Pagaya director Tami Rosen sells 1,986 shares

The reported sale was tied exclusively to tax liability from vesting of a compensatory award.

Rhea-AI Filing Summary

Pagaya Technologies Ltd. (PGY) director Tami Rosen sold 1,986 Class A Ordinary Shares on October 2, 2026, at $17.83 per share. The sale was to satisfy tax liability arising exclusively from vesting of a compensatory award. She directly held 13,414 shares after the sale. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Seller: 1,986 shares

Net Sell 1 txn

Insider Rosen Tami

Role Director

Sold 1,986 shs ($35K)

Type	Security	Shares	Price	Value
Sale	Class A Ordinary Share F1	1,986	$17.83	$35K

Holdings After Transaction: Class A Ordinary Share — 13,414 shares (Direct)

Footnotes (1)

1. F1. Sale of securities to satisfy tax liability arising exclusively from the vesting of a compensatory award.

Key Figures

Shares sold: 1,986 shares Sale price: $17.83 per share Direct shares held after sale: 13,414 shares

3 metrics

Shares sold 1,986 shares October 2, 2026

Sale price $17.83 per share October 2, 2026

Direct shares held after sale 13,414 shares After the October 2, 2026 sale

Key Terms

Class A Ordinary Share, compensatory award, tax liability

3 terms

Class A Ordinary Share technical

"Class A Ordinary Share"

A Class A ordinary share is a type of common stock a company issues that carries a specific set of rights—most often particular voting power, dividend terms, or transfer rules—distinct from other share classes. For investors it matters because those rights affect control over company decisions, how income is paid out, and how easy shares are to buy or sell; think of it like a tiered ticket that gives different access and influence at the same event.

compensatory award financial

"vesting of a compensatory award"

tax liability financial

"satisfy tax liability"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many PGY shares did director Tami Rosen sell, and at what price?

Tami Rosen sold 1,986 Class A Ordinary Shares on October 2, 2026, at $17.83 per share. The sale was to satisfy tax liability arising exclusively from vesting of a compensatory award; she held 13,414 shares directly afterward.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 04:59 PM Accepted by SEC EDGAR 10/05/2026 - 04:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosen Tami

(Last) (First) (Middle)

C/O PAGAYA TECHNOLOGIES LTD.

335 MADISON AVENUE, 16TH FLOOR

(Street)

NEW YORK NEW YORK 10017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Pagaya Technologies Ltd. [ PGY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Share	10/02/2026		S(1)		1,986	D	$17.83	13,414	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Sale of securities to satisfy tax liability arising exclusively from the vesting of a compensatory award.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Joshua Sills, Attorney-in-Fact	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)