Welcome to our dedicated page for Pagaya Technologies Ltd. SEC filings (Ticker: PGY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Pagaya Technologies Ltd. (NASDAQ: PGY) files a range of documents with the U.S. Securities and Exchange Commission that shed light on its AI-driven financial technology business, funding structure, and capital markets activity. As an Israel-incorporated company with offices in New York and Tel Aviv, Pagaya uses its SEC filings to report material events, financing transactions, and periodic financial results related to its role in the consumer credit and residential real estate markets.
On this page, investors can review Pagaya’s current and historical SEC filings, including Form 8-K reports that describe significant developments such as earnings releases, refinancings of revolving credit facilities, and the issuance of senior notes. Recent 8-K filings detail a senior secured revolving credit facility, the terms of Pagaya US Holding Company LLC’s senior notes due 2030, and the use of proceeds to refinance existing borrowings and support general corporate purposes.
Pagaya’s periodic reports, including annual reports on Form 10-K and quarterly reports on Form 10-Q, provide more extensive information on its financial performance, non-GAAP metrics such as Fee Revenue Less Production Costs, Adjusted Net Income, and Adjusted EBITDA, and its activities in asset-backed securitization (ABS) programs across personal loans, auto loans, and point-of-sale assets. These filings also describe the company’s risk factors, capital structure, and the role of its AI-driven credit infrastructure within the broader financial ecosystem.
In addition, investors can use this page to access insider and capital markets-related filings, such as those related to warrants to purchase Class A ordinary shares (PGYWW) and other securities. Stock Titan’s tools surface Pagaya’s filings as they become available from EDGAR and provide AI-powered summaries to help readers quickly understand key terms, covenants, and implications of complex documents, including credit agreements, indentures, and securitization-related disclosures.
Form 144 Notice filed for Pagaya Technologies (PGY) indicates a proposed sale of 10,000 common shares with an aggregate market value of $199,600 by an insider through Morgan Stanley Smith Barney LLC. The sale is planned to execute on the NASDAQ exchange around June 25, 2025.
The shares were originally acquired through an open market purchase on January 1, 2025. The filing also discloses recent insider trading activity by Tami Rosen, who sold:
- 8,187 shares on June 12, 2025 ($146,547 proceeds)
- 13,814 shares on June 10, 2025 ($244,226 proceeds) under 10b5-1 plan
- 14,653 shares on April 2, 2025 ($154,296 proceeds)
Total outstanding shares reported: 63,055,282. This Form 144 represents the declaration of intention to sell securities, required when affiliates plan to sell restricted or control securities.
Insider Trading Alert: Yahav Yulzari, Chief Business Officer and Director of Pagaya Technologies (PGY), executed two planned sales of Class B Ordinary Shares under a 10b5-1 trading plan:
- June 18, 2025: Sold 4,700 shares at weighted average price of $19.0002 (range $19.00-$19.01)
- June 20, 2025: Sold 8,259 shares at $19.04 per share
Following these transactions, Yulzari retains beneficial ownership of 4,140,591 Class B Ordinary Shares held directly. The Class B shares were automatically converted to Class A Ordinary Shares upon sale. These sales were executed according to a pre-established 10b5-1 trading plan, which provides a safe harbor from insider trading allegations by scheduling trades in advance.
Pagaya Technologies (PGY) Chief Technology Officer and Director Avital Pardo executed two planned sales of Class B Ordinary Shares under a Rule 10b5-1 trading plan:
- June 18, 2025: Sold 4,757 shares at weighted average price of $19.0001 per share
- June 20, 2025: Sold 8,259 shares at $19.04 per share
Following these transactions, Pardo directly owns 1,097,204 shares. The Class B Ordinary Shares were automatically converted to Class A Ordinary Shares upon sale. These transactions were executed according to a pre-established 10b5-1 trading plan, which provides an affirmative defense against insider trading allegations by demonstrating the trades were planned in advance.