NYSE files Form 25 to remove PHD common shares from listing

Rhea-AI Filing Summary

Pioneer Floating Rate Fund, Inc. (PHD) is the subject of a Form 25 filed by the New York Stock Exchange to remove its Common Shares of Beneficial Interest from listing and/or registration under Section 12(b) of the Exchange Act. The filing cites 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c), indicating the Exchange and Issuer have complied with applicable rules. The NYSE certified its compliance and signed the notification on 2025-10-15.

Positive

• None.

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• Form 25 filed to remove PHD common shares from NYSE listing/registration under Section 12(b)

Insights

Exchange listing & market structure analyst

NYSE filed Form 25 to delist PHD, impacting trading venue and liquidity.

The New York Stock Exchange filed Form 25 to remove Pioneer Floating Rate Fund, Inc.'s common shares of beneficial interest from listing and/or registration under Section 12(b). The notice references 17 CFR 240.12d2-2(b) and 240.12d2-2(c), and includes an NYSE certification of compliance, signed on 2025-10-15.

Removal from a national exchange typically reduces on-exchange liquidity and can affect broker routing and index eligibility. The filing does not state post-delisting trading arrangements.

Operational details such as any alternative trading venue or effective timing are not specified in the excerpt; subsequent company or exchange disclosures may provide these mechanics.

UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-32353

Issuer:	Pioneer Floating Rate Fund, Inc.
Exchange:	NEW YORK STOCK EXCHANGE LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	60 State Street
	Boston	MASSACHUSETTS	02109
Telephone number:					617-742-7825

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

Common Shares of Beneficial Interest

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2025-10-15	By	Tyler Mastronardi		Analyst, Market Watch
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the NYSE file regarding Pioneer Floating Rate Fund (PHD)?

The NYSE filed Form 25 to remove PHD’s Common Shares of Beneficial Interest from listing and/or registration under Section 12(b).

Which rules are referenced in the PHD Form 25 filing?

The notice references 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c) regarding exchange and issuer compliance.

Which exchange is affected for PHD?

The New York Stock Exchange is the exchange from which PHD’s shares are being removed.

What class of PHD securities is included in the Form 25?

The filing covers PHD’s Common Shares of Beneficial Interest.

When was the Form 25 certification signed?

The NYSE certification was signed on 2025-10-15.

Who signed the Form 25 notification?

It was signed by Tyler Mastronardi, Analyst, Market Watch, on behalf of the NYSE.