PGY Rule 144: 9,720 Restricted Stock Units Notice

The issuer filed a Rule 144 notice relating to 9,720 shares of Common Stock consisting of Restricted Stock Units with an indicated filing/receipt date of 04/17/2026.

Accepted by SEC EDGAR 04/17/2026 - 04:33 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The issuer filed a Rule 144 notice relating to 9,720 shares of Common Stock consisting of Restricted Stock Units with an indicated filing/receipt date of 04/17/2026. The excerpt shows a reported sale by Tami Rosen of 5,905 shares on 03/12/2026 for $64,895.95.

Key Figures

Rule 144 filing date: 04/17/2026 Registered/offered shares: 9,720 shares Sale by reporting person: 5,905 shares +2 more

5 metrics

Rule 144 filing date 04/17/2026 Receipt/filing date shown on excerpt

Registered/offered shares 9,720 shares Common stock reported under Restricted Stock Units

Sale by reporting person 5,905 shares Sale by Tami Rosen on 03/12/2026

Proceeds reported for sale $64,895.95 Amount tied to Tami Rosen's 5,905-share sale

RSU grant date 03/12/2026 Date associated with Restricted Stock Units

Key Terms

Restricted Stock Units, Rule 144, Issuer

3 terms

Restricted Stock Units financial

"Common | 03/12/2026 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Issuer other

"Restricted Stock Units | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does PGY's Form 144 disclose about the securities?

It discloses an intended sale of 9,720 shares of Common Stock as Restricted Stock Units filed under Rule 144. The filing lists dates 03/12/2026 and 04/17/2026 associated with the units and the Rule 144 notice.

Who reported sales in the PGY filing?

Tami Rosen is listed as having sold 5,905 shares on 03/12/2026. The document shows a cash amount of $64,895.95 tied to that sale in the excerpt.

What type of securities are involved in the PGY Form 144?

The securities are listed as Restricted Stock Units (RSUs) granted by the issuer. The filing labels the instrument as Common Stock delivered under RSUs with the referenced grant date 03/12/2026.

What is the filing date shown for the Rule 144 notice for PGY?

The Rule 144 receipt/filing date shown in the excerpt is 04/17/2026. That date appears on the securities summary line in the provided content.

Does the Form 144 excerpt state who receives the proceeds?

The excerpt does not allocate proceeds; it reports a sale amount of $64,895.95 tied to Tami Rosen's 5,905-share sale. The filing does not state how proceeds are used in the visible text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001970282
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Pagaya Technologies Ltd.
SEC File Number	001-41430
Address of Issuer	335 Madison Avenue, 16th Floor New York NEW YORK 10017
Phone	6467107714
Name of Person for Whose Account the Securities are To Be Sold	TAMI ROSEN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9720	142981.20	71237859	04/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Restricted Stock Units	Issuer			9720	03/12/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	03/12/2026	5905	64895.95

144: Remarks and Signature

Remarks
Date of Notice	04/17/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Tami Rosen
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)