Pagaya Technologies Ltd. SEC filings document the company’s operating results, Regulation FD communications, capital structure and material corporate events. Its 8-K filings include quarterly and annual earnings releases, shareholder letters, executive officer transition disclosures, and securities information for its Class A ordinary shares and warrants to purchase Class A ordinary shares.
The filing record also covers financing and liability-management matters, including senior notes, note repurchases, revolving credit facility agreements and related subsidiary guarantees. These disclosures describe Pagaya’s debt instruments, material agreements, governance changes, risk-related statements and funding arrangements for an AI-driven financial technology business.
Pagaya Technologies Ltd. (PGY) director Tami Rosen reported equity compensation activity on September 12, 2026. She exercised 15,625 Restricted Stock Units into an equal number of Class A Ordinary Shares at a $0.00 exercise price, then sold 7,121 shares at $20.21 per share to satisfy tax withholding obligations from the vesting. Following the exercise, she continued to hold 31,250 Restricted Stock Units subject to future vesting under a grant that vests in eight equal quarterly installments over two years starting June 12, 2025.
Pagaya Technologies Ltd. (PGY) reported that President Sanjiv Das exercised 23,750 restricted stock units into the same number of Class A ordinary shares on September 12, 2026. On the same date, he sold 13,301 Class A ordinary shares at $20.21 per share, with the sale described as necessary to satisfy tax withholding obligations from the vesting of a compensatory award. Following this vesting event, he held 47,500 restricted stock units directly. The grant underlying these units is scheduled to vest over two years in eight equal quarterly installments starting on June 12, 2025.
Pagaya Technologies Ltd. (PGY) reported that its Chief Financial Officer, Jonathan Dobres, had restricted stock units convert into Class A ordinary shares and then sold a portion of those shares. On June 25, 2026 and September 12, 2026, a total of 2,242 restricted stock units converted into 2,242 Class A ordinary shares at no cash exercise price. On those same dates, Dobres sold 403 shares at $15.48 per share and 582 shares at $20.21 per share, with the company stating that these sales were necessary to satisfy tax withholding obligations arising exclusively from the vesting of compensatory awards. No Rule 10b5-1 trading plan is reported for these transactions.
Pagaya Technologies Ltd. (PGY) reported that Chief Accounting Officer Cory Vieira exercised restricted stock units on September 2, 2026, resulting in the issuance of 5,208 Class A ordinary shares at no exercise price.
On the same date, Vieira sold 3,075 Class A ordinary shares at $22.71 per share. A footnote states that this sale was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award. Another footnote explains that half of the underlying award vested on December 2, 2025 and the remaining half vests over the following 12 months in four quarterly installments. No Rule 10b5-1 trading plan is reported.
Pagaya Technologies Ltd. (PGY) reported that director Jason M. Gardner received an equity compensation award on September 1, 2026. He acquired 5,946 Class A Ordinary Shares in total, consisting of 1,953 shares that are immediately vested and 3,993 restricted stock units (RSUs) that each represent a right to receive one Class A Ordinary Share. The RSUs will vest in full on October 1, 2026, and Gardner holds 5,946 shares directly after this award. No Rule 10b5-1 trading plan is reported for this grant.
Pagaya Technologies Ltd. (PGY) reports that director Jason M. Gardner has filed an initial statement of beneficial ownership of securities. As of August 17, 2026, he reports owning no Class A Ordinary Shares directly. The filing states it was submitted late due to an inadvertent administrative error not attributed to Gardner.
Pagaya Technologies Ltd. (PGY) director Tami Rosen reported selling 1,265 Class A Ordinary Shares on September 3, 2026 at $23.07 per share. According to a footnote, the sale was made to satisfy tax liability arising exclusively from the vesting of a compensatory award. Rosen held 15,400 shares directly after this transaction, and no Rule 10b5-1 trading plan is reported.
Pagaya Technologies Ltd. (PGY) reported the results of its Annual General Meeting of Shareholders held on August 17, 2026. Shareholders elected all ten director nominees, each receiving over 120 million votes in favor, with significant broker non-votes of 22,265,220 on each director item.
Shareholders re-appointed the independent registered public accounting firm, with 152,794,384 votes for and limited opposition. On an advisory (non-binding) basis, compensation of the named executive officers was approved with 127,798,789 votes for. Multiple compensation-related proposals for management directors (covering the 2026 bonus framework, ratification of prior actions, and compensation for 2027–2029) were each approved by the required Special Majority, including 81,347,768 votes for CEO Gal Krubiner’s 2027–2029 compensation. Changes to cash compensation for non-employee directors were also approved with 130,171,492 votes for.
Pagaya Technologies Ltd. director Tami Rosen reported an equity award and share sale on August 3, 2026. Rosen received a prorated annual equity award totaling 7,302 Class A Ordinary Shares, split between 2,911 immediately vested shares and 4,391 restricted stock units that vest in full on October 1, 2026.
On the same date, Rosen sold 28,181 Class A Ordinary Shares at a weighted average price of $21.9783 per share, in multiple transactions priced between $21.95 and $22.03.
Pagaya Technologies Ltd. president Sanjiv Das sold 21,289 Class A Ordinary Shares on 2026-08-03 at $22.0000 per share in a transaction classified as a sale in the open market or a private transaction, leaving direct ownership of 144,185.5380 Class A shares.