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[25-NSE] Pioneer Floating Rate Fund, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
25-NSE

Pioneer Floating Rate Fund, Inc. (PHD) is the subject of a Form 25 filed by the New York Stock Exchange to remove its Common Shares of Beneficial Interest from listing and/or registration under Section 12(b) of the Exchange Act. The filing cites 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c), indicating the Exchange and Issuer have complied with applicable rules. The NYSE certified its compliance and signed the notification on 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD) è oggetto di un Form 25 presentato dalla New York Stock Exchange per rimuovere le sue Common Shares of Beneficial Interest dall'elenco e/o dalla registrazione ai sensi della Sezione 12(b) del Exchange Act. La presentazione cita 17 CFR 240.12d2-2(b) e 17 CFR 240.12d2-2(c), indicando che lo Scambio e l'Emittente hanno rispettato le norme applicabili. La NYSE ha certificato la conformità e ha firmato la notificazione il 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD) es objeto de un Form 25 presentado por la New York Stock Exchange para retirar sus Common Shares of Beneficial Interest de la cotización y/o registro conforme a la Sección 12(b) del Exchange Act. La presentación cita 17 CFR 240.12d2-2(b) y 17 CFR 240.12d2-2(c), indicando que la Bolsa y el Emisor han cumplido con las reglas aplicables. La NYSE certificó su cumplimiento y firmó la notificación el 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD)Form 25뉴욕증권거래소에 의해 제출되어 Common Shares of Beneficial InterestExchange Act의 섹션 12(b)에 따라 목록 또는 등록에서 제거하기 위한 대상입니다. 제출서는 17 CFR 240.12d2-2(b) 및 17 CFR 240.12d2-2(c)를 인용하며, 거래소와 발행인이 해당 규칙을 준수했음을 나타냅니다. NYSE는 준수를 인증했고 2025-10-15에 통지를 서명했습니다.

Pioneer Floating Rate Fund, Inc. (PHD) est l'objet d'un Form 25 déposé par la New York Stock Exchange visant à retirer ses Common Shares of Beneficial Interest de la cotation et/ou de l'enregistrement en vertu de la Section 12(b) du Exchange Act. Le dépôt cite le 17 CFR 240.12d2-2(b) et le 17 CFR 240.12d2-2(c), indiquant que l'Exchange et l'Émetteur ont respecté les règles applicables. Le NYSE a certifié sa conformité et a signé l'avis le 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD) steht im Mittelpunkt eines Form 25, das von der New York Stock Exchange eingereicht wurde, um seine Common Shares of Beneficial Interest aus der Liste und/oder Registrierung gemäß Abschnitt 12(b) des Exchange Act zu entfernen. Die Einreichung verweist auf 17 CFR 240.12d2-2(b) und 17 CFR 240.12d2-2(c), was darauf hinweist, dass Börse und Emittent die geltenden Regeln eingehalten haben. Die NYSE bestätigte die Einhaltung und unterschrieb die Benachrichtigung am 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD) هو موضوع Form 25 المقدم من بورصة نيويورك لإزالة أسهمها المميزة للفائدة المشتركة Common Shares of Beneficial Interest من الإدراج و/أو التسجيل بموجب القسم 12(b) من قانون المبادلة. تشير الرسالة إلى 17 CFR 240.12d2-2(b) و17 CFR 240.12d2-2(c)، مما يدل على أن البورصة والمصدر قد الامتثال للقواعد المعمول بها. أكدت NYSE امتثالها ووقعت الإخطار في 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD) 是由 纽约证券交易所 提交的 Form 25 的主题,旨在按证券交易法第 12(b) 条将其 Common Shares of Beneficial Interest 从上市和/或注册中除名。该提交引述 17 CFR 240.12d2-2(b) 和 17 CFR 240.12d2-2(c),表明交易所与发行人已遵守适用规则。NYSE 已证明其合规并在 2025-10-15 签署了通知。

Positive
  • None.
Negative
  • Form 25 filed to remove PHD common shares from NYSE listing/registration under Section 12(b)

Insights

NYSE filed Form 25 to delist PHD, impacting trading venue and liquidity.

The New York Stock Exchange filed Form 25 to remove Pioneer Floating Rate Fund, Inc.'s common shares of beneficial interest from listing and/or registration under Section 12(b). The notice references 17 CFR 240.12d2-2(b) and 240.12d2-2(c), and includes an NYSE certification of compliance, signed on 2025-10-15.

