Pagaya Technologies Ltd. SEC Filings

Tami Rosen, Pagaya Technologies Ltd. (PGY) Chief Development Officer and director, reported multiple transactions in September 2025. On 09/12/2025 she was credited with 15,625 restricted stock units (RSUs) that vest over two years in eight equal quarterly installments starting June 12, 2025. To satisfy tax withholding from the vesting, she sold 8,037 Class A ordinary shares on 09/15/2025 at $40.62 per share. On 09/15/2025 she also exercised 5,833 incentive stock options with a $10.68 exercise price and contemporaneously sold those 5,833 shares pursuant to a 10b5‑1 plan at $42. The filings include a signature by an attorney‑in‑fact dated 09/16/2025.

Pagaya Technologies insider sale by CFO. Pagaya Technologies Ltd. reporting person Evangelos Perros, identified as the company's Chief Financial Officer and a director, reported two separate dispositions of Class A ordinary shares on September 5 and September 9, 2025. The filings show sales of 9,435 shares on 09/05/2025 at a weighted average price of $38.8376 and 14,356 shares on 09/09/2025 at a weighted average price of $37.3365, for a combined total of 23,791 shares sold.

After these transactions the reporting person beneficially owned 59,079 Class A ordinary shares. The form includes explanations that each sale consisted of multiple transactions within described price ranges and offers to provide detailed per-trade quantities on request. The Form 4 was signed by an attorney-in-fact on 09/09/2025.

Pagaya Technologies Ltd. (PGY) Form 144 notice: An officer or insider proposes to sell 14,356 common shares via Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $536,001.36, with an approximate sale date of 09/09/2025.

The securities were acquired as restricted stock on 08/01/2024 from the issuer, with 14,356 shares listed for sale and payment recorded as not applicable. The filing also discloses three recent insider sales totaling 33,958 shares that generated gross proceeds of $864,,?045.?07 based on the listed amounts for 06/13/2025, 07/02/2025 and 09/05/2025.

Pagaya Technologies Ltd. (PGY) Form 144 notice shows a proposed sale of 9,435 common shares through Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $366,432.76 and an approximate sale date of 09/05/2025. The filing records two restricted‑stock acquisitions: 7,019 shares dated 08/01/2024 and 2,416 shares dated 07/01/2024. It also discloses sales by the same person in the past three months: 12,755 shares on 07/02/2025 for $287,933.92 and 11,768 shares on 06/13/2025 for $210,669.40. The signer affirms no undisclosed material adverse information and notes Rule 144 compliance.

Pagaya Technologies Ltd. (PGY) officer Sanjiv Das reported a sale of Class A ordinary shares. The Form 4 shows that on 08/28/2025 Mr. Das, identified as an officer (President), disposed of 12,123 Class A ordinary shares at a price of $37 per share. After the transaction, the filing reports beneficial ownership of 86,439 shares. The Form 4 was filed as a single reporting person filing and is signed by an attorney-in-fact, Natalie Wilmore.

Pagaya Technologies Ltd. (PGY) Form 144 notifies a proposed sale of 12,123 common shares by an affiliated person through Morgan Stanley Smith Barney, with an aggregate market value of $448,551 and an approximate sale date of 08/28/2025. The filing states these shares were acquired as restricted stock on 07/16/2024 and fully paid on that date. The notice also lists four sales by the same person in the past three months totaling 62,399 shares for gross proceeds of $1,219,434.78. The filer certifies they are not aware of undisclosed material adverse information about the issuer. This form is a compliance disclosure under Rule 144 rather than an operational or financial update from the company.

Frontier Capital Management Co., LLC reports beneficial ownership of 2,574,395 shares of Pagaya Technologies Ltd Class A common stock, representing 4.08% of the class. The firm discloses sole voting power over 1,052,618 shares and sole dispositive power over the full 2,574,395 shares. The filing is an amended Schedule 13G and includes a certification that the shares are held in the ordinary course of business and not to change or influence control of the issuer.

This is a routine institutional ownership disclosure showing a non-controlling stake below 5%, with clear allocation of voting and disposition rights but no stated intent to influence corporate control.

This Amendment No. 3 to Schedule 13G reports beneficial ownership of Pagaya Technologies Ltd. (Class A ordinary shares) by a group of Viola-related funds and three individuals. The five Reporting Holders directly hold a total of 6,131,831 Class A shares (breakdown: Viola IV (A) 2,679,415; Viola IV (B) 2,799,471; Viola IV Principals 154,249; Viola IV CEO 41,295; Viola 4 P 457,401), representing 9.5% of outstanding Class A shares.

Reporting Individuals collectively report significant aggregate holdings as well. Avi Zeevi is reported as beneficially owning 6,364,797 Class A shares (reported as 9.8% of Class A), with specified sole voting and dispositive power amounts and certain options/RSUs that are excluded from current beneficial ownership but may become exercisable. Percentages are based on 64,873,392 Class A ordinary shares outstanding as of June 30, 2025. The filing notes there are 11,288,577 Class B shares (10 votes each) and 5,000,000 Series A preferred shares convertible on a one-for-one basis, so the Reporting Persons' voting power is lower than their Class A percentage figures indicate.

Pagaya Technologies Ltd. (PGY) submitted a Rule 144 notice proposing the sale of 1,103,877 common shares through Morgan Stanley Smith Barney LLC on NASDAQ, with an aggregate market value of $33,016,961.07. The filing reports 65,319,849 shares outstanding and states the shares were acquired 04/25/2016 in a private acquisition from the issuer, with cash payment.

The form discloses related-party transactions on 06/04/2025 by Viola-affiliated funds that sold a total of 2,043,945 shares for aggregate gross proceeds of $34,542,670.50. The filer attests they are unaware of any undisclosed material adverse information.