Pagaya Technologies (PGY) affiliate files to resell up to 468,358 common shares

Rhea-AI Filing Summary

Pagaya Technologies (PGY) has a notice of proposed sale of common stock by an affiliate. The filing lists up to 468,358 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ, with a date noted as 08/03/2026.

The securities to be sold include restricted stock acquired from the issuer, with separate blocks of 9,055 shares and 12,234 shares acquired on 10/01/2024 and 10/16/2024, respectively. The filing also lists sales during the past three months by Sanjiv Das: 14,000 shares of common stock on 06/26/2026 for $221,653.60 and 13,309 shares on 06/15/2026 for $215,989.10.

Key Figures

Proposed shares to be sold: 468,358 shares Restricted stock block 1: 9,055 shares Restricted stock block 2: 12,234 shares +3 more

6 metrics

Proposed shares to be sold 468,358 shares Common stock listed for potential resale through Morgan Stanley Smith Barney LLC

Restricted stock block 1 9,055 shares Restricted stock acquired from issuer on 10/01/2024

Restricted stock block 2 12,234 shares Restricted stock acquired from issuer on 10/16/2024

Sale on 06/26/2026 14,000 shares for $221,653.60 Common stock sold over past three months by Sanjiv Das

Sale on 06/15/2026 13,309 shares for $215,989.10 Common stock sold over past three months by Sanjiv Das

Noted date 08/03/2026 Date associated with the proposed sale of common stock on NASDAQ

Key Terms

Form 144, restricted stock, Executive Financial Services

3 terms

Form 144 regulatory

"144: Securities Information Common | Morgan Stanley Smith Barney LLC"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock financial

"Common | 10/01/2024 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/03/2026 - 04:14 PM Accepted by SEC EDGAR 08/03/2026 - 04:13 PM Learn about SEC filing dates

FAQ

What does the PGY Form 144 filing indicate about planned stock sales?

The filing indicates a proposed sale of up to 468,358 shares of Pagaya Technologies common stock through Morgan Stanley Smith Barney LLC on NASDAQ, with a date noted as 08/03/2026. This is a notice of potential resales by an affiliate.

How many PGY restricted stock shares are referenced in the Form 144?

The Form 144 references two blocks of restricted stock: 9,055 shares acquired on 10/01/2024 and 12,234 shares acquired on 10/16/2024, both from the issuer. These holdings are part of the securities identified for potential sale.

Who is the selling security holder in the PGY Form 144 and what are recent sales?

The filing names Sanjiv Das in connection with recent transactions. It reports sales of 14,000 PGY common shares on 06/26/2026 for $221,653.60 and 13,309 shares on 06/15/2026 for $215,989.10 over the past three months.

Through which broker are the PGY shares in the Form 144 expected to be sold?

The shares are listed to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004. The marketplace identified for the common stock is NASDAQ.

What marketplace is specified for the PGY common stock in this Form 144?

The Form 144 specifies that the common stock of Pagaya Technologies is to be traded on NASDAQ. This designation appears in the securities information section alongside the proposed share amount and the noted date of 08/03/2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	21289	468358.00	72137266	08/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/01/2024	Restricted Stock	Issuer			9055	10/01/2024	Not Applicable
Common	10/16/2024	Restricted Stock	Issuer			12234	10/16/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SANJIV DAS 335 Madison Ave 16th Floor New York NY 10017	Common	06/26/2026	14000	221653.60
SANJIV DAS 335 Madison Ave 16th Floor New York NY 10017	Common	06/15/2026	13309	215989.10

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)