Broker files sale notice for 9,944 shares

Morgan Stanley Smith Barney LLC filed a Form 144 notice for the proposed sale of 9,944 shares of Common Stock.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 notice for the proposed sale of 9,944 shares of Common Stock. The filing references an intended sale date of 06/12/2026 and prior reported dispositions of 5,681 shares on 06/12/2026 for $92,202.63 and 9,720 shares on 04/17/2026 for $147,160.80.

Insights

Securities Compliance Counsel

Notice filed under Rule 144 reports proposed resale of restricted shares and recent Rule 10b5-1 sales.

The filing lists 9,944 shares tied to Restricted Stock Units with an intended sale date of 06/12/2026. It also documents prior dispositions of 5,681 and 9,720 shares with dollar amounts shown.

These items are routine resale notices; cash-flow treatment and purchaser details are not stated in the excerpt. Subsequent securities transfer filings may provide execution details.

Key Figures

Shares proposed for resale: 9,944 shares Recent disposition on 06/12/2026: 5,681 shares Recent disposition on 04/17/2026: 9,720 shares

3 metrics

Shares proposed for resale 9,944 shares Intended sale date <date>06/12/2026</date>

Recent disposition on 06/12/2026 5,681 shares Proceeds listed as <money>$92,202.63</money>

Recent disposition on 04/17/2026 9,720 shares Proceeds listed as <money>$147,160.80</money>

Key Terms

Form 144, Restricted Stock Units, 10b5-1 Sales

3 terms

Form 144 regulatory

"filed a Form 144 notice for the proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common 06/12/2026 Restricted Stock Units Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 Sales regulatory

"10b5-1 Sales for TAMI ROSEN"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for PGY report?

The notice reports a proposed sale of 9,944 shares of common stock with an intended sale date of 06/12/2026. It also lists prior dispositions of 5,681 and 9,720 shares on 06/12/2026 and 04/17/2026 respectively.

Who is the filing party on the Form 144 for PGY?

The filing shows Morgan Stanley Smith Barney LLC Executive Financial Services as the broker/filing agent. The selling individual identified is Tami Rosen with address details included in the excerpt.

Were proceeds from recent sales disclosed in the filing?

Yes. The excerpt lists proceeds of $92,202.63 for 5,681 shares sold on 06/12/2026 and $147,160.80 for 9,720 shares sold on 04/17/2026.

What type of securities are being sold according to the excerpt?

The filing refers to the resale of Common Stock tied to Restricted Stock Units. The excerpt identifies the instrument type and the relevant dates without specifying the purchaser or execution venue.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/22/2026 - 04:49 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001970282
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Pagaya Technologies Ltd.
SEC File Number	001-41430
Address of Issuer	335 Madison Avenue, 16th Floor New York NEW YORK 10017
Phone	6467107714
Name of Person for Whose Account the Securities are To Be Sold	TAMI ROSEN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9944	155325.28	71601146	06/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/12/2026	Restricted Stock Units	Issuer			9944	06/12/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	06/12/2026	5681	92202.63
10b5-1 Sales for TAMI ROSEN 335 Madison Avenue, 16th Floor New York NY 10017	Common	04/17/2026	9720	147160.80

144: Remarks and Signature

Remarks
Date of Notice	06/22/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/16/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Tami Rosen
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)