Pagaya director sells 1,265 shares at $23.07

A Pagaya Technologies Ltd. director sold shares to cover taxes from a vesting equity award, retaining a direct stake afterward.

Rhea-AI Filing Summary

Pagaya Technologies Ltd. (PGY) director Tami Rosen reported selling 1,265 Class A Ordinary Shares on September 3, 2026 at $23.07 per share. According to a footnote, the sale was made to satisfy tax liability arising exclusively from the vesting of a compensatory award. Rosen held 15,400 shares directly after this transaction, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Seller: 1,265 shares

Net Sell 1 txn

Insider Rosen Tami

Role Director

Sold 1,265 shs ($29K)

Type	Security	Shares	Price	Value
Sale	Class A Ordinary Share F1	1,265	$23.07	$29K

Holdings After Transaction: Class A Ordinary Share — 15,400 shares (Direct)

Footnotes (1)

1. F1. Sale of securities to satisfy tax liability arising exclusively from the vesting of a compensatory award.

Key Figures

Shares sold: 1,265 shares Sale price per share: $23.07 per share Shares owned after transaction: 15,400 shares +1 more

4 metrics

Shares sold 1,265 shares Class A Ordinary Shares sold on September 3, 2026

Sale price per share $23.07 per share Price for PGY Class A Ordinary Share sale on September 3, 2026

Shares owned after transaction 15,400 shares Direct Class A Ordinary Share holdings after the sale

Net shares sold in filing 1,265 shares Net sell direction across all reported transactions

Key Terms

Class A Ordinary Share, tax liability, compensatory award, non-derivative

4 terms

Class A Ordinary Share financial

"security title is reported as Class A Ordinary Share in the transaction"

A Class A ordinary share is a type of common stock a company issues that carries a specific set of rights—most often particular voting power, dividend terms, or transfer rules—distinct from other share classes. For investors it matters because those rights affect control over company decisions, how income is paid out, and how easy shares are to buy or sell; think of it like a tiered ticket that gives different access and influence at the same event.

tax liability financial

"Sale of securities to satisfy tax liability arising exclusively from vesting"

compensatory award financial

"arising exclusively from the vesting of a compensatory award"

non-derivative financial

"the transaction is classified as non-derivative in the filing data"

FAQ

What did Pagaya Technologies Ltd. (PGY) director Tami Rosen report on this Form 4?

Tami Rosen reported a sale of 1,265 Class A Ordinary Shares of Pagaya Technologies Ltd. on September 3, 2026 at $23.07 per share. A footnote explains the sale was executed to satisfy tax liability from the vesting of a compensatory equity award.

How many PGY shares did Tami Rosen sell and at what price?

Tami Rosen sold 1,265 Class A Ordinary Shares of PGY at a reported price of $23.07 per share on September 3, 2026. The transaction is characterized as a sale in the open market or a private transaction.

Why were the PGY shares sold by director Tami Rosen?

The filing states that the sale was made to satisfy tax liability arising exclusively from the vesting of a compensatory award. This indicates the transaction was related to the tax consequences of equity compensation vesting rather than a discretionary portfolio trade.

How many Pagaya Technologies Ltd. (PGY) shares does Tami Rosen hold after this transaction?

After the reported sale, Tami Rosen held 15,400 Class A Ordinary Shares of Pagaya Technologies Ltd. directly. This post-transaction holding is disclosed in the Form 4 as the total number of shares owned following the sale.

Was Tami Rosen’s PGY share sale made under a Rule 10b5-1 trading plan?

The Form 4 indicates no Rule 10b5-1 trading plan for the reported transaction. The document-level checkbox for Rule 10b5-1 is not marked as affirming that the sale was made pursuant to such a pre-arranged trading plan.

What type of security did Tami Rosen trade in Pagaya Technologies Ltd. (PGY)?

The transaction involved Class A Ordinary Shares of Pagaya Technologies Ltd. The filing reports a non-derivative transaction, meaning it related directly to the company’s equity rather than to options, warrants, or other derivative securities.

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Available on EDGAR 09/03/2026 - 06:23 PM Accepted by SEC EDGAR 09/03/2026 - 06:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosen Tami

(Last) (First) (Middle)

C/O PAGAYA TECHNOLOGIES LTD.

335 MADISON AVENUE, 16TH FLOOR

(Street)

NEW YORK NEW YORK 10017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Pagaya Technologies Ltd. [ PGY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Share	09/03/2026		S(1)		1,265	D	$23.07	15,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Sale of securities to satisfy tax liability arising exclusively from the vesting of a compensatory award.

Remarks:

	/s/ Eric Watson, Attorney-in-Fact	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)