Welcome to our dedicated page for Pagaya Technologies Ltd. SEC filings (Ticker: PGY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Pagaya Technologies Ltd. SEC filings document the company’s operating results, Regulation FD communications, capital structure and material corporate events. Its 8-K filings include quarterly and annual earnings releases, shareholder letters, executive officer transition disclosures, and securities information for its Class A ordinary shares and warrants to purchase Class A ordinary shares.
The filing record also covers financing and liability-management matters, including senior notes, note repurchases, revolving credit facility agreements and related subsidiary guarantees. These disclosures describe Pagaya’s debt instruments, material agreements, governance changes, risk-related statements and funding arrangements for an AI-driven financial technology business.
Insider Trading Alert: Pagaya Technologies (PGY) Chief Technology Officer and Director Avital Pardo executed significant share sales through a pre-planned 10b5-1 trading plan. The transactions occurred over two consecutive days:
- On June 24, 2025: Disposed of 239,989 Class B Ordinary Shares at a weighted average price of $19.65 (range: $19.11-$19.96)
- On June 25, 2025: Sold additional 54,254 Class B Ordinary Shares at a weighted average price of $20.24 (range: $20.08-$20.60)
Following these transactions, Pardo's direct ownership decreased to 802,961 shares. All Class B Ordinary Shares were automatically converted to Class A Ordinary Shares upon sale. The transactions were executed under a 10b5-1 plan, indicating they were scheduled in advance to avoid concerns about insider trading.
Insider Trading Alert: Yahav Yulzari, Chief Business Officer and Director of Pagaya Technologies, executed significant share dispositions through a pre-planned 10b5-1 trading plan:
- June 25, 2025: Sold 52,867 Class B Ordinary Shares at weighted average price of $20.24 (range: $20.08-$20.60)
- June 24, 2025: Sold 241,160 Class B Ordinary Shares at weighted average price of $19.65 (range: $19.11-$19.96)
Following these transactions, Yulzari retains beneficial ownership of 3,846,564 shares held directly. All Class B Ordinary Shares were automatically converted to Class A Ordinary Shares upon sale. These sales were executed under a Rule 10b5-1 trading plan, which provides a safe harbor from insider trading allegations by establishing predetermined trading parameters.
Insider Trading Alert: Tami Rosen, Chief Development Officer and Director of Pagaya Technologies (PGY), executed a planned sale of 10,000 Class A Ordinary Shares at $20.24 per share on June 25, 2025. The transaction was conducted under a pre-established 10b5-1 trading plan.
Following the transaction, Rosen retains direct beneficial ownership of 35,619 Class A Ordinary Shares. The sale represents a partial reduction in the insider's holdings, suggesting planned portfolio management rather than a significant shift in position.
- Transaction Type: Sale (S)
- Transaction Value: $202,400
- Ownership Type: Direct
- Filing Status: Individual filing
This Form 4 filing complies with SEC regulations requiring prompt disclosure of insider transactions, with the filing executed through an attorney-in-fact, Natalie Wilmore.
Form 144 Notice filed for Pagaya Technologies (PGY) indicates a proposed sale of 10,000 common shares with an aggregate market value of $199,600 by an insider through Morgan Stanley Smith Barney LLC. The sale is planned to execute on the NASDAQ exchange around June 25, 2025.
The shares were originally acquired through an open market purchase on January 1, 2025. The filing also discloses recent insider trading activity by Tami Rosen, who sold:
- 8,187 shares on June 12, 2025 ($146,547 proceeds)
- 13,814 shares on June 10, 2025 ($244,226 proceeds) under 10b5-1 plan
- 14,653 shares on April 2, 2025 ($154,296 proceeds)
Total outstanding shares reported: 63,055,282. This Form 144 represents the declaration of intention to sell securities, required when affiliates plan to sell restricted or control securities.
Insider Trading Alert: Yahav Yulzari, Chief Business Officer and Director of Pagaya Technologies (PGY), executed two planned sales of Class B Ordinary Shares under a 10b5-1 trading plan:
- June 18, 2025: Sold 4,700 shares at weighted average price of $19.0002 (range $19.00-$19.01)
- June 20, 2025: Sold 8,259 shares at $19.04 per share
Following these transactions, Yulzari retains beneficial ownership of 4,140,591 Class B Ordinary Shares held directly. The Class B shares were automatically converted to Class A Ordinary Shares upon sale. These sales were executed according to a pre-established 10b5-1 trading plan, which provides a safe harbor from insider trading allegations by scheduling trades in advance.
Pagaya Technologies (PGY) Chief Technology Officer and Director Avital Pardo executed two planned sales of Class B Ordinary Shares under a Rule 10b5-1 trading plan:
- June 18, 2025: Sold 4,757 shares at weighted average price of $19.0001 per share
- June 20, 2025: Sold 8,259 shares at $19.04 per share
Following these transactions, Pardo directly owns 1,097,204 shares. The Class B Ordinary Shares were automatically converted to Class A Ordinary Shares upon sale. These transactions were executed according to a pre-established 10b5-1 trading plan, which provides an affirmative defense against insider trading allegations by demonstrating the trades were planned in advance.