[144] Pagaya Technologies Ltd. SEC Filing

Rhea-AI Filing Summary

Form 144 Notice filed for Pagaya Technologies (PGY) indicates a proposed sale of 10,000 common shares with an aggregate market value of $199,600 by an insider through Morgan Stanley Smith Barney LLC. The sale is planned to execute on the NASDAQ exchange around June 25, 2025.

The shares were originally acquired through an open market purchase on January 1, 2025. The filing also discloses recent insider trading activity by Tami Rosen, who sold:

• 8,187 shares on June 12, 2025 ($146,547 proceeds)
• 13,814 shares on June 10, 2025 ($244,226 proceeds) under 10b5-1 plan
• 14,653 shares on April 2, 2025 ($154,296 proceeds)

Total outstanding shares reported: 63,055,282. This Form 144 represents the declaration of intention to sell securities, required when affiliates plan to sell restricted or control securities.

Positive

• None.

Negative

• Insider Tami Rosen has sold a total of 36,654 shares over the past 3 months worth approximately $545,069, with an additional planned sale of 10,000 shares worth $199,600 - showing consistent selling pressure from management

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	199600.00	63055282	06/25/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2025	Open Market Purchase	ISSUER			10000	01/01/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	06/12/2025	8187	146547.30
10b5-1 Sales for TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	06/10/2025	13814	244225.99
TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	04/02/2025	14653	154296.09

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many PGY shares are being sold according to the Form 144 filing from June 2025?

According to the Form 144 filing, 10,000 shares of PGY common stock are proposed to be sold through Morgan Stanley Smith Barney LLC, with an aggregate market value of $199,600.00.

When did the PGY insider acquire the shares being sold in this Form 144?

The shares were acquired on January 1, 2025 through an open market purchase from the issuer, with cash payment made on the same date.

What previous insider sales of PGY stock were reported in the past 3 months?

Tami Rosen reported three previous sales: 8,187 shares on June 12, 2025 ($146,547.30), 13,814 shares on June 10, 2025 ($244,225.99) under a 10b5-1 plan, and 14,653 shares on April 2, 2025 ($154,296.09).

What is the total outstanding shares of PGY according to the June 2025 Form 144?

According to the Form 144 filing, PGY has 63,055,282 shares outstanding.

What is the planned sale date for the PGY shares in this Form 144?

The approximate date of sale is indicated as June 25, 2025, and the shares will be sold on the NASDAQ exchange.