Pagaya CAO exercises RSUs, sells 3,075 shares

Pagaya’s chief accounting officer exercised 5,208 RSU-based shares and sold 3,075 shares to cover tax withholding obligations tied to award vesting.

Rhea-AI Filing Summary

Pagaya Technologies Ltd. (PGY) reported that Chief Accounting Officer Cory Vieira exercised restricted stock units on September 2, 2026, resulting in the issuance of 5,208 Class A ordinary shares at no exercise price.

On the same date, Vieira sold 3,075 Class A ordinary shares at $22.71 per share. A footnote states that this sale was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award. Another footnote explains that half of the underlying award vested on December 2, 2025 and the remaining half vests over the following 12 months in four quarterly installments. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Vieira Cory

Role Chief Accounting Officer

Sold 3,075 shs ($70K)

Approx. gross sale proceeds $70K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit F3	5,208	$0.00	$0.00
Exercise	Class A Ordinary Share F1	5,208	$0.00	$0.00
Sale	Class A Ordinary Share F2	3,075	$22.71	$70K

Holdings After Transaction: Restricted Stock Unit — 5,208 contracts (Direct); Class A Ordinary Share — 23,758 shares (Direct)

Footnotes (3)

1. F1. Balance adjusted to reflect shares acquired under the Employee Stock Purchase Plan (ESPP).
2. F2. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
3. F3. Half of the award vested on December 2, 2025, and the remaining half of the award will vest over the following 12 months in four quarterly installments.

Key Figures

RSU-derived shares acquired: 5,208 shares Shares sold: 3,075 shares Sale price per share: $22.71 per share +2 more

5 metrics

RSU-derived shares acquired 5,208 shares Class A ordinary shares issued from restricted stock units on September 2, 2026

Shares sold 3,075 shares Class A ordinary shares sold by Cory Vieira on September 2, 2026

Sale price per share $22.71 per share Price for the 3,075 Class A ordinary shares sold on September 2, 2026

Restricted stock units exercised 5,208 units Restricted stock units converted into Class A ordinary shares on September 2, 2026

Award vesting start date December 2, 2025 Half of the award vested on this date; remainder vests over the next 12 months

Key Terms

Restricted Stock Unit, Employee Stock Purchase Plan, tax withholding obligations, compensatory award

4 terms

Restricted Stock Unit financial

"Restricted stock units converted into Class A ordinary shares."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Employee Stock Purchase Plan financial

"Balance adjusted to reflect shares acquired under the Employee Stock Purchase Plan (ESPP)."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

tax withholding obligations financial

"Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award."

compensatory award financial

"vesting of a compensatory award."

FAQ

What insider transactions did Pagaya Technologies (PGY) report for Cory Vieira on September 2, 2026?

On September 2, 2026, Cory Vieira exercised restricted stock units into 5,208 Class A ordinary shares and sold 3,075 shares. The sale is described as necessary to satisfy tax withholding obligations from the vesting of a compensatory award.

How many Pagaya (PGY) shares did Cory Vieira acquire through RSU vesting?

Cory Vieira acquired 5,208 Class A ordinary shares of Pagaya Technologies Ltd. through the exercise and vesting of restricted stock units on September 2, 2026. The exercise involved no cash exercise price per share.

At what price were Pagaya (PGY) shares sold by Cory Vieira and why?

Cory Vieira sold 3,075 Class A ordinary shares of Pagaya Technologies Ltd. at $22.71 per share on September 2, 2026. A footnote states the sale was necessary to satisfy tax withholding obligations from the vesting of a compensatory award.

Was Cory Vieira’s Pagaya (PGY) share sale made under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 trading plan applies to these transactions, and there is no footnote describing any pre-arranged trading plan for the reported trades.

What is the vesting schedule of the Pagaya (PGY) award underlying Cory Vieira’s RSUs?

A footnote explains that half of the award vested on December 2, 2025, and the remaining half vests over the following 12 months in four quarterly installments, describing the vesting pattern for the restricted stock unit award.

How were Pagaya (PGY) ESPP shares referenced in Cory Vieira’s Form 4?

A footnote states that the reported balance was adjusted to reflect shares acquired under the Employee Stock Purchase Plan (ESPP), indicating that prior holdings now include additional shares obtained through that plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/04/2026 - 03:04 PM Accepted by SEC EDGAR 09/04/2026 - 03:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vieira Cory

(Last) (First) (Middle)

C/O PAGAYA TECHNOLOGIES LTD.

335 MADISON AVENUE, 16TH FLOOR

(Street)

NEW YORK NEW YORK 10017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Pagaya Technologies Ltd. [ PGY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Share	09/02/2026		M		5,208	A	$0	26,833(1)	D
Class A Ordinary Share	09/02/2026		S(2)		3,075	D	$22.71	23,758	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	$0	09/02/2026		M			5,208	(3)	(3)	Class A Ordinary Share	5,208	$0	5,208	D

Explanation of Responses:

1. Balance adjusted to reflect shares acquired under the Employee Stock Purchase Plan (ESPP).

2. Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.

3. Half of the award vested on December 2, 2025, and the remaining half of the award will vest over the following 12 months in four quarterly installments.

Remarks:

	/s/ Eric Watson, Attorney-in-Fact	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)