Pagaya Technologies Ltd. SEC filings document the company’s operating results, Regulation FD communications, capital structure and material corporate events. Its 8-K filings include quarterly and annual earnings releases, shareholder letters, executive officer transition disclosures, and securities information for its Class A ordinary shares and warrants to purchase Class A ordinary shares.
The filing record also covers financing and liability-management matters, including senior notes, note repurchases, revolving credit facility agreements and related subsidiary guarantees. These disclosures describe Pagaya’s debt instruments, material agreements, governance changes, risk-related statements and funding arrangements for an AI-driven financial technology business.
Pagaya Technologies Ltd. (PGY) reported an insider equity transaction by its President. On 10/16/2025, 22,916 Class A Ordinary Shares were acquired at $0 via RSU vesting (code M), and 12,816 shares were sold at $27.4 (code S) the same day. Following these transactions, 110,740 shares were beneficially owned directly.
The sale was made to satisfy tax withholding obligations from the vesting of a compensatory award. The underlying grant totals 183,333 RSUs: 1/4 vested on April 16, 2024, with the remainder vesting in six equal quarterly installments beginning July 16, 2024.
Pagaya Technologies (PGY) reported an insider transaction by its Chief Development Officer and Director. On 10/13/2025, the insider exercised an incentive stock option (code M) to acquire 9,363 Class A ordinary shares at an exercise price of $10.68 per share.
Following the transaction, the insider directly owned 37,544 Class A ordinary shares and held 222,267 derivative securities beneficially. The option was disclosed as fully vested and exercisable on February 29, 2024.
Sanjiv Das, listed as an officer (President) of Pagaya Technologies Ltd. (PGY), reported transactions dated 10/01/2025. On that date 8,538 restricted stock units (RSUs) vested and were treated as acquired at $0 under a compensatory award. To cover tax withholding from the vesting, 4,783 Class A ordinary shares were sold at $30.20 each. After these entries, the filing shows beneficial ownership of 100,640 Class A shares and 8,538 underlying shares from the RSUs. The filer states the sale was made solely to satisfy tax withholding obligations arising from the vesting.
Pagaya Technologies Ltd. (PGY) Form 4 shows that Tami Rosen, identified as a Director and Chief Development Officer, sold 15,026 Class A ordinary shares on 10/01/2025 at a weighted average price of $30.7345 per share under a 10b5-1 plan. After the transactions, the filing reports she beneficially owns 28,181 Class A shares.
The filing notes the sale occurred in multiple transactions with prices ranging from $29.90 to $32.62 and that the reporting person will provide details of per-price amounts on request. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Pagaya Technologies insider Evangelos Perros, the company's Chief Financial Officer, reported transactions dated 10/01/2025. 22,766 restricted stock units vested and were reported as acquired with a zero per‑share price for tax/compensation reporting purposes, and 12,754 Class A ordinary shares were sold at $30.20 per share to satisfy tax withholding obligations triggered by the vesting. After these transactions, the filing reports beneficial ownership of 113,828 Class A ordinary shares.
The filing explains the sale was solely to cover tax withholding from the compensatory vesting. The restricted stock unit grant totals 273,224 units with a specified vesting schedule: 1/6 vested on 8/1/2024 and 1/6 on 1/1/2025, with the remaining 2/3 vesting in equal quarterly installments through 1/1/2027.
Pagaya Technologies entered into a new senior secured revolving credit agreement providing an initial committed amount of $132 million to support the company’s liquidity. The Revolving Credit Facility matures on October 2, 2028 and allows voluntary prepayments without penalty subject to notice and minimums, although prepayments of SOFR loans may incur breakage costs. Interest is payable at the company’s option at a base rate plus a 2.50% margin (with a 1.00% floor) or at an adjusted term SOFR plus a 3.50% margin (with a 1.00% floor). An unused-commitment fee accrues at 0.25% annually. The obligations are guaranteed by certain wholly-owned subsidiaries and are secured by a first priority lien on substantially all assets, subject to customary exceptions. The agreement contains customary negative and affirmative covenants, a maximum first-lien leverage ratio, a minimum fixed charge coverage ratio, and events of default including change of control and bankruptcy. A press release announcing the refinancing is filed as Exhibit 99.1.
Form 144 filed for Pagaya Technologies Ltd. (PGY) reports a proposed sale of 15,026 common shares by or for an insider through Morgan Stanley Smith Barney, with an aggregate market value of $446,121.94 and an approximate sale date of 10/01/2025 on NASDAQ. The shares were acquired as Restricted Stock Units (RSUs) on 06/12/2025 and paid on that date.
The filing also lists prior sales by the same person during the past three months: 7/03/2025 sale of 13,821 shares for $302,028.93, and two 9/15/2025 sales totaling 13,870 shares for combined gross proceeds of $571,448.94. The filer certifies they are not aware of undisclosed material adverse information and, if applicable, references any Rule 10b5-1 trading plan.
Pagaya Technologies Ltd. insider Form 4: Director Avi Zeevi reported two distributions of Class A ordinary shares received in kind from related Viola funds on 09/23/2025 and 09/24/2025. The 09/23/2025 distribution shows 6,384 shares acquired, increasing Zeevi's reported beneficial ownership to 72,696 Class A shares. The 09/24/2025 distribution shows 76,319 shares acquired, increasing reported beneficial ownership to 149,015 Class A shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/25/2025. The filings state the shares were distributed in kind to partners of Viola Ventures IV Principals Fund, L.P. and Viola Ventures 4, L.P.
Pagaya Technologies Ltd. (Form 144) notice reports a proposed sale of 201,314 common shares through Morgan Stanley Smith Barney, with an aggregate market value of $7,076,560.67. The shares represent part of 65,319,849 shares outstanding and are slated for sale on 09/24/2025 on NASDAQ. The filer indicates these shares were acquired on 09/23/2025 as a distribution from a partnership and were received as a distribution in kind. The filing also discloses multiple related sales on 09/23/2025 and 08/12/2025 by Viola-related entities totaling several large transactions with gross proceeds listed per sale.
Pagaya Technologies Ltd. (PGYWW) Form 144 notifies a proposed sale of 1,910 common shares (approximate aggregate market value $71,941.30) to be sold through Morgan Stanley Smith Barney on 09/23/2025 on NASDAQ. The shares were originally acquired in a private acquisition from the issuer on 12/15/2016 and paid for in cash. The filing also discloses multiple large sales by affiliated entities on 08/12/2025, including aggregate gross proceeds shown per seller (examples: Viola Ventures IV (A), L.P. grossed $31,601,021.67; Viola Ventures IV (B), L.P. grossed $33,016,961.07), indicating recent significant dispositions by related parties. The filer attests there is no undisclosed material adverse information and the notice contains standard Rule 144 representations.