[SCHEDULE 13G] Pioneer Floating Rate Fund, Inc. SEC Filing

Rhea-AI Filing Summary

Almitas Capital LLC has filed a Schedule 13G reporting a significant ownership position in Pioneer Floating Rate Fund, Inc. (PHD).

Almitas, a Delaware investment adviser, reports beneficial ownership of 699,986 shares of the fund’s common stock, representing 5.7% of the class as of the event date 09/30/2025. Almitas has sole voting and sole dispositive power over all of these shares, with no shared voting or dispositive power reported.

The filing classifies Almitas as an investment adviser and includes a certification that the regulatory scheme applicable to the investment adviser is substantially comparable to that of a functionally equivalent U.S. institution, and that information that would otherwise be disclosed in a Schedule 13D will be provided to the Commission staff upon request.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Pioneer Floating Rate Fund, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

72369J102

(CUSIP Number)

09/30/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 72369J102

1

Names of Reporting Persons

Almitas Capital LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 699,986.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 699,986.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

699,986.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.7 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Pioneer Floating Rate Fund, Inc.
(b)	Address of issuer's principal executive offices: 60 STATE STREET, 5TH FLOOR, BOSTON, MASSACHUSETTS, 02109
Item 2.
(a)	Name of person filing: Almitas Capital LLC
(b)	Address or principal business office or, if none, residence: 1460 4th Street, Suite 300 Santa Monica, CA 90401
(c)	Citizenship: See Item 4 of the cover page.
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 72369J102
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: See Item 9 of the cover page.
(b)	Percent of class: See Item 11 of the cover page.
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: See Item 5 of the cover page.
	(ii) Shared power to vote or to direct the vote: See Item 6 of the cover page.
	(iii) Sole power to dispose or to direct the disposition of: See Item 7 of the cover page.
	(iv) Shared power to dispose or to direct the disposition of: See Item 8 of the cover page.
Item 5.	Ownership of 5 Percent or Less of a Class.
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.	Certifications:
	By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to Investment Advisor is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Almitas Capital LLC

Signature:	Ronald Mass
Name/Title:	Managing Principal
Date:	11/14/2025

FAQ

What stake in Pioneer Floating Rate Fund (PHD) did Almitas Capital disclose?

Almitas Capital LLC disclosed beneficial ownership of 699,986 shares of Pioneer Floating Rate Fund, Inc. common stock, representing 5.7% of the outstanding class.

What type of investor is Almitas Capital in the PHD Schedule 13G filing?

Almitas Capital LLC is classified as an investment adviser (IA) and is organized in Delaware, as indicated in the Schedule 13G.

Does Almitas Capital have sole or shared voting power over PHD shares?

Almitas Capital reports sole voting power and sole dispositive power over 699,986 shares, and no shared voting or dispositive power.

When was the ownership event for Almitas Capital’s PHD position dated?

The date of the event that triggered the filing is 09/30/2025, as stated on the Schedule 13G cover information.

What does the Schedule 13G certification say in the PHD filing?

The certification states that, to the best of the signer’s knowledge and belief, the foreign regulatory scheme applicable to the Investment Advisor is substantially comparable to that of a functionally equivalent U.S. institution, and that information otherwise disclosed in a Schedule 13D will be furnished to Commission staff upon request.

Who signed the Schedule 13G related to Pioneer Floating Rate Fund (PHD)?

The Schedule 13G was signed by Ronald Mass, identified as Managing Principal, on 11/14/2025.