Pagaya Technologies Ltd. SEC Filings

Pagaya Technologies Ltd. (PGYWW) filed a Form 144 notifying a proposed sale of securities under Rule 144. The notice reports 5,225 shares of common stock to be sold through Morgan Stanley Smith Barney LLC with an aggregate market value of $196,802.76 and total shares outstanding listed as 65,319,849. The approximate sale date is 09/23/2025. The securities were acquired on 12/15/2016 in a private acquisition from the issuer and paid in cash. The filing also discloses multiple sales during the past three months by related Viola entities on 08/12/2025, including transactions of 1,103,877; 1,056,537; 180,360; 60,823; and 16,283 shares with gross proceeds shown for each. The filer affirms no undisclosed material adverse information and includes the standard certification against false statements.

Amendment No. 5 to a Schedule 13D reports pro rata in-kind share distributions and conversions by Oak HC/FT funds resulting in a combined beneficial ownership of 4,215,672 Class A Ordinary Shares, equal to 6.0% of Pagaya Technologies Ltd.'s Class A shares on the stated basis. On September 18, 2025 the Funds distributed Ordinary Shares: Fund II 3,284,484; Fund V 2,077,698; Fund V-A 503,993; Fund V-B 459,029. Immediately prior, Fund V converted 2,031,325 Series A preferred, Fund V-A converted 492,744, and Fund V-B converted 448,784 to Ordinary Shares. The filing clarifies shared voting/dispositive power among Funds and identifies Lamont and Adams as control persons of the relevant general partners.

Pagaya Technologies Ltd. (PGYWW) filed a Form 144 notice reporting a proposed sale of 108,005 shares of common stock through Merrill Lynch Pierce Fenner and Smith on NASDAQ, with an approximate sale date of 09/19/2025 and an aggregate market value of $4,731,699.05. The filing states total shares outstanding of 65,319,849.

The shares were acquired on 09/18/2025 as distributions in kind from Oak HC/FT Associates II, LLC (80,031 shares) and Oak HC/FT Associates V, LP (27,974 shares). The filer reports no securities sold in the past three months.

Dan Petrozzo, a director of Pagaya Technologies Ltd. (PGY), reported the sale of 2,828 Class A ordinary shares on 09/15/2025. The Form 4 shows the shares were disposed at a weighted average price of $41.4315, and the reporting person retained beneficial ownership of 93,450 shares after the transaction.

The filing discloses the sale was effected pursuant to a 10b5-1 trading plan, and that the individual sale transactions occurred at prices ranging from $39.57 to $41.97. The Form 4 was signed by an attorney-in-fact on 09/17/2025.

Pagaya Technologies Ltd. insider filing: This Form 4 reports transactions by Sanjiv Das, an officer and director, relating to restricted stock units and Class A ordinary shares. On 09/12/2025 Mr. Das was deemed to acquire 23,750 shares through vesting of restricted stock units granted at $0, increasing underlying holdings tied to those units to 142,500 shares beneficially owned. A contemporaneous sale on 09/15/2025 disposed of 13,304 Class A shares at $40.62 per share to satisfy tax withholding obligations arising solely from the vesting. After these transactions Mr. Das directly beneficially owned 96,885 Class A shares. The restricted stock units vest over two years in eight equal quarterly installments beginning 06/12/2025.

Pagaya Technologies insider transaction: Evangelos Perros, Pagaya Technologies Ltd. Chief Financial Officer, reported compensatory restricted stock units vesting and a related sale to cover taxes. On 09/12/2025 Perros was deemed to acquire 20,625 Class A ordinary shares at $0 upon vesting of restricted stock units. A sale on 09/15/2025 disposes of 11,553 shares at $40.62 per share to satisfy tax withholding obligations. After these transactions Perros beneficially owns 123,750 Class A ordinary shares directly and 68,151 shares remained directly owned following the sale line item. The restricted grant vests over two years in eight equal quarterly installments beginning 06/12/2025.

Tami Rosen, Pagaya Technologies Ltd. (PGY) Chief Development Officer and director, reported multiple transactions in September 2025. On 09/12/2025 she was credited with 15,625 restricted stock units (RSUs) that vest over two years in eight equal quarterly installments starting June 12, 2025. To satisfy tax withholding from the vesting, she sold 8,037 Class A ordinary shares on 09/15/2025 at $40.62 per share. On 09/15/2025 she also exercised 5,833 incentive stock options with a $10.68 exercise price and contemporaneously sold those 5,833 shares pursuant to a 10b5‑1 plan at $42. The filings include a signature by an attorney‑in‑fact dated 09/16/2025.

Pagaya Technologies insider sale by CFO. Pagaya Technologies Ltd. reporting person Evangelos Perros, identified as the company's Chief Financial Officer and a director, reported two separate dispositions of Class A ordinary shares on September 5 and September 9, 2025. The filings show sales of 9,435 shares on 09/05/2025 at a weighted average price of $38.8376 and 14,356 shares on 09/09/2025 at a weighted average price of $37.3365, for a combined total of 23,791 shares sold.

After these transactions the reporting person beneficially owned 59,079 Class A ordinary shares. The form includes explanations that each sale consisted of multiple transactions within described price ranges and offers to provide detailed per-trade quantities on request. The Form 4 was signed by an attorney-in-fact on 09/09/2025.

Pagaya Technologies Ltd. (PGY) Form 144 notice: An officer or insider proposes to sell 14,356 common shares via Morgan Stanley Smith Barney on NASDAQ with an aggregate market value of $536,001.36, with an approximate sale date of 09/09/2025.

The securities were acquired as restricted stock on 08/01/2024 from the issuer, with 14,356 shares listed for sale and payment recorded as not applicable. The filing also discloses three recent insider sales totaling 33,958 shares that generated gross proceeds of $864,,?045.?07 based on the listed amounts for 06/13/2025, 07/02/2025 and 09/05/2025.