGP)?

The Form 3 is signed by /s/ Ryan Leshaw as Attorney-in-Fact for Mohit Mittal. The exhibit list references a Power of Attorney, authorizing this individual to sign the ownership report on Mittal’s behalf for this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

MITTAL MOHIT

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CA 92660

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026

3. Issuer Name and Ticker or Trading Symbol
PIMCO Global StocksPLUS & Income Fund [ PGP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Mohit Mittal	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.