Pagaya officer proposes $186K sale of common shares

The reported shares came from restricted stock units that vested over a period ending September 25, 2026.

Available on EDGAR 11/10/2026 - 04:25 PM EST Accepted by SEC EDGAR 11/10/2026 - 04:25 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Pagaya Technologies Ltd. (PGY) lists a proposed sale by its officer Jonathan Dobres of 10,217 common shares, with an aggregate market value of $185,847.23 and an approximate sale date of November 10, 2026. Morgan Stanley Smith Barney LLC is listed as the broker.

The shares to be sold were acquired upon vesting of restricted stock units from September 12, 2025 through September 25, 2026. The notice lists prior sales of 590 shares on September 28, 2026 for gross proceeds of $10,053.60; 2,183 shares on September 17, 2026 for $45,930.32; and 582 shares on September 12, 2026 for $11,762.22. It gives August 11, 2026 as the plan adoption or instruction date if relying on Rule 10b5-1.

Key Figures

Shares reported for sale: 10,217 shares Aggregate market value: $185,847.23 Shares sold: 590 shares +5 more

8 metrics

Shares reported for sale 10,217 shares Approximate sale date November 10, 2026

Aggregate market value $185,847.23 Shares reported for sale

Shares sold 590 shares September 28, 2026

Gross proceeds $10,053.60 Sale on September 28, 2026

Shares sold 2,183 shares September 17, 2026

Gross proceeds $45,930.32 Sale on September 17, 2026

Shares sold 582 shares September 12, 2026

Gross proceeds $11,762.22 Sale on September 12, 2026

Key Terms

Restricted Stock Units, Rule 10b5-1, Aggregate Market Value, Gross Proceeds

4 terms

Restricted Stock Units financial

"acquired upon the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 10b5-1 regulatory

"If Relying on Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Gross Proceeds financial

"Gross Proceeds"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PGY shares did Jonathan Dobres report for sale?

Jonathan Dobres, an officer of Pagaya Technologies Ltd. (PGY), reported 10,217 common shares for sale, with an aggregate market value of $185,847.23 and an approximate sale date of November 10, 2026. Morgan Stanley Smith Barney LLC is listed as the broker.

What recent PGY stock sales did Jonathan Dobres report?

The notice lists 590 shares sold on September 28, 2026 for gross proceeds of $10,053.60; 2,183 shares sold on September 17, 2026 for $45,930.32; and 582 shares sold on September 12, 2026 for $11,762.22.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001814297
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Pagaya Technologies Ltd.
SEC File Number	001-41430
Address of Issuer	335 Madison Avenue, 16th Floor New York NEW YORK 10017
Phone	6467107714
Name of Person for Whose Account the Securities are To Be Sold	JONATHAN DOBRES
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10217	185847.23	72739104	11/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/12/2025	Restricted Stock Units	Issuer			10217	09/12/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JONATHAN DOBRES 335 Madison Avenue, 16th Floor New York NY 10017	Common	09/28/2026	590	10053.60
JONATHAN DOBRES 335 Madison Avenue, 16th Floor New York NY 10017	Common	09/17/2026	2183	45930.32
JONATHAN DOBRES 335 Madison Avenue, 16th Floor New York NY 10017	Common	09/12/2026	582	11762.22

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 9/12/2025 through 9/25/2026.
Date of Notice	11/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jonathan Dobres
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)