Removal from a national exchange typically reduces on-exchange liquidity and can affect broker routing and index eligibility. The filing does not state post-delisting trading arrangements.

Operational details such as any alternative trading venue or effective timing are not specified in the excerpt; subsequent company or exchange disclosures may provide these mechanics.

Pioneer Floating Rate Fund, Inc. (PHD) è oggetto di un Form 25 presentato dalla New York Stock Exchange per rimuovere le sue Common Shares of Beneficial Interest dall'elenco e/o dalla registrazione ai sensi della Sezione 12(b) del Exchange Act. La presentazione cita 17 CFR 240.12d2-2(b) e 17 CFR 240.12d2-2(c), indicando che lo Scambio e l'Emittente hanno rispettato le norme applicabili. La NYSE ha certificato la conformità e ha firmato la notificazione il 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD) es objeto de un Form 25 presentado por la New York Stock Exchange para retirar sus Common Shares of Beneficial Interest de la cotización y/o registro conforme a la Sección 12(b) del Exchange Act. La presentación cita 17 CFR 240.12d2-2(b) y 17 CFR 240.12d2-2(c), indicando que la Bolsa y el Emisor han cumplido con las reglas aplicables. La NYSE certificó su cumplimiento y firmó la notificación el 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD)Form 25뉴욕증권거래소에 의해 제출되어 Common Shares of Beneficial InterestExchange Act의 섹션 12(b)에 따라 목록 또는 등록에서 제거하기 위한 대상입니다. 제출서는 17 CFR 240.12d2-2(b) 및 17 CFR 240.12d2-2(c)를 인용하며, 거래소와 발행인이 해당 규칙을 준수했음을 나타냅니다. NYSE는 준수를 인증했고 2025-10-15에 통지를 서명했습니다.

Pioneer Floating Rate Fund, Inc. (PHD) est l'objet d'un Form 25 déposé par la New York Stock Exchange visant à retirer ses Common Shares of Beneficial Interest de la cotation et/ou de l'enregistrement en vertu de la Section 12(b) du Exchange Act. Le dépôt cite le 17 CFR 240.12d2-2(b) et le 17 CFR 240.12d2-2(c), indiquant que l'Exchange et l'Émetteur ont respecté les règles applicables. Le NYSE a certifié sa conformité et a signé l'avis le 2025-10-15.

Pioneer Floating Rate Fund, Inc. (PHD) steht im Mittelpunkt eines Form 25, das von der New York Stock Exchange eingereicht wurde, um seine Common Shares of Beneficial Interest aus der Liste und/oder Registrierung gemäß Abschnitt 12(b) des Exchange Act zu entfernen. Die Einreichung verweist auf 17 CFR 240.12d2-2(b) und 17 CFR 240.12d2-2(c), was darauf hinweist, dass Börse und Emittent die geltenden Regeln eingehalten haben. Die NYSE bestätigte die Einhaltung und unterschrieb die Benachrichtigung am 2025-10-15.

UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-32353
Issuer: Pioneer Floating Rate Fund, Inc.
Exchange: NEW YORK STOCK EXCHANGE LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 60 State Street
Boston MASSACHUSETTS 02109
Telephone number: 617-742-7825
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
Common Shares of Beneficial Interest
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2025-10-15 By Tyler Mastronardi Analyst, Market Watch
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the NYSE file regarding Pioneer Floating Rate Fund (PHD)?

The NYSE filed Form 25 to remove PHD’s Common Shares of Beneficial Interest from listing and/or registration under Section 12(b).

Which rules are referenced in the PHD Form 25 filing?

The notice references 17 CFR 240.12d2-2(b) and 17 CFR 240.12d2-2(c) regarding exchange and issuer compliance.

Which exchange is affected for PHD?

The New York Stock Exchange is the exchange from which PHD’s shares are being removed.

What class of PHD securities is included in the Form 25?

The filing covers PHD’s Common Shares of Beneficial Interest.

When was the Form 25 certification signed?

The NYSE certification was signed on 2025-10-15.

Who signed the Form 25 notification?

It was signed by Tyler Mastronardi, Analyst, Market Watch, on behalf of the NYSE.
Pioneer Floating Rate Fund

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