Pagaya Technologies Ltd. SEC filings document the company’s operating results, Regulation FD communications, capital structure and material corporate events. Its 8-K filings include quarterly and annual earnings releases, shareholder letters, executive officer transition disclosures, and securities information for its Class A ordinary shares and warrants to purchase Class A ordinary shares.
The filing record also covers financing and liability-management matters, including senior notes, note repurchases, revolving credit facility agreements and related subsidiary guarantees. These disclosures describe Pagaya’s debt instruments, material agreements, governance changes, risk-related statements and funding arrangements for an AI-driven financial technology business.
Form 144 filed for Pagaya Technologies Ltd. (PGYWW) reporting a proposed sale of 96,275 shares of common stock through Morgan Stanley Smith Barney LLC on 09/23/2025 with an aggregate market value of $3,626,255.64. The securities were acquired on 12/15/2016 in a private acquisition from the issuer and payment was in cash. The filing also discloses multiple affiliated sales on 08/12/2025 by several Viola Ventures entities reporting individual gross proceeds (for example, $33,016,961.07 and $31,601,021.67 among others). The filer certifies no undisclosed material adverse information and includes the standard Rule 144 representation.
Form 144 notice for Pagaya Technologies Ltd. (PGYWW) reporting a proposed sale of 14,924 common shares through Morgan Stanley Smith Barney LLC on 09/23/2025 with an aggregate market value of $562,121.41. The shares were acquired in a private acquisition from the issuer on 12/15/2016 and paid in cash. The filing discloses multiple related entity sales on 08/12/2025, including one sale of 1,103,877 shares with gross proceeds of $33,016,961.07 and other large dispositions by Viola-related entities. The filer certifies no undisclosed material adverse information and includes the required attestation language.
Form 144 notice for Pagaya Technologies Ltd. (PGYWW) shows a proposed sale of 23,788 common shares through Morgan Stanley Smith Barney on 09/23/2025 with an aggregate market value of $895,989.29. The filing reports 65,319,849 shares outstanding. The shares to be sold were acquired on 05/22/2020 in a private acquisition from the issuer and paid in cash on the same date. The filing also discloses multiple prior sales on 08/12/2025 by related Viola entities, including large dispositions such as 1,106,877 and 1,056,537 shares, producing multimillion-dollar gross proceeds. The notice contains the required representation that the seller is not aware of undisclosed material adverse information.
Pagaya Technologies Ltd. (PGYWW) filed a Form 144 notifying a proposed sale of securities under Rule 144. The notice reports 5,225 shares of common stock to be sold through Morgan Stanley Smith Barney LLC with an aggregate market value of $196,802.76 and total shares outstanding listed as 65,319,849. The approximate sale date is 09/23/2025. The securities were acquired on 12/15/2016 in a private acquisition from the issuer and paid in cash. The filing also discloses multiple sales during the past three months by related Viola entities on 08/12/2025, including transactions of 1,103,877; 1,056,537; 180,360; 60,823; and 16,283 shares with gross proceeds shown for each. The filer affirms no undisclosed material adverse information and includes the standard certification against false statements.
Amendment No. 5 to a Schedule 13D reports pro rata in-kind share distributions and conversions by Oak HC/FT funds resulting in a combined beneficial ownership of 4,215,672 Class A Ordinary Shares, equal to 6.0% of Pagaya Technologies Ltd.'s Class A shares on the stated basis. On September 18, 2025 the Funds distributed Ordinary Shares: Fund II 3,284,484; Fund V 2,077,698; Fund V-A 503,993; Fund V-B 459,029. Immediately prior, Fund V converted 2,031,325 Series A preferred, Fund V-A converted 492,744, and Fund V-B converted 448,784 to Ordinary Shares. The filing clarifies shared voting/dispositive power among Funds and identifies Lamont and Adams as control persons of the relevant general partners.
Pagaya Technologies Ltd. (PGYWW) filed a Form 144 notice reporting a proposed sale of 108,005 shares of common stock through Merrill Lynch Pierce Fenner and Smith on NASDAQ, with an approximate sale date of 09/19/2025 and an aggregate market value of $4,731,699.05. The filing states total shares outstanding of 65,319,849.
The shares were acquired on 09/18/2025 as distributions in kind from Oak HC/FT Associates II, LLC (80,031 shares) and Oak HC/FT Associates V, LP (27,974 shares). The filer reports no securities sold in the past three months.
Dan Petrozzo, a director of Pagaya Technologies Ltd. (PGY), reported the sale of 2,828 Class A ordinary shares on 09/15/2025. The Form 4 shows the shares were disposed at a weighted average price of $41.4315, and the reporting person retained beneficial ownership of 93,450 shares after the transaction.
The filing discloses the sale was effected pursuant to a 10b5-1 trading plan, and that the individual sale transactions occurred at prices ranging from $39.57 to $41.97. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Pagaya Technologies Ltd. insider filing: This Form 4 reports transactions by Sanjiv Das, an officer and director, relating to restricted stock units and Class A ordinary shares. On 09/12/2025 Mr. Das was deemed to acquire 23,750 shares through vesting of restricted stock units granted at $0, increasing underlying holdings tied to those units to 142,500 shares beneficially owned. A contemporaneous sale on 09/15/2025 disposed of 13,304 Class A shares at $40.62 per share to satisfy tax withholding obligations arising solely from the vesting. After these transactions Mr. Das directly beneficially owned 96,885 Class A shares. The restricted stock units vest over two years in eight equal quarterly installments beginning 06/12/2025.
Pagaya Technologies insider transaction: Evangelos Perros, Pagaya Technologies Ltd. Chief Financial Officer, reported compensatory restricted stock units vesting and a related sale to cover taxes. On 09/12/2025 Perros was deemed to acquire 20,625 Class A ordinary shares at $0 upon vesting of restricted stock units. A sale on 09/15/2025 disposes of 11,553 shares at $40.62 per share to satisfy tax withholding obligations. After these transactions Perros beneficially owns 123,750 Class A ordinary shares directly and 68,151 shares remained directly owned following the sale line item. The restricted grant vests over two years in eight equal quarterly installments beginning 06/12/2025.
Tami Rosen, Pagaya Technologies Ltd. (PGY) Chief Development Officer and director, reported multiple transactions in September 2025. On 09/12/2025 she was credited with 15,625 restricted stock units (RSUs) that vest over two years in eight equal quarterly installments starting June 12, 2025. To satisfy tax withholding from the vesting, she sold 8,037 Class A ordinary shares on 09/15/2025 at $40.62 per share. On 09/15/2025 she also exercised 5,833 incentive stock options with a $10.68 exercise price and contemporaneously sold those 5,833 shares pursuant to a 10b5‑1 plan at $42. The filings include a signature by an attorney‑in‑fact dated 09/16/2025